TIA-1121 001-1-2009 Physical Layer for Ultra Mobile Broadband (UMB) Air Interface Specification (Incorporates Addendum 1).pdf

1、 TIA-1121.001-1-2009 APPROVED: MAY 1, 2009 REAFFIRMED: DECEMBER 2, 2013 TIA-1121.001-1 May 2009Physical Layer for Ultra Mobile Broadband (UMB) Air Interface Specification NOTICE TIA Engineering Standards and Publications are designed to serve the public interest through eliminating misunderstandings

2、 between manufacturers and purchasers, facilitating interchangeability and improvement of products, and assisting the purchaser in selecting and obtaining with minimum delay the proper product for their particular need. The existence of such Standards and Publications shall not in any respect preclu

3、de any member or non-member of TIA from manufacturing or selling products not conforming to such Standards and Publications. Neither shall the existence of such Standards and Publications preclude their voluntary use by Non-TIA members, either domestically or internationally. Standards and Publicati

4、ons are adopted by TIA in accordance with the American National Standards Institute (ANSI) patent policy. By such action, TIA does not assume any liability to any patent owner, nor does it assume any obligation whatever to parties adopting the Standard or Publication. This Standard does not purport

5、to address all safety problems associated with its use or all applicable regulatory requirements. It is the responsibility of the user of this Standard to establish appropriate safety and health practices and to determine the applicability of regulatory limitations before its use. Any use of tradema

6、rks in this document are for information purposes and do not constitute an endorsement by TIA or this committee of the products or services of the company. (From Project No. PN-3-0272.001-AD1-RF1, formulated under the cognizance of the TIA TR-45 Mobile (b) there is no assurance that the Document wil

7、l be approved by any Committee of TIA or any other body in its present or any other form; (c) the Document may be amended, modified or changed in the standards development or any editing process. The use or practice of contents of this Document may involve the use of intellectual property rights (“I

8、PR”), including pending or issued patents, or copyrights, owned by one or more parties. TIA makes no search or investigation for IPR. When IPR consisting of patents and published pending patent applications are claimed and called to TIAs attention, a statement from the holder thereof is requested, a

9、ll in accordance with the Manual. TIA takes no position with reference to, and disclaims any obligation to investigate or inquire into, the scope or validity of any claims of IPR. TIA will neither be a party to discussions of any licensing terms or conditions, which are instead left to the parties i

10、nvolved, nor will TIA opine or judge whether proposed licensing terms or conditions are reasonable or non-discriminatory. TIA does not warrant or represent that procedures or practices suggested or provided in the Manual have been complied with as respects the Document or its contents. If the Docume

11、nt contains one or more Normative References to a document published by another organization (“other SSO”) engaged in the formulation, development or publication of standards (whether designated as a standard, specification, recommendation or otherwise), whether such reference consists of mandatory,

12、 alternate or optional elements (as defined in the TIA Engineering Manual, 4thedition) then (i) TIA disclaims any duty or obligation to search or investigate the records of any other SSO for IPR or letters of assurance relating to any such Normative Reference; (ii) TIAs policy of encouragement of vo

13、luntary disclosure (see Engineering Manual Section 6.5.1) of Essential Patent(s) and published pending patent applications shall apply; and (iii) Information as to claims of IPR in the records or publications of the other SSO shall not constitute identification to TIA of a claim of Essential Patent(

14、s) or published pending patent applications. TIA does not enforce or monitor compliance with the contents of the Document. TIA does not certify, inspect, test or otherwise investigate products, designs or services or any claims of compliance with the contents of the Document. ALL WARRANTIES, EXPRESS

15、 OR IMPLIED, ARE DISCLAIMED, INCLUDING WITHOUT LIMITATION, ANY AND ALL WARRANTIES CONCERNING THE ACCURACY OF THE CONTENTS, ITS FITNESS OR APPROPRIATENESS FOR A PARTICULAR PURPOSE OR USE, ITS MERCHANTABILITY AND ITS NONINFRINGEMENT OF ANY THIRD PARTYS INTELLECTUAL PROPERTY RIGHTS. TIA EXPRESSLY DISCL

16、AIMS ANY AND ALL RESPONSIBILITIES FOR THE ACCURACY OF THE CONTENTS AND MAKES NO REPRESENTATIONS OR WARRANTIES REGARDING THE CONTENTS COMPLIANCE WITH ANY APPLICABLE STATUTE, RULE OR REGULATION, OR THE SAFETY OR HEALTH EFFECTS OF THE CONTENTS OR ANY PRODUCT OR SERVICE REFERRED TO IN THE DOCUMENT OR PR

17、ODUCED OR RENDERED TO COMPLY WITH THE CONTENTS. TIA SHALL NOT BE LIABLE FOR ANY AND ALL DAMAGES, DIRECT OR INDIRECT, ARISING FROM OR RELATING TO ANY USE OF THE CONTENTS CONTAINED HEREIN, INCLUDING WITHOUT LIMITATION ANY AND ALL INDIRECT, SPECIAL, INCIDENTAL OR CONSEQUENTIAL DAMAGES (INCLUDING DAMAGE

18、S FOR LOSS OF BUSINESS, LOSS OF PROFITS, LITIGATION, OR THE LIKE), WHETHER BASED UPON BREACH OF CONTRACT, BREACH OF WARRANTY, TORT (INCLUDING NEGLIGENCE), PRODUCT LIABILITY OR OTHERWISE, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. THE FOREGOING NEGATION OF DAMAGES IS A FUNDAMENTAL ELEMENT OF

19、 THE USE OF THE CONTENTS HEREOF, AND THESE CONTENTS WOULD NOT BE PUBLISHED BY TIA WITHOUT SUCH LIMITATIONS. 3GPP2 C.S0084-001-0 v3.0 CONTENTS i FOREWORD . xxiii 1 REFERENCES xxv 2 1 BASIC PHYSICAL LAYER PROTOCOL 1-1 3 1.1 Introduction 1-1 4 1.1.1 General Overview . 1-1 5 1.1.2 Primitives and Public

20、Data . 1-1 6 1.1.2.1 Commands 1-1 7 1.1.2.2 Return Indications . 1-1 8 1.1.2.3 Public Data 1-1 9 1.2 Protocol Initialization . 1-1 10 1.2.1 Protocol Initialization for the InConfiguration Protocol Instance . 1-1 11 1.2.2 Protocol Initialization for the InUse Protocol Instance 1-1 12 1.3 Procedures a

21、nd Messages for the InConfiguration Instance of the Protocol 1-1 13 1.3.1 Procedures 1-1 14 1.3.2 Message Formats . 1-1 15 1.4 Procedures and Messages for the InUse Instance of the Protocol . 1-1 16 1.4.1 Hard Commit Procedures . 1-1 17 1.4.2 Soft Commit Procedures 1-2 18 1.4.3 Main Procedures 1-2 1

22、9 1.4.4 Interface to Other Protocols . 1-2 20 1.4.4.1 Commands 1-2 21 1.4.4.2 Indications . 1-2 22 1.5 Configuration Attributes 1-2 23 1.6 Session State Information 1-2 24 2 GENERAL 2-1 25 2.1 Terms 2-1 26 2.2 Numeric Information . 2-16 27 2.3 System Time 2-21 28 2.3.1 Synchronization Modes 2-21 29

23、2.3.1.1 Synchronization Modes 2-21 30 2.3.1.1.1 Global Synchronous Mode . 2-21 31 3GPP2 C.S0084-001-0 v3.0 CONTENTS ii 2.3.1.1.2 Global Asynchronous Mode . 2-22 1 2.3.2 Sector Identifiers . 2-22 2 2.3.2.1 PilotPN and PilotPhase . 2-22 3 2.3.2.2 SFNCellID and SFNPhase 2-22 4 2.3.2.3 PilotID and Secto

24、rSeed 2-22 5 2.3.3 Access Terminal Time-Base Reference . 2-23 6 2.4 Tolerances . 2-24 7 2.5 Common Physical Layer Algorithms and Definitions 2-24 8 2.5.1 Common Permutation Generation Algorithm . 2-24 9 2.5.2 Pruned Bit Reversal Interleaver . 2-26 10 2.5.3 Common Real and Complex Scrambling Algorith

25、ms 2-26 11 2.5.3.1 Pseudo-random Bit Sequence Generation For Scrambling . 2-26 12 2.5.4 Common PHY Hash Function 2-27 13 2.5.5 Discrete Fourier Transform . 2-27 14 2.5.6 Walsh Sequence 2-28 15 2.6 Coding and Modulation . 2-28 16 2.6.1 Coding and Modulation Structures 2-28 17 2.6.2 Error Detection .

26、2-29 18 2.6.2.1 Generation of the CRC Bits 2-30 19 2.6.3 Forward Error Correction 2-31 20 2.6.3.1 Rate-1/3 Convolutional Encoding 2-33 21 2.6.3.1.1 Rate-1/3 Tail-biting Convolutional Encoding . 2-34 22 2.6.3.2 Rate-1/3 Concatenated Encoding 2-34 23 2.6.3.2.1 Cyclic Code Generation 2-34 24 2.6.3.2.2

27、Rate-1/2 Tail Biting Convolutional Code Generation 2-35 25 2.6.3.2.3 Block Code Description 2-36 26 2.6.3.3 Turbo Encoding . 2-37 27 2.6.3.3.1 Turbo Encoder . 2-37 28 2.6.3.3.2 Turbo Interleavers . 2-39 29 2.6.3.4 Low Density Parity Check Encoding . 2-41 30 2.6.3.4.1 Choice of Base Parity Check Matr

28、ix . 2-41 31 2.6.3.4.2 Generation of the Parity Check Matrix . 2-41 32 3GPP2 C.S0084-001-0 v3.0 CONTENTS iii 2.6.3.4.3 Encoding 2-44 1 2.6.3.4.4 Truncation . 2-45 2 2.6.3.4.5 Parity Check Matrices for the LDPC Code . 2-47 3 2.6.3.4.5.1 Base Parity Check Matrices 2-47 4 2.6.3.4.5.2 Generation of the

29、Matrices Gi, Gi, Gi 2-55 5 2.6.4 Channel Interleaving . 2-60 6 2.6.4.1 Bit Demultiplexing . 2-60 7 2.6.4.1.1 Bit Permuting . 2-61 8 2.6.4.1.1.1 Pruned Bit Reversal Interleaver 2-61 9 2.6.4.1.1.2 Bit Permuting for Turbo Code . 2-61 10 2.6.4.1.1.3 Bit Permuting for Convolutional Code 2-62 11 2.6.5 Seq

30、uence Repetition 2-63 12 2.6.5.1 Inverted Sequence Repetition . 2-63 13 2.6.6 Data Scrambling 2-63 14 2.6.7 Modulation 2-63 15 2.6.7.1 QPSK Modulation 2-64 16 2.6.7.2 8-PSK Modulation 2-65 17 2.6.7.3 16-QAM Modulation . 2-66 18 2.6.7.4 64-QAM Modulation . 2-68 19 2.6.7.5 Hierarchical Modulation . 2-

31、71 20 2.6.7.5.1 Modulation with QPSK Base Layer and QPSK Enhancement Layer 2-72 21 2.6.7.5.2 Modulation with 16-QAM Base Layer and QPSK Enhancement 22 Layer . 2-74 23 2.7 OFDM Structure and Modulation Parameters 2-78 24 2.7.1 Forward Link Structure and Modulation Parameters . 2-78 25 2.7.1.1 Superfr

32、ame Structure 2-78 26 2.7.1.2 OFDM Symbol Structure 2-79 27 2.7.1.3 OFDM Symbol Start Time 2-81 28 2.7.1.4 Superframe Preamble Structure . 2-81 29 2.7.1.5 Reference Received Power Level . 2-82 30 2.7.1.6 Reference Transmit Power 2-82 31 2.7.1.7 Forward Link PHY Frame Structure . 2-82 32 3GPP2 C.S008

33、4-001-0 v3.0 CONTENTS iv 2.7.2 Reverse Link Structure and Modulation Parameters 2-83 1 2.7.2.1 Superframe Structure 2-83 2 2.7.2.2 OFDM Symbol Structure . 2-84 3 2.7.2.3 OFDM Symbol Start Time 2-86 4 2.7.3 Time-Domain Processing . 2-86 5 2.7.3.1 Inverse Fourier Transform Operation . 2-87 6 2.7.3.2 W

34、indowing Operation 2-87 7 2.7.3.3 Overlap-and-Add Operation . 2-87 8 2.8 MIMO Procedures . 2-88 9 2.8.1 Multiple Transmit Antennas 2-88 10 2.8.2 Precoding 2-92 11 2.8.2.1 Use of Precoding Matrices 2-92 12 2.8.2.2 Codebook Types 2-92 13 2.8.2.3 Knockdown Codebook . 2-93 14 2.8.2.3.1 Default Knockdown

35、 Codebooks 2-93 15 2.8.2.3.1.1 Binary Unitary Codebook . 2-93 16 2.8.2.3.1.2 Fourier Matrix Based Codebook . 2-93 17 2.8.2.4 Readymade Codebook . 2-93 18 2.8.2.5 Downloadable Codebook 2-94 19 2.8.2.6 Random Orthonormal Ensemble 2-94 20 2.8.3 Permutation Matrices for Multi-Code Word MIMO . 2-94 21 2.

36、8.3.1 Permutation Matrices of Order 1 2-95 22 2.8.3.2 Permutation Matrices of Order 2 2-95 23 2.8.3.3 Permutation Matrices of Order 3 2-95 24 2.8.3.4 Permutation Matrices of Order 4 2-95 25 2.8.4 SDMA Operation . 2-96 26 2.9 Rotational OFDM 2-97 27 2.10 Subcarrier Allocation for Reverse Link CDMA Su

37、bsegments and Reverse 28 OFDMA Data Channel . 2-98 29 2.10.1 Hop-Port Definition and Indexing 2-98 30 2.10.2 Reverse Link Hop Pattern Generation 2-98 31 2.10.3 CDMA Subsegments 2-98 32 3GPP2 C.S0084-001-0 v3.0 CONTENTS v 2.10.3.1 CDMA Hopping Zones 2-98 1 2.10.3.2 Nominal Location of CDMA Subsegment

38、s. 2-100 2 2.10.3.3 Location of CDMA Subsegments in Subcarrier Space . 2-100 3 2.10.3.4 Nominally Available Subcarriers 2-100 4 2.10.3.5 Displaced Subcarriers and Newly-Freed Subcarriers 2-100 5 2.10.4 Subzones and Usable Hop-Ports 2-101 6 2.10.4.1 Partitioning Hop-Ports into Subzones . 2-101 7 2.10

39、.4.2 Usable and Unusable Hop-Ports 2-101 8 2.10.4.3 Reverse Link Resource Channel Structures 2-102 9 2.10.5 Hop Sequence Generation for GH Hop-Ports 2-102 10 2.10.5.1 Alternate Indexing Scheme for GH Hop-Ports . 2-103 11 2.10.5.2 Hop-Port to Subcarrier Mapping for the GH Structure . 2-103 12 2.10.5.

40、3 Generation of HijGLOBAL, GH. 2-104 13 2.10.5.4 Generation of HijqsSECTOR,GH. 2-105 14 2.10.6 Hop Sequence Generation for Reverse Link PHY Frames using the LH 15 Structure 2-105 16 2.10.6.1 Alternate Indexing Scheme for the LH Structure 2-105 17 2.10.6.2 Hop-port to Subcarrier Mapping for the LH St

41、ructure 2-105 18 2.11 Subcarrier Allocation for Reverse Acknowledgment Channel 2-107 19 2.11.1 Reverse Acknowledgment Channel Partial-Tile Definition . 2-107 20 2.11.2 Reverse Acknowledgment Channel Partial-Tile Selection 2-107 21 2.11.3 Reverse Acknowledgment Channel Resource Indexing . 2-108 22 2.

42、12 Subcarrier Allocation for Reverse OFDMA Dedicated Control Channel . 2-109 23 2.12.1 Reverse OFDMA Dedicated Control Channel Subcarrier Allocation 2-109 24 2.12.2 Reverse OFDMA Dedicated Control Channel Resource Indexing 2-110 25 2.13 Reverse Link Silence Interval . 2-110 26 2.14 Forward Link Reso

43、urce Channel Structures and Hop Sequence Generation 2-111 27 2.14.1 Hop-Port Indexing 2-111 28 2.14.2 Forward Link Resource Channel Structures 2-111 29 2.14.2.1 Distributed Resource Channel (DRCH) Structure . 2-111 30 2.14.2.2 Block Resource Channel (BRCH) Structure 2-111 31 2.14.3 Multiplexing Reso

44、urce Channel Structures 2-112 32 3GPP2 C.S0084-001-0 v3.0 CONTENTS vi 2.14.4 Hop-Port Partitioning . 2-114 1 2.14.4.1 Parameters for Subzone Partitioning 2-114 2 2.14.4.2 Reserved Subzones 2-114 3 2.14.4.3 Alternate Indexing of Hop-Ports . 2-114 4 2.14.4.4 Usable and Unusable Hop-Ports 2-115 5 2.14.

45、5 Hop Sequence Generation for PHY Frames 2-116 6 2.14.5.1 BRCH Hop-Port to Subcarrier Mapping 2-118 7 2.14.5.2 DRCH Hop Sequence Generation . 2-121 8 2.14.5.2.1 DRCH Available Subcarrier Indexing 2-121 9 2.14.5.2.2 DRCH Hop-Port to Subcarrier Mapping 2-122 10 2.14.6 Forward Link Control Segment Hop-

46、ports and Exchanged Hop-ports 2-127 11 2.15 Forward Link Control Segment Resource Allocation and Indexing . 2-128 12 2.15.1 Allocation of Hop-port Blocks and Subcarrier Blocks to the Forward Link 13 Control Segment . 2-129 14 2.15.1.1 Allocation of Hop-Port Blocks to the Forward Link Control Segment

47、 2-129 15 2.15.1.2 Allocation of Exchanged Hop-Port Blocks 2-130 16 2.15.2 Forward Link Control Segment Resource Definition and Indexing . 2-132 17 2.15.2.1 Forward Link Control Segment Partitioning . 2-133 18 2.15.2.2 Forward Link Control Segment Resource Indexing . 2-133 19 2.15.2.2.1 Forward Link

48、 Control Segment Resource Indexing for 20 UseDRCHForFLCS = 0 2-133 21 2.15.2.2.2 Forward Link Control Segment Resource Indexing for 22 UseDRCHForFLCS = 1 2-135 23 3 REQUIREMENTS FOR ACCESS TERMINAL OPERATION 3-1 24 3.1 Transmitter . 3-1 25 3.1.1 Frequency Parameters . 3-1 26 3.1.1.1 Channel Spacing

49、and Designation . 3-1 27 3.1.1.2 Frequency Tolerance 3-1 28 3.1.2 Power Output Characteristics 3-1 29 3.1.2.1 Maximum Output Power 3-1 30 3.1.2.2 Output Power Limits 3-1 31 3.1.2.2.1 Minimum Controlled Output Power . 3-1 32 3.1.3 Modulation Characteristics . 3-1 33 3GPP2 C.S0084-001-0 v3.0 CONTENTS vii 3.1.3.1 Reverse Link Signals 3-1 1 3.1.3.1.1 Channel Structures 3-2 2 3.1.3.1.1.1 Reverse Link OFDMA Channels 3-2 3 3.1.3.1.1.2 Reverse Link CDMA Channels 3-3 4 3.1.3.2 CDMA Structure and Modulation Parameters 3-5 5 3.1.3.2.1 Time-Interleaving of the CDMA Channels . 3-6 6 3.1.3.2.2 Mul