UL 10377-2017 UL Standard for Safety Consumer Product Safety C Guidelines for Suppliers (First Edition).pdf

1、UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION FROM UL CAN/UL-10377:2017, Consumer Product Safety Guidelines for Suppliers (ISO 10377:2013, MOD) STANDARD FOR SAFETY NATIONAL ADOPTION OF CANADA ISO 2013. UL 2017. All rights reserved. Unauthorized re

2、production is strictly prohibitedUL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION FROM UL National Adoption of Canada A National Adoption of Canada is an International Standard, regional standard, or other international/regional deliverable approved

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5、poration within the portfolio of Industry Canada. With the goal of enhancing Canadas economic competitiveness and social well-being, SCC leads and facilitates the development and use of national and international standards. SCC also coordinates Canadian participation in standards development, and id

6、enties strategies to advance Canadian standardization efforts. Accreditation services are provided by SCC to various customers, including product certiers, testing laboratories, and standards development organizations. A list of SCC programs and accredited bodies is publicly available at www.scc.ca.

7、 Users should always obtain the latest edition of a National Adoption of Canada from the standards development organization responsible for its publication, as these documents are subject to periodic review.UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMI

8、SSION FROM UL UL Standard for Safety for Consumer Product Safety Guidelines for Suppliers, UL 10377 First Edition, Dated April 28, 2017 Summary of Topics This is the rst edition of CAN/UL 10377, the Standard for Consumer Product Safety Guidelines for Suppliers CAN/UL 10377 is an adoption with Canadi

9、an national deviations of ISO Standard for Consumer Product Safety Guidelines for Suppliers, rst edition of ISO 10377: 2013-04-15. The new requirements are substantially in accordance with Proposal(s) on this subject dated November 11, 2016. All rights reserved. No part of this publication may be re

10、produced, stored in a retrieval system, or transmitted in any form by any means, electronic, mechanical photocopying, recording, or otherwise without prior permission of UL. UL provides this Standard as is without warranty of any kind, either expressed or implied, including but not limited to, the i

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14、017 UL 10377 tr1UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION FROM UL APRIL 28, 2017 UL 10377 tr2 No Text on This PageUL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION FROM UL APRIL 28, 2017 1 UL 10

15、377 Standard for Consumer Product Safety Guidelines for Suppliers First Edition April 28, 2017 This CAN/UL 10377 consists of the First Edition. This standard has been approved as a National Adoption of Canada (NAC) by the Standards Council of Canada. COPYRIGHT 2017 UNDERWRITERS LABORATORIES INC.UL C

16、OPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION FROM UL APRIL 28, 2017 CONSUMER PRODUCT SAFETY GUIDELINES FOR SUPPLIERS - UL 10377 2 No Text on This PageUL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION F

17、ROM UL CONTENTS Preface (UL) 6 NATIONAL DIFFERENCES . 9 Foreword 10 Introduction . 11 1 Scope 13 2 Terms and denitions 13 3 Basic principles for addressing consumer product safety 16 3.1 General 16 3.2 Promoting a product safety culture within the organization 17 3.3 Promoting a product safety cultu

18、re outside the organization 17 3.4 Committing to providing safe products .17 3.5 Continual improvement .17 3.6 Precautionary approach 18 3.7 Sharing of information 18 4 General requirements 18 4.1 General 18 4.2 Commitment to providing safe consumer products .19 4.3 Continual improvement .22 4.4 App

19、licable laws, regulation and standards 25 4.5 Consumer product identication and traceability .25 4.6 Understanding the role of consumers 27 5 Safety in design .28 5.1 General 28 5.2 Design specication .29 5.3 Safety considerations in design .30 5.4 Documenting the design specication process 38 6 Saf

20、ety in production 39 6.1 Basic principles during production .39 6.2 Production planning .41 6.3 Full production runs 43 6.4 Post production .44 6.5 Production support 44 7 Safety in the marketplace .45 7.1 General 45 7.2 Pre-purchase assessment 45 7.3 Proactive data collection and analysis 47 7.4 On

21、going assessment of consumer product conformance .47 7.5 Warranty and servicing .48 7.6 Product incident investigation .48 APRIL 28, 2017 CONSUMER PRODUCT SAFETY GUIDELINES FOR SUPPLIERS - UL 10377 3UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION FR

22、OM UL Annex A (informative) Useful International Standards and Guides Annex B (informative) Information and guidance for small businesses B.1 General .50 B.2 Questions for suppliers to consider when designing, producing or supplying consumer products 50 B.2.1 General 50 B.2.2 General questions .50 B

23、.2.3 Questions related to design .51 B.2.4 Questions related to production .52 B.2.5 Questions related to the marketplace 52 B.3 Consumer product incident investigation 53 B.4 Planning and carrying out a focus group 53 Annex C (informative) Hazard and risk evaluation Annex D (informative) Product sa

24、fety management plans D.1 General .59 D.2 Product safety management plan based on a quality assurance manual 59 D.3 Checklist for development of a product safety management plan 61 Bibliography Copyright Notice APRIL 28, 2017 CONSUMER PRODUCT SAFETY GUIDELINES FOR SUPPLIERS - UL 10377 4UL COPYRIGHTE

25、D MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION FROM UL APRIL 28, 2017 CONSUMER PRODUCT SAFETY GUIDELINES FOR SUPPLIERS - UL 10377 5 No Text on This PageUL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION FROM UL Pr

26、eface (UL) This is the First Edition of the CAN/UL 10377, Standard for Consumer Product Safety Guidelines for Suppliers, which is a National Adoption of the rst edition of ISO 10377: 2013-04-15. This CAN/UL10377 Standard for Safety is under continuous maintenance, whereby each revision is SCC approv

27、ed upon publication. If no revisions occur, the initiation of the review of this Standard will commence within 5 years of the date of publication. UL is accredited by the Standards Council of Canada (SCC) as a Standards Development Organization (SDO). Comments or proposals for revisions on any part

28、of the Standard may be submitted to UL at any time. Proposals should be submitted via a Proposal Request in ULs On-Line Collaborative Standards Development System (CSDS) at http:/. ULs Standards for Safety are copyrighted by UL. Neither a printed nor electronic copy of a Standard should be altered i

29、n any way. All of ULs Standards and all copyrights, ownerships, and rights regarding those Standards shall remain the sole and exclusive property of UL. To purchase UL Standards, visit Comm 2000 at http:/m- or call toll-free 1-888-853-3503. This Edition of the Standard has been formally approved by

30、the UL 10377 Voting Body. This list represents the voting body membership when the nal text in this standard was balloted. Since that time, changes in the membership may have occurred. VOTING BODY MEMBERSHIP Name Representing Interest Category* Region Anderson, Dean Farm Safety Association General C

31、ANADA Breton, Norm Electrical Safety Authority AHJ CANADA Brownstein, Morley Self General CANADA Bryans, Bill Electro-Federation Canada Producer CANADA Cameron, Peter Peter Cameron 03.080.30; 97.020 For further information on UL standards, please contact: APRIL 28, 2017 CONSUMER PRODUCT SAFETY GUIDE

32、LINES FOR SUPPLIERS - UL 10377 7UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION FROM UL Underwriters Laboratories Inc. 171 Nepean Street, Suite 400 Ottawa, Ontario K2P 0B4 Phone: 1-613.755.2729 E-mail: customerserviceulc.ca Web site: The intended p

33、rimary application of this standard is stated in its scope. It is important to note that it remains the responsibility of the user of the standard to judge its suitability for this particular application. CETTE ADOPTION NATIONALE DU CANADA EST DISPONIBLE EN VERSIONS FRANAISE ET ANGLAISE APRIL 28, 20

34、17 CONSUMER PRODUCT SAFETY GUIDELINES FOR SUPPLIERS - UL 10377 8UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION FROM UL NATIONAL DIFFERENCES There are ve types of National Differences as noted below. The difference type is noted on the rst line of t

35、he National Difference in the standard. The standard may not include all types of these National Differences. DR These are National Differences based on the national regulatory requirements. D1 These are National Differences which are based on basic safety principles and requirements, elimination of

36、 which would compromise safety for consumers and users of products. D2 These are national differences from ISO requirements based on existing safety practices. These requirements reect national safety practices, where empirical substantiation (for the ISO or national requirement) is not available or

37、 the text has not been included in the ISO standard. DC These are National Differences based on the component standards and will not be deleted until a particular component standard is harmonized with the ISO component standard. DE These are National Differences based on editorial comments or correc

38、tions. Each national difference contains a description of what the national difference entails. Typically one of the following words is used to explain how the text of the national difference is to be applied to the base ISO text: Addition / Add - An addition entails adding a complete new numbered c

39、lause, subclause, table, gure, or annex. Addition is not meant to include adding select words to the base ISO text. Modication / Modify - A modication is an altering of the existing base ISO text such as the addition, replacement or deletion of certain words or the replacement of an entire clause, s

40、ubclause, table, gure, or annex of the base ISO text Deletion / Delete - A deletion entails complete deletion of an entire numbered clause, subclause, table, gure, or annex without any replacement text. APRIL 28, 2017 CONSUMER PRODUCT SAFETY GUIDELINES FOR SUPPLIERS - UL 10377 9UL COPYRIGHTED MATERI

41、AL NOT AUTHORIZED FOR FURTHER REPRODUCTION OR DISTRIBUTION WITHOUT PERMISSION FROM UL Foreword ISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out th

42、rough ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collab

43、orates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization. The procedures used to develop this document and those intended for its further maintenance are described in the ISO/IEC Directives, Part 1. In particular the different approva

44、l criteria needed for the different types of ISO documents should be noted. This document was drafted in accordance with the editorial rules of the ISO/IEC Directives, Part 2. www.iso.org/directives Attention is drawn to the possibility that some of the elements of this document may be the subject o

45、f patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of any patent rights identied during the development of the document will be in the Introduction and/or on the ISO list of patent declarations received. www.iso.org/patents Any trade name used in this document is information given for the convenience of users and does not constitute an endorsement. The committee responsible for this document is Project Committee ISO/PC 243, Consumer product safety. APRIL 28, 2017 CONSUMER PRODUCT SAFETY GUIDELINES FOR SUPPLIERS - UL 10377 10