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IEC 82304-1-2016 Health software - Part 1 General requirements for product safety《健康软件 第1部分 产品安全通用要求》.pdf

1、 IEC 82304-1 Edition 1.0 2016-10 INTERNATIONAL STANDARD NORME INTERNATIONALE Health software Part 1: General requirements for product safety Logiciels de sant Partie 1: Exigences gnrales pour la scurit des produits IEC 82304-1:2016-10(en-fr) colour inside THIS PUBLICATION IS COPYRIGHT PROTECTED Copy

2、right 2016 IEC, Geneva, Switzerland All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either IEC or IECs member Nat

3、ional Committee in the country of the requester. If you have any questions about IEC copyright or have an enquiry about obtaining additional rights to this publication, please contact the address below or your local IEC member National Committee for further information. Droits de reproduction rservs

4、 Sauf indication contraire, aucune partie de cette publication ne peut tre reproduite ni utilise sous quelque forme que ce soit et par aucun procd, lectronique ou mcanique, y compris la photocopie et les microfilms, sans laccord crit de lIEC ou du Comit national de lIEC du pays du demandeur. Si vou

5、s avez des questions sur le copyright de lIEC ou si vous dsirez obtenir des droits supplmentaires sur cette publication, utilisez les coordonnes ci-aprs ou contactez le Comit national de lIEC de votre pays de rsidence. IEC Central Office Tel.: +41 22 919 02 11 3, rue de Varemb Fax: +41 22 919 03 00

6、CH-1211 Geneva 20 infoiec.ch Switzerland www.iec.ch About the IEC The International Electrotechnical Commission (IEC) is the leading global organization that prepares and publishes International Standards for all electrical, electronic and related technologies. About IEC publications The technical c

7、ontent of IEC publications is kept under constant review by the IEC. Please make sure that you have the latest edition, a corrigenda or an amendment might have been published. IEC Catalogue - webstore.iec.ch/catalogue The stand-alone application for consulting the entire bibliographical information

8、on IEC International Standards, Technical Specifications, Technical Reports and other documents. Available for PC, Mac OS, Android Tablets and iPad. IEC publications search - www.iec.ch/searchpub The advanced search enables to find IEC publications by a variety of criteria (reference number, text, t

9、echnical committee,). It also gives information on projects, replaced and withdrawn publications. IEC Just Published - webstore.iec.ch/justpublished Stay up to date on all new IEC publications. Just Published details all new publications released. Available online and also once a month by email. Ele

10、ctropedia - www.electropedia.org The worlds leading online dictionary of electronic and electrical terms containing 20 000 terms and definitions in English and French, with equivalent terms in 15 additional languages. Also known as the International Electrotechnical Vocabulary (IEV) online. IEC Glos

11、sary - std.iec.ch/glossary 65 000 electrotechnical terminology entries in English and French extracted from the Terms and Definitions clause of IEC publications issued since 2002. Some entries have been collected from earlier publications of IEC TC 37, 77, 86 and CISPR. IEC Customer Service Centre -

12、 webstore.iec.ch/csc If you wish to give us your feedback on this publication or need further assistance, please contact the Customer Service Centre: csciec.ch. A propos de lIEC La Commission Electrotechnique Internationale (IEC) est la premire organisation mondiale qui labore et publie des Normes i

13、nternationales pour tout ce qui a trait llectricit, llectronique et aux technologies apparentes. A propos des publications IEC Le contenu technique des publications IEC est constamment revu. Veuillez vous assurer que vous possdez ldition la plus rcente, un corrigendum ou amendement peut avoir t publ

14、i. Catalogue IEC - webstore.iec.ch/catalogue Application autonome pour consulter tous les renseignements bibliographiques sur les Normes internationales, Spcifications techniques, Rapports techniques et autres documents de lIEC. Disponible pour PC, Mac OS, tablettes Android et iPad. Recherche de pub

15、lications IEC - www.iec.ch/searchpub La recherche avance permet de trouver des publications IEC en utilisant diffrents critres (numro de rfrence, texte, comit dtudes,). Elle donne aussi des informations sur les projets et les publications remplaces ou retires. IEC Just Published - webstore.iec.ch/ju

16、stpublished Restez inform sur les nouvelles publications IEC. Just Published dtaille les nouvelles publications parues. Disponible en ligne et aussi une fois par mois par email. Electropedia - www.electropedia.org Le premier dictionnaire en ligne de termes lectroniques et lectriques. Il contient 20

17、000 termes et dfinitions en anglais et en franais, ainsi que les termes quivalents dans 15 langues additionnelles. Egalement appel Vocabulaire Electrotechnique International (IEV) en ligne. Glossaire IEC - std.iec.ch/glossary 65 000 entres terminologiques lectrotechniques, en anglais et en franais,

18、extraites des articles Termes et Dfinitions des publications IEC parues depuis 2002. Plus certaines entres antrieures extraites des publications des CE 37, 77, 86 et CISPR de lIEC. Service Clients - webstore.iec.ch/csc Si vous dsirez nous donner des commentaires sur cette publication ou si vous avez

19、 des questions contactez-nous: csciec.ch. IEC 82304-1 Edition 1.0 2016-10 INTERNATIONAL STANDARD NORME INTERNATIONALE Health software Part 1: General requirements for product safety Logiciels de sant Partie 1: Exigences gnrales pour la scurit des produits INTERNATIONAL ELECTROTECHNICAL COMMISSION CO

20、MMISSION ELECTROTECHNIQUE INTERNATIONALE ICS 35.240.80 ISBN 978-2-8322-3733-5 Warning! Make sure that you obtained this publication from an authorized distributor. Attention! Veuillez vous assurer que vous avez obtenu cette publication via un distributeur agr. colour inside 2 IEC 82304-1:2016 IEC 20

21、16 CONTENTS FOREWORD . 3 INTRODUCTION . 5 1 Scope 6 1.1 Purpose 6 1.2 Field of application 6 1.3 Compliance . 6 2 Normative references 6 3 Terms and definitions 7 4 * HEALTH SOFTWARE PRODUCT requirements 10 4.1 General requirements and initial RISK ASSESSMENT 10 4.2 HEALTH SOFTWARE PRODUCT use requi

22、rements . 11 4.3 VERIFICATION of HEALTH SOFTWARE PRODUCT use requirements 11 4.4 Updating HEALTH SOFTWARE PRODUCT use requirements . 12 4.5 System requirements 12 4.6 VERIFICATION of system requirements 12 4.7 Updating HEALTH SOFTWARE PRODUCT system requirements . 12 5 * HEALTH SOFTWARE Software lif

23、e cycle processes 13 6 * HEALTH SOFTWARE PRODUCT VALIDATION . 13 6.1 VALIDATION plan 13 6.2 Performing VALIDATION 13 6.3 VALIDATION report 14 7 HEALTH SOFTWARE PRODUCT identification and ACCOMPANYING DOCUMENTS 14 7.1 * Identification . 14 7.2 ACCOMPANYING DOCUMENTS . 14 7.2.1 General . 14 7.2.2 Inst

24、ructions for use 15 7.2.3 Technical description . 17 8 Post-market activities for the HEALTH SOFTWARE PRODUCT . 18 8.1 General . 18 8.2 SOFTWARE MAINTENANCE 18 8.3 Re-VALIDATION . 19 8.4 Post-market communication on the HEALTH SOFTWARE PRODUCT . 19 8.5 Decommissioning and disposal of the HEALTH SOFT

25、WARE PRODUCT . 19 Annex A (informative) Rationale . 20 A.1 General . 20 A.2 Requirements for HEALTH SOFTWARE PRODUCTS 21 A.3 Rationale for particular clauses and subclauses 22 Bibliography 26 Figure A.1 HEALTH SOFTWARE application domains and scope of related standards 22 Figure A.2 IEC 82304-1: HEA

26、LTH SOFTWARE PRODUCT processes 23 Table A.1 Examples of software (SW) in or not in the scope of this document 21 IEC 82304-1:2016 IEC 2016 3 INTERNATIONAL ELECTROTECHNICAL COMMISSION _ HEALTH SOFTWARE Part 1: General requirements for product safety FOREWORD 1) The International Electrotechnical Comm

27、ission (IEC) is a worldwide organization for standardization comprising all national electrotechnical committees (IEC National Committees). The object of IEC is to promote international co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and

28、in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee

29、interested in the subject dealt with may participate in this preparatory work. International, governmental and non- governmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely with the International Organization for Standardization (ISO) in accorda

30、nce with conditions determined by agreement between the two organizations. 2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international consensus of opinion on the relevant subjects since each technical committee has representation from all inter

31、ested IEC National Committees. 3) IEC Publications have the form of recommendations for international use and are accepted by IEC National Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC Publications is accurate, IEC cannot be held responsi

32、ble for the way in which they are used or for any misinterpretation by any end user. 4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications transparently to the maximum extent possible in their national and regional publications. Any divergence b

33、etween any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter. 5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity assessment services and, in some areas, access to IEC marks of

34、 conformity. IEC is not responsible for any services carried out by independent certification bodies. 6) All users should ensure that they have the latest edition of this publication. 7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and

35、 members of its technical committees and IEC National Committees for any personal injury, property damage or other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and expenses arising out of the publication, use of, or reliance upon, this IEC Publicat

36、ion or any other IEC Publications. 8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is indispensable for the correct application of this publication. 9) Attention is drawn to the possibility that some of the elements of this IEC Publicat

37、ion may be the subject of patent rights. IEC shall not be held responsible for identifying any or all such patent rights. International Standard IEC 82304-1 has been prepared by subcommittee 62A: Common aspects of electrical equipment used in medical practice, of IEC technical committee 62: Electric

38、al equipment in medical practice, and ISO technical committee 215: Health informatics. It is published as a double logo standard. The text of this standard is based on the following documents of IEC: FDIS Report on voting 62A/1140/FDIS 62A/1151/RVD Full information on the voting for the approval of

39、this part of this standard can be found in the report on voting indicated in the above table. In ISO, the standard has been approved by 21 P members out of 22 having cast a vote. 4 IEC 82304-1:2016 IEC 2016 This publication has been drafted in accordance with the ISO/IEC Directives, Part 2. Terms de

40、fined in Clause 3 of this standard are printed in SMALL CAPITALS. For the purposes of this standard: “shall” means that compliance with a requirement is mandatory for compliance with this standard; “should” means that compliance with a requirement is recommended but is not mandatory for compliance w

41、ith this standard; “may” is used to describe a permissible way to achieve compliance with a requirement; and “establish” means to define, document, and implement. An asterisk (* ) as the first character of a title or at the beginning of a paragraph or table title indicates that there is guidance or

42、rationale related to that item in Annex A. The committee has decided that the contents of this publication will remain unchanged until the stability date indicated on the IEC website under “http:/webstore.iec.ch“ in the data related to the specific publication. At this date, the publication will be

43、reconfirmed, withdrawn, replaced by a revised edition, or amended. IMPORTANT The colour inside logo on the cover page of this publication indicates that it contains colours which are considered to be useful for the correct understanding of its contents. Users should therefore print this document usi

44、ng a colour printer. NOTE The attention of National Committees is drawn to the fact that manufacturers and testing organizations may need a transitional period following publication of a new, amended or revised IEC or ISO publication in which to make products in accordance with the new requirements

45、and to equip themselves for conducting new or revised tests. It is the recommendation of the committee that the content of this publication be adopted for mandatory implementation nationally not earlier than 3 years from the date of publication. IEC 82304-1:2016 IEC 2016 5 INTRODUCTION HEALTH SOFTWA

46、RE PRODUCTS, within the context of this document, are software-only products. These products are intended to be used with computing equipment not explicitly developed for running the software. HEALTH SOFTWARE PRODUCTS may require specified platforms. HEALTH SOFTWARE PRODUCTS are intended by their MA

47、NUFACTURER for managing, maintaining or improving health of individual persons, or the delivery of care. Some HEALTH SOFTWARE can contribute to a HAZARDOUS SITUATION. Accordingly, Clause 5 requires a RISK MANAGEMENT process for all HEALTH SOFTWARE. For HEALTH SOFTWARE that can contribute to a HAZARD

48、OUS SITUATION, RISK CONTROL is needed to prevent HARM or reduce the likelihood of HARM occurring. Testing of the finished product is not, by itself, adequate to address the SAFETY of HEALTH SOFTWARE. Therefore, requirements for the processes by which the HEALTH SOFTWARE is developed are necessary. T

49、his document relies heavily on IEC 62304:2006 and IEC 62304:2006/AMD1:2015 for the software development process which can be applied to HEALTH SOFTWARE PRODUCTS. Whether a HEALTH SOFTWARE PRODUCT has to meet regulatory requirements is a matter of national legislation. This document makes no attempt to determine whether a HEALTH SOFTWARE PRODUCT is or should be regulated. This document aims to provide requirements for the SAFETY an

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