ISO IEC TS 15504-10-2011 Information technology - Process assessment - Part 10 Safety extension《信息技术 过程评定 第10部分 安全扩展》.pdf

1、 Reference number ISO/IEC TS 15504-10:2011(E) ISO/IEC 2011TECHNICAL SPECIFICATION ISO/IEC TS 15504-10 First edition 2011-11-15Information technology Process assessment Part 10: Safety extension Technologies de linformation valuation des procds Partie 10: Extension de scurit ISO/IEC TS 15504-10:2011(

2、E) COPYRIGHT PROTECTED DOCUMENT ISO/IEC 2011 All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the ad

3、dress below or ISOs member body in the country of the requester. ISO copyright office Case postale 56 CH-1211 Geneva 20 Tel. + 41 22 749 01 11 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO/IEC 2011 All rights reservedISO/IEC TS 15504-10:2011(E) ISO/IEC

4、 2011 All rights reserved iiiContents Page Foreword iv Introduction . v 1 Scope 1 2 Normative references 1 3 Terms and definitions . 1 4 The process dimension 2 4.1 Safety Management process 2 4.2 Safety Engineering process . 5 4.3 Safety Qualification process 7 5 Life-cycle guidance . 9 Annex A (in

5、formative) Work Product Characteristics . 17 Annex B (informative) Process Reference Model 22 Bibliography 25 ISO/IEC TS 15504-10:2011(E) iv ISO/IEC 2011 All rights reservedForeword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form

6、the specialized system for worldwide standardization. National bodies that are members of ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC tec

7、hnical committees collaborate in fields of mutual interest. Other international organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1.

8、International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of the joint technical committee is to prepare International Standards. Draft International Standards adopted by the joint technical committee are circulated to national bodies for

9、 voting. Publication as an International Standard requires approval by at least 75 % of the national bodies casting a vote. In other circumstances, particularly when there is an urgent market requirement for such documents, the joint technical committee may decide to publish an ISO/IEC Technical Spe

10、cification (ISO/IEC TS), which represents an agreement between the members of the joint technical committee and is accepted for publication if it is approved by 2/3 of the members of the committee casting a vote. An ISO/IEC TS is reviewed after three years in order to decide whether it will be confi

11、rmed for a further three years, revised to become an International Standard, or withdrawn. If the ISO/IEC TS is confirmed, it is reviewed again after a further three years, at which time it must either be transformed into an International Standard or be withdrawn. Attention is drawn to the possibili

12、ty that some of the elements of this document may be the subject of patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent rights. ISO/IEC TS 15504-10 was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology, Subcommittee SC 7, Software

13、 and systems engineering. ISO/IEC 15504 consists of the following parts, under the general title Information technology Process assessment: Part 1: Concepts and vocabulary Part 2: Performing an assessment Part 3: Guidance on performing an assessment Part 4: Guidance on use for process improvement an

14、d process capability determination Part 5: An exemplar Process Assessment Model Part 6: An exemplar system life cycle process assessment model Technical Report Part 7: Assessment of organizational maturity Technical Report Part 9: Target process profiles Technical Specification Part 10: Safety exten

15、sion Technical Specification The following part is under preparation: Part 8: An exemplar process assessment model for IT service management Technical Report ISO/IEC TS 15504-10:2011(E) ISO/IEC 2011 All rights reserved vIntroduction The published ISO/IEC 15504 process assessment models for systems a

16、nd software do not currently provide a sufficient basis for performing a process capability assessment of processes with respect to the development of complex safety-related systems. This part of ISO/IEC 15504 provides a general framework in which assessments can take place. However, additional guid

17、ance and processes are needed to support the use of the existing process assessment models for systems and software when applied to safety-related systems development in order to make consistent judgment regarding process capability or improvement priorities. Developing safety-related systems requir

18、es specialized processes, techniques, skills and experience. Process amplifications are needed in the area of safety management, safety engineering and the safety qualification. This part of ISO/IEC 15504 presents these amplifications (a safety extension) as three process descriptions. This part of

19、ISO/IEC 15504 also provides additional informative components concerning additional life-cycle verification activities related to the methods and techniques selected relevant to safety requirements adopted and tailoring guidance for users intending to use the safety extension as part of a process as

20、sessment. This part of ISO/IEC 15504, as a standalone document, can be used in conjunction with ISO/IEC 15504-5 and/or ISO/IEC TR 15504-6 process assessment models by experienced assessors with minimal support from safety domain experts. This part of ISO/IEC 15504 is developed independent of any spe

21、cific safety standards that define safety principles, methods, techniques and work products. However, elements of relevant safety standards can be mapped to the safety extension and the safety extension is intended to be extendable to include specific safety standards requirements. NOTE According to

22、 the purpose of ISO/IEC 15504, this part is to be considered independent of any domain-specific standard. Consequently, technical engineering solutions and methods as well as specific working products required by any domain-specific safety standard are not explicitly mapped on the safety engineering

23、 process and the other processes defined in this part of ISO/IEC 15504. At assessment time, these technical engineering solutions and methods, as well as specific working products, are to be considered by the assessor as project-specific solutions/choices or project requirements related to specific

24、corresponding processes. TECHNICAL SPECIFICATION ISO/IEC TS 15504-10:2011(E) ISO/IEC 2011 All rights reserved 1Information technology Process assessment Part 10: Safety extension 1 Scope This part of ISO/IEC 15504 is a safety extension that defines additional processes and guidance to support the us

25、e of the exemplar process assessment models for system and software (ISO/IEC 15504-5 and ISO/IEC TR 15504-6) when applied to assessment of processes in the development of (functional or non- functional) safety-related systems in order to make consistent judgment regarding process capability and/or i

26、mprovement priorities. This part of ISO/IEC 15504 is not intended to provide the state of the art for developing or verifying functional or non-functional safety-related systems or components. NOTE The aim of this part of ISO/IEC 15504 is not to provide a way to verify the compliance with one or mor

27、e domain-specific safety standards, nor to extend ISO/IEC 15504 in order to use it as a safety standard against which to verify compliance. The aim is to provide assessors with the necessary means and information for measuring the capability of processes and also defining possible process improvemen

28、t actions when the software/system under development is safety-related. 2 Normative references The following referenced documents are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced

29、 document (including any amendments) applies. ISO/IEC 15504-1:2004, Information technology Process assessment Part 1: Concepts and vocabulary 3 Terms and definitions For the purposes of this document, the terms and definitions given in ISO/IEC 15504-1 and the following apply. 3.1 hazard potential so

30、urce of physical injury or damage to the health of people or damage to property or the environment ISO/IEC Guide 51:1999 3.2 external resource resource not developed under project control NOTE Resources not developed under project control include: tools, libraries, COTS, re-use components. ISO/IEC T

31、S 15504-10:2011(E) 2 ISO/IEC 2011 All rights reserved3.3 safety demonstration body of evidence and rationale that shows an item is justified as being safe within allowed limits on risk NOTE 1 For example, this might include that an item was designed and integrated correctly to approved standards by

32、competent people in accordance with approved procedures with sufficient mitigation, and tested sufficiently. NOTE 2 For more information about safety case and assurance case in general, see ISO/IEC 15026. 3.4 safety criteria limits of acceptable risk associated with a hazard NOTE These limits may be

33、 defined as imposed safety targets or developed from analysis or development policy. 3.5 safety-related incident incident having an impact on safety 3.6 safety integrity requirement likelihood of a safety-related system satisfactorily performing the required safety functions under stated conditions

34、3.7 safety life cycle project or product life cycle in which safety processes are performed 3.8 safety requirement requirement that is needed to ensure the safety of the product 4 The process dimension In this section the definitions of processes needed to support process assessments are defined. Th

35、e performance of one or more of the processes in this part of ISO/IEC 15504 is not intended to cover the requirements of any other safety standard. The achievement of a certain capability level in one or more of those processes does not imply the compliance with any other domain specific safety stan

36、dard. 4.1 Safety Management process Process ID SAF.1 Process Name Safety Management Process Purpose The purpose of the Safety Management Process is to ensure that products, services and life-cycle processes meet safety objectives. Process Outcomes As a result of the successful implementation of the

37、Safety Management process: 1) Safety principles and safety criteria are established. 2) The scope of the safety activities for the project is defined. 3) Safety activities are planned and implemented. 4) Tasks and resources necessary to complete the safety activities are sized and estimated. 5) Safe

38、ty organization structure (responsibilities, roles, reporting channels, interfaces with ISO/IEC TS 15504-10:2011(E) ISO/IEC 2011 All rights reserved 3other projects or OUs ) is established. 6) Safety activities are monitored, safety-related incidents are reported, analysed, and resolved. 7) Agreemen

39、t on safety policy and requirements for supplied products or services is achieved. 8) Suppliers safety activities are monitored. Base Practices SAF.1.BP.1: Define safety objectives and criteria. The limits of acceptable risk associated with a hazard are defined externally as imposed safety targets o

40、r developed from analysis or development policy. Safety targets and/or acceptable levels of risk are determined. Outcome1 SAF.1.BP.2: Define Safety Life Cycle. The Safety Life Cycle is defined, which is appropriate to the context, complexity, safety criteria and targets for the project. Outcome 2 NO

41、TE 1: Assure Functional safety throughout the product life cycle. For this reason, the safety management includes and reflects all phases of the product life cycle. SAF.1.BP.3: Perform safety planning. Safety engineering and management activities are to be implemented in order to meet and verify tha

42、t safety requirements are identified, their dependencies are determined, their implementation planned, and the resource needs are identified. Outcome 3 SAF.1.BP.4: Define safety activities integration. Safety activities integration with product development, project life cycle and support process is

43、determined. Outcome 3, 5 NOTE 2: Examples of integration between development life cycle and safety activities can be found in IEC 61508 and ISO 26262 NOTE 3: Safety activities integration is supported by traceability of safety requirements during the development life cycle. SAF.1.BP.5: Define skills

44、 requirements definition and allocate responsibility. Skills needs for carrying out planned safety activities are identified and responsibilities, authorities, and independence of involved roles are defined and allocated accordingly. Outcome 3, 4, 5 SAF.1.BP.6: Implement planned safety activities. T

45、he activities defined in the safety planning are implemented. Outcome 3 SAF.1.BP.7: Monitor the deployment of the safety activities. Monitor the deployment of the safety activities and act to correct deviations: safety activities of the project are monitored, and safety-related incidents identified

46、in work products, and safety activities are reported, analyzed, managed to closure and further prevented. Outcome 6 SAF.1.BP.8: Define and agree safety policy and safety requirements with suppliers. Methods and techniques to monitor suppliers safety activities are agreed with the customer. Define an

47、 agreement on how the supplier assures safety of the supplied ISO/IEC TS 15504-10:2011(E) 4 ISO/IEC 2011 All rights reservedproduct. Outcome 7 SAF.1.BP.9: Monitor the safety activities of the supplier. Suppliers safety activities to meet the safety requirements are monitored and reported. Outcome 8

48、SAF.1.BP.10: Implement an escalation mechanism. Develop and maintain the escalation mechanism that ensures that safety issues may be escalated to appropriate levels of management to resolve them. Outcome 6 Specific Practices (optional for Levels 2-5) - Work Products Inputs Outputs S-16 Safety requir

49、ements S-10 Safety policy Outcome: 1,2 17-03 Customer requirements ISO/IEC 15504-5 S-09 Safety Plan Outcome: 2, 3, 4, 5 15-06 Project status report ISO/IEC 15504-5; ISO/IEC TR 15504-6 08-12 Project plan Outcome: 2, 3, 4, 5 ISO/IEC 15504-5 S-08 Safety log 14-09 Work breakdown structure Outcome: 2, 3 ISO/IEC 15504-5 13-04 Communication record ISO/IEC 15504-5 13-04 Communication record Outcome: 6, 8 ISO/IEC 15504-5 02-00 Contract ISO/IEC 15504-5 15-06 Proje