ISO TS 22475-3-2007 Geotechnical investigation and testing - Sampling methods and groundwater measurements - Part 3 Conformity assessment of enterprises and per.pdf

1、 Reference number ISO/TS 22475-3:2007(E) ISO 2007TECHNICAL SPECIFICATION ISO/TS 22475-3 First edition 2007-09-15 Geotechnical investigation and testing Sampling methods and groundwater measurements Part 3: Conformity assessment of enterprises and personnel by third party Reconnaissance et essais got

2、echniques Mthodes de prlvement et mesurages pizomtriques Partie 3: valuation de la conformit des entreprises et du personnel par un organisme tiers ISO/TS 22475-3:2007(E) PDF disclaimer This PDF file may contain embedded typefaces. In accordance with Adobes licensing policy, this file may be printed

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5、itable for use by ISO member bodies. In the unlikely event that a problem relating to it is found, please inform the Central Secretariat at the address given below. COPYRIGHT PROTECTED DOCUMENT ISO 2007 All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or

6、 utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in the country of the requester. ISO copyright office Case postale 56 CH-1211 Geneva 20 Tel. + 41 22 749 01 11

7、 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO 2007 All rights reservedISO/TS 22475-3:2007(E) ISO 2007 All rights reserved iii Contents Page Foreword iv Introduction v 1 Scope . 1 2 Normative references . 1 3 Terms and definitions. 1 4 Conformity asses

8、sment of enterprises 2 4.1 General. 2 4.2 Eligibility for conformity assessment. 2 4.3 Assessment of the enterprise . 2 5 Conformity assessment of personnel 4 5.1 General. 4 5.2 Conformity assessment of the responsible expert . 4 5.3 Conformity assessment of the qualified operator. 6 Bibliography .

9、9 ISO/TS 22475-3:2007(E) iv ISO 2007 All rights reservedForeword ISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees

10、 Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the Intern

11、ational Electrotechnical Commission (IEC) on all matters of electrotechnical standardization. International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of technical committees is to prepare International Standards. Draft International Sta

12、ndards adopted by the technical committees are circulated to the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote. In other circumstances, particularly when there is an urgent market requirement for such documen

13、ts, a technical committee may decide to publish other types of normative document: an ISO Publicly Available Specification (ISO/PAS) represents an agreement between technical experts in an ISO working group and is accepted for publication if it is approved by more than 50 % of the members of the par

14、ent committee casting a vote; an ISO Technical Specification (ISO/TS) represents an agreement between the members of a technical committee and is accepted for publication if it is approved by 2/3 of the members of the committee casting a vote. An ISO/PAS or ISO/TS is reviewed after three years in or

15、der to decide whether it will be confirmed for a further three years, revised to become an International Standard, or withdrawn. If the ISO/PAS or ISO/TS is confirmed, it is reviewed again after a further three years, at which time it must either be transformed into an International Standard or be w

16、ithdrawn. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. ISO/TS 22475-3 was prepared by the European Committee for Standardization (CEN) Technical C

17、ommittee CEN/TC 341, Geotechnical investigation and testing, in collaboration with Technical Committee ISO/TC 182, Geotechnics, Subcommittee SC 1, Geotechnical investigation and testing, in accordance with the Agreement on technical cooperation between ISO and CEN (Vienna Agreement). ISO 22475 consi

18、sts of the following parts, under the general title Geotechnical investigation and testing Sampling methods and groundwater measurements: Part 1: Technical principles for execution Part 2: Qualification criteria for enterprises and personnel Technical Specification Part 3: Conformity assessment of e

19、nterprises and personnel by third party Technical Specification ISO/TS 22475-3:2007(E) ISO 2007 All rights reserved v Introduction ISO 22475-1 specifies the technical principles for the execution of sampling and groundwater measurements. The quality of these services can be proven by: a) a declarati

20、on of conformity by a contractor (first party control); b) a declaration of conformity by a client (second party control); c) a declaration of conformity by a conformity assessment body (third party control). Every enterprise or individual may decide if and how they can prove the fulfilment of the t

21、echnically related criteria: by first-, second- or third-party control because no part of ISO 22475 requires such a declaration. ISO/TS 22475-2 specifies the qualification criteria for enterprises and personnel that perform sampling and groundwater measurements in accordance with ISO 22475-1. The co

22、nformity assessment by third-party control may be made in accordance with the technical principles for execution of sampling and groundwater measurements in accordance with ISO 22475-1 as indicated in ISO/TS 22475-2 and the conformity assessment procedure given in this Technical Specification. TECHN

23、ICAL SPECIFICATION ISO/TS 22475-3:2007(E) ISO 2007 All rights reserved 1 Geotechnical investigation and testing Sampling methods and groundwater measurements Part 3: Conformity assessment of enterprises and personnel by third party 1 Scope This Technical Specification is applicable to the conformity

24、 assessment of enterprises and personnel performing specified parts of sampling and groundwater measurements in accordance with ISO 22475-1 and complying with the technical qualification criteria given in ISO/TS 22475-2 by third-party control. 2 Normative references The following referenced document

25、s are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO 14688-1, Geotechnical investigation and testing Identification and classificat

26、ion of soil Part 1: Identification and description ISO 14689-1, Geotechnical investigation and testing Identification and classification of rock Part 1: Identification and description ISO 22475-1, Geotechnical investigation and testing Sampling methods and groundwater measurements Part 1: Technical

27、principles for execution ISO/TS 22475-2, Geotechnical investigation and testing Sampling methods and groundwater measurements Part 2: Qualification criteria for enterprises and personnel 3 Terms and definitions For the purposes of this document, the terms and definitions given in ISO 22475-1 and ISO

28、/TS 22475-2 and the following apply. 3.1 conformity assessment procedure used to demonstrate the conformity of an enterprise and/or its personnel in accordance with ISO/TS 22475-2 for specified parts of sampling and groundwater measurements 3.2 conformity assessment body independent and competent bo

29、dy that carries out procedures for conformity assessment of enterprises and/or personnel in accordance with this Technical Specification for specified parts of sampling and groundwater measurements ISO/TS 22475-3:2007(E) 2 ISO 2007 All rights reserved3.3 assessor qualified and competent expert appoi

30、nted by the conformity assessment body to carry out the conformity assessment 3.4 certificate document issued by a conformity assessment body under the rules of the assessment in accordance with this Technical Specification indicating that an enterprise and/or personnel is competent to perform speci

31、fied parts of sampling and/or groundwater measurements and follow the qualification criteria in accordance with ISO/TS 22476-2 4 Conformity assessment of enterprises 4.1 General Insofar as the work of these enterprises falls within the scope of ISO/IEC 17025, the requirements specified in that Inter

32、national Standard are relevant and should be considered. 4.2 Eligibility for conformity assessment Enterprises performing specified parts of sampling and/or groundwater measurements in accordance with ISO 22475-1 shall meet the qualification criteria of ISO/TS 22475-2. 4.3 Assessment of the enterpri

33、se 4.3.1 Application procedure for the assessment 4.3.1.1 An application form shall be submitted by the enterprise to the conformity assessment body indicating to which specific elements of ISO 22475-1 the application relates. It shall also be accompanied by relevant documents and presentation relat

34、ing to the experience, training and qualification of the enterprise and its relevant personnel. 4.3.1.2 The presentation of the enterprise shall contain the following (if applicable): a) organization; b) number of employees with their education, training, experience and certificates; c) number and t

35、ypes of drill rigs, machines and equipment and how they correspond to the certificates of the employees; d) evidence of maintenance and records for the equipment; e) transport and storage facilities for samples; f) calibration systems; g) quality assurance system; h) health and safety systems; i) sy

36、stem for the presentation of results; j) procedures for evaluation and reporting the results; k) procedures for handling divergences. ISO/TS 22475-3:2007(E) ISO 2007 All rights reserved 3 4.3.1.3 Arrangements shall be made in advance for the assessor and enterprise to meet at the enterprise office a

37、nd investigation site to demonstrate its skills, knowledge and safe working in accordance with the set standards and procedures of the conformity assessment body. 4.3.2 Assessment procedure 4.3.2.1 The assessor shall examine the application form and accompanying documents in the presence of a compet

38、ent and responsible representative (e.g. managing director) of the applicant enterprise at an interview. This examination and interview will form part of the assessors review of the experience and knowledge of the enterprise. The assessor shall make an assessment by observation and questioning. 4.3.

39、2.2 The conformity assessment of an enterprise competence provides formal recognition of success in units of competence made up of a number of elements of competence. Each element can be separately assessed. Units and elements may be assessed in any order and there is no limitation of time over whic

40、h this may take place. 4.3.2.3 To gain a conformity assessment the applicant enterprise shall demonstrate the ability to meet all the qualification criteria in accordance with ISO/TS 22475-2. 4.3.2.4 Units of competence to be assessed shall include: a) the requirements for the enterprise in accordan

41、ce with ISO/TS 22475-2; b) the personnel requirements in accordance with ISO/TS 22475-2. 4.3.2.5 All evidence shall be collected by the assessor and assembled into a portfolio of the applicant enterprise together with the assessors comments and judgements (assessment report). This portfolio shall be

42、 examined by the conformity assessment body who will award a certificate if it meets all their criteria for award. 4.3.2.6 When full assessment is judged satisfactory, the conformity assessment body will issue a certificate to the enterprise. 4.3.2.7 In case the conformity assessment is judged “not

43、satisfactory” the applicant enterprise may submit a new application form after six months. 4.3.2.8 The certificate is valid for three years. The competence of the enterprise in accordance with the qualification criteria of ISO/TS 22475-2 shall be checked by a re-assessment in accordance with 4.3.3 a

44、fter these three years. 4.3.2.9 During these three years a) the enterprise shall inform the conformity assessment body about any changes concerning the competence of the enterprise and its personnel, b) the conformity assessment body may do some inspections producing an inspection report. If the con

45、formity assessment body judges that the enterprise does not fulfil the qualification of ISO/TS 22475-2 due to these changes, the certificate shall be withdrawn. 4.3.2.10 A complementary assessment for additional specified parts of ISO 22475-1 may be done at any time. These specified parts shall be r

46、e-assessed together with the previous specified parts. 4.3.3 Re-assessment 4.3.3.1 Application procedure for the re-assessment The enterprise shall submit an application form to the conformity assessment body for re-assessment indicating to which specific elements of ISO 22475-1 the application rela

47、tes. It shall also again be ISO/TS 22475-3:2007(E) 4 ISO 2007 All rights reservedaccompanied by a documentation of relevant activities relating to its experience, training and qualification during the previous three years. 4.3.3.2 Re-assessment procedure 4.3.3.2.1 The assessor shall examine the appl

48、ication form and accompanying documentation and presentation of relevant activities relating to its experience, training and qualification during the previous three years. 4.3.3.2.2 The assessor shall question the competent and responsible representative of the enterprise. 4.3.3.2.3 When the re-asse

49、ssment is judged satisfactory, the conformity assessment body will issue a certificate for the enterprise. 4.3.3.2.4 The certificate of the re-assessment is also valid for three years. The competence of the enterprise shall be verified by a re-assessment in accordance with 4.3.3 after these three years. 4.3.3.2.5 When re-assessment is judged not satisfactory, the enterprise may repeat a full assessment in accordance with 4.3.2 after six months. 5 Conformity assessment of personnel 5.1 General Insofar