ETSI TS 138 101-1-2018 5G NR User Equipment (UE) radio transmission and reception Part 1 Range 1 Standalone (V15 2 0 3GPP TS 38 101-1 version 15 2 0 Release 15).pdf

1、 ETSI TS 138 101-1 V15.2.0 (2018-07) 5G; NR; User Equipment (UE) radio transmission and reception; Part 1: Range 1 Standalone (3GPP TS 38.101-1 version 15.2.0 Release 15) TECHNICAL SPECIFICATION ETSI ETSI TS 138 101-1 V15.2.0 (2018-07)13GPP TS 38.101-1 version 15.2.0 Release 15Reference RTS/TSGR-043

2、8101-1vf20 Keywords 5G ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can

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7、hout the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTETMare trademarks of ET

8、SI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSMand the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 138 101-1 V15.2.0 (2018-07)23GPP TS 38.101-1 version 15.2.0 Rele

9、ase 15Intellectual Property Rights Essential patents IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 3

10、14: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigat

11、ion, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may

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13、present document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specificati

14、ons or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal ver

15、bs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT al

16、lowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 138 101-1 V15.2.0 (2018-07)33GPP TS 38.101-1 version 15.2.0 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 9g31 Scope 10g32 References 10g33 Definitions, symbols and a

17、bbreviations . 10g33.1 Definitions 10g33.2 Symbols 11g33.3 Abbreviations . 12g34 General . 12g34.1 Relationship between minimum requirements and test requirements 12g34.2 Applicability of minimum requirements 12g34.3 Specification suffix information . 13g35 Operating bands and channel arrangement .

18、13g35.1 General . 13g35.2 Operating bands 13g35.2A Operating bands for CA . 14g35.2A.1 Intra-band CA . 14g35.2A.2 Inter-band CA . 14g35.2B Operating bands for DC . 15g35.2B.1 General 15g35.2C Operating band combination for SUL 15g35.3 UE channel bandwidth . 16g35.3.1 General 16g35.3.2 Maximum transm

19、ission bandwidth configuration 16g35.3.3 Minimum guardband and transmission bandwidth configuration . 16g35.3.4 RB alignment with different numerologies . 18g35.3.5 UE channel bandwidth per operating band . 18g35.3.6 Asymmetric channel bandwidths 21g35.3A UE channel bandwidth for CA . 22g35.3A.1 Gen

20、eral 22g35.3A.2 Maximum transmission bandwidth configuration for CA 23g35.3A.3 Minimum guardband and transmission bandwidth configuration for CA 23g35.3A.4 RB alignment with different numerologies for CA. 23g35.3A.5 UE channel bandwidth per operating band for CA . 23g35.4 Channel arrangement 24g35.4

21、1 Channel spacing 24g35.4.1.1 Channel spacing for adjacent NR carriers . 24g35.4.2 Channel raster . 24g35.4.2.1 NR-ARFCN and channel raster. 24g35.4.2.2 Channel raster to resource element mapping. 25g35.4.2.3 Channel raster entries for each operating band . 25g35.4.3 Synchronization raster 26g35.4.

22、3.1 Synchronization raster and numbering 26g35.4.3.3 Synchronization raster entries for each operating band. 27g35.4A Channel arrangement for CA 28g35.4A.1 Channel spacing for CA 28g35.4A.2 Channel raster for CA . 28g35.4A.3 Synchronization raster for CA 28g35.4A.4 Tx-Rx frequency separation for CA

23、29g35.5 Configurations 29g35.5A Configurations for CA 29g35.5A.1 Configurations for intra-band contiguous CA. 29g3ETSI ETSI TS 138 101-1 V15.2.0 (2018-07)43GPP TS 38.101-1 version 15.2.0 Release 155.5A.2 Configurations for intra-band non-contiguous CA . 41g35.5A.3 Configurations for inter-band CA .

24、42g35.5B Configurations for DC 44g35.5C Configurations for SUL 44g36 Transmitter characteristics . 45g36.1 General . 45g36.2 Transmitter power 45g36.2.1 UE maximum output power 45g36.2.2 UE maximum output power reduction 46g36.2.3 UE additional maximum output power reduction . 47g36.2.3.1 General 47

25、g36.2.3.2 A-MPR for NS_04 48g36.2.3.3 A-MPR for NS_10 50g36.2.3.4 A-MPR for NS_08 50g36.2.3.5 A-MPR for NS_40 53g36.2.3.6 A-MPR for NS_09 53g36.2.3.7 A-MPR for NS_03 55g36.2.4 Configured transmitted power 55g36.2A Transmitter power for CA 56g36.2A.1 UE maximum output power for CA 56g36.2A.1.1 UE max

26、imum output power for Intra-band contiguous CA 56g36.2A.1.1 UE maximum output power for Intra-band non-contiguous CA . 56g36.2A.1.3 UE maximum output power for Inter-band CA 56g36.2A.2 UE maximum output power reduction for CA 57g36.2A.2.1 UE maximum output power reduction forIntra-band contiguous CA

27、 57g36.2A.2.2 UE maximum output power reduction for Intra-band non-contiguous CA . 57g36.2A.2.3 UE maximum output power reduction for Inter-band CA 57g36.2A.3 UE additional maximum output power reduction for CA . 57g36.2A.3.1.1 UE additional maximum output power reduction for Intra-band contiguous C

28、A 57g36.2A.3.1.2 UE additional maximum output power reduction for Intra-band non-contiguous CA 57g36.2A.3.1.3 UE additional maximum output power reduction for Inter-band CA 57g36.2A.4 Configured output power for CA 57g36.2A.4.1 Configured transmitted power level 57g36.2A.4.1.1 Configured transmitted

29、 power for Intra-band contiguous CA . 57g36.2A.4.1.2 Configured transmitted power for Intra-band non-contiguous CA 57g36.2A.4.1.3 Configured transmitted power for Inter-band CA . 57g36.2A.4.2 g507TIB,c for CA . 57g36.2A.4.2.1 g507TIB,cfor Intra-band contiguous CA . 57g36.2A.4.2.2 g507TIB,cfor Intra-

30、band non-contiguous CA 57g36.2A.4.2.3 g507TIB,cfor Inter-band CA 57g36.2B Transmitter power for DC 58g36.2C Transmitter power for SUL 58g36.2C.1 Configured transmitted power for SUL 58g36.2C.2 g507TIB,c. 58g36.2D Transmitter power for UL-MIMO 59g36.2D.1 UE maximum output power for UL-MIMO . 59g36.2D

31、2 UE maximum output power reduction for UL-MIMO . 59g36.2D.3 UE additional maximum output power reduction for UL-MIMO 59g36.2D.4 Configured transmitted power for UL-MIMO 59g36.3 Output power dynamics 60g36.3.1 Minimum output power 60g36.3.2 Transmit OFF power . 61g36.3.3 Transmit ON/OFF time mask .

32、 61g36.3.3.1 General 61g36.3.3.2 General ON/OFF time mask . 62g36.3.3.3 Transmit power time mask for slot and short or subslot boundaries . 62g36.3.3.4 PRACH time mask 62g36.3.3.5 PUCCH time mask 63g36.3.3.5.1 Long PUCCH time mask . 63g36.3.3.5.2 Short PUCCH time mask . 63g36.3.3.6 SRS time mask 63g

33、3ETSI ETSI TS 138 101-1 V15.2.0 (2018-07)53GPP TS 38.101-1 version 15.2.0 Release 156.3.3.7 PUSCH-PUCCH and PUSCH-SRS time masks . 64g36.3.3.8 Transmit power time mask for consecutive slot or long subslot transmission and short subslot transmission boundaries 64g36.3.3.9 Transmit power time mask for

34、 consecutive short subslot transmissions boundaries . 65g36.3.4 Power control 66g36.3.4.1 General 66g36.3.4.2 Absolute power tolerance 66g36.3.4.3 Relative power tolerance . 66g36.3.4.4 Aggregate power tolerance 67g36.3A Output power dynamics for CA . 67g36.3A.1 Minimum output power for CA 67g36.3A.

35、1.1 Minimum output power for intra-band contiguous CA . 67g36.3A.1.2 Minimum output power for intra-band non-contiguous CA . 67g36.3A.1.3 Minimum output power for inter-band CA . 67g36.3A.2 Transmit OFF power for CA. 67g36.3A.2.1 Transmit OFF power for intra-band contiguous CA . 67g36.3A.2.2 Transmi

36、t OFF power for intra-band non-contiguous CA 67g36.3A.2.3 Transmit OFF power for inter-band CA 67g36.3A.3 Transmit ON/OFF time mask for CA . 68g36.3A.3.1 Transmit ON/OFF time mask for intra-band contiguous CA 68g36.3A.3.2 Transmit ON/OFF time mask for intra-band non-contiguous CA 68g36.3A.3.3 Transm

37、it ON/OFF time mask for inter-band CA 68g36.3A.4 Power control for CA 68g36.3A.4.1 Power control for intra-band contiguous CA 68g36.3A.4.2 Power control for intra-band non-contiguous CA . 68g36.3A.4.3 Power control for inter-band CA . 68g36.3D Output power dynamics for UL-MIMO . 68g36.3D.1 Minimum o

38、utput power for UL-MIMO 68g36.3D.2 Transmit OFF power for UL-MIMO 68g36.3D.3 Transmit ON/OFF time mask for UL-MIMO . 68g36.3D.4 Power control for UL-MIMO . 68g36.4 Transmit signal quality . 69g36.4.1 Frequency error . 69g36.4.2 Transmit modulation quality . 69g36.4.2.1 Error Vector Magnitude 69g36.4

39、2.2 Carrier leakage 70g36.4.2.3 In-band emissions . 70g36.4.2.4 EVM equalizer spectrum flatness . 71g36.4A Transmit signal quality for CA . 72g36.4A.1 Frequency error for CA . 72g36.4A.1.1 Frequency error for intra-band contiguous CA . 72g36.4A.1.2 Frequency error for intra-band non-contiguous CA 7

40、2g36.4A.1.3 Frequency error for inter-band CA 72g36.4A.2 Transmit modulation quality for CA . 72g36.4A.2.1 Frequency error for intra-band contiguous CA . 72g36.4A.2.2 Frequency error for intra-band non-contiguous CA 72g36.4A.2.3 Frequency error for inter-band CA 72g36.4D Transmit signal quality for

41、UL-MIMO 73g36.4D.1 Frequency error for UL-MIMO 73g36.4D.2 Transmit modulation quality for UL-MIMO 73g36.4D.3 Time alignment error for UL-MIMO 73g36.4D.4 Requirements for coherent UL MIMO . 73g36.5 Output RF spectrum emissions . 73g36.5.1 Occupied bandwidth . 73g36.5.2 Out of band emission 74g36.5.2.

42、1 General 74g36.5.2.2 Spectrum emission mask . 74g36.5.2.3 Additional spectrum emission mask . 75g36.5.2.3.1 Requirements for network signalled value “NS_35“ . 75g36.5.2.3.2 Requirements for network signalled value “NS_04“ . 76g36.5.2.3.3 Requirements for network signalled value “NS_03“ . 76g36.5.2.

43、3.4 Requirements for network signalled value “NS_06“ . 77g3ETSI ETSI TS 138 101-1 V15.2.0 (2018-07)63GPP TS 38.101-1 version 15.2.0 Release 156.5.2.3.7 Requirements for network signalled value “NS_40“ . 78g36.5.2.4 Adjacent channel leakage ratio . 78g36.5.2.4.1 NR ACLR 78g36.5.2.4.2 UTRA ACLR 79g36.

44、5.3 Spurious emissions . 79g36.5.3.1 General spurious emissions . 80g36.5.3.2 Spurious emissions for UE co-existence . 80g36.5.3.3 Additional spurious emissions 86g36.5.3.3.1 Requirement for network signalled value “NS_04“ . 86g36.5.3.3.3 Requirement for network signalled value “NS_05” 87g36.5.3.3.5

45、 Requirement for network signalled value “NS_09” 87g36.5.4 Transmit intermodulation . 88g36.5A Output RF spectrum emissions for CA. 88g36.5A.1 Occupied bandwidth for CA . 88g36.5A.1.1 Occupied bandwidth for Intra-band contiguous CA . 88g36.5A.1.2 Occupied bandwidth for Intra-band non-contiguous CA 8

46、8g36.5A.1.3 Occupied bandwidth for Inter-band CA 88g36.5A.2 Out of band emission for CA 88g36.5A.2.1 General 88g36.5A.2.2 Spectrum emission mask . 88g36.5A.2.2.1 Spectrum emission mask for Intra-band contiguous CA . 88g36.5A.2.2.2 Spectrum emission mask for Intra-band non-contiguous CA 88g36.5A.2.2.

47、3 Spectrum emission mask for Inter-band CA 88g36.5A.2.3 Additional spectrum emission mask . 89g36.5A.2.3.1 Additional spectrum emission mask for Intra-band contiguous CA 89g36.5A.2.3.2 Additional spectrum emission mask for Intra-band non-contiguous CA. 89g36.5A.2.3.3 Additional spectrum emission mas

48、k for Inter-band CA 89g36.5A.2.4 Adjacent channel leakage ratio . 89g36.5A.2.4.1 NR ACLR 89g36.5A.2.4.1.1 NR ACLR for Intra-band contiguous CA 89g36.5A.2.4.1.2 NR ACLR for Intra-band non-contiguous CA . 89g36.5A.2.4.1.3 NR ACLR for Inter-band CA. 89g36.5A.2.4.2 UTRA ACLR 89g36.5A.2.4.2.1 UTRA ACLR f

49、or Intra-band contiguous CA . 89g36.5A.2.4.2.2 UTRA ACLR for Intra-band non-contiguous CA 89g36.5A.2.4.2.3 UTRA ACLR for Inter-band CA . 89g36.5A.3 Spurious emission for CA . 89g36.5A.3.1 General spurious emissions . 89g36.5A.3.2 Spurious emissions for UE co-existence . 89g36.5A.3.2.1 Spurious emissions for UE co-existence for Intra-band contiguous CA . 89g36.5A.3.2.2 Spurious emissions for UE co-existence for Intra-band non-contiguous CA 89g36.5A.3.2.3 Spurious emissions for UE co-existence for Inter-band CA 89g36.5A.4 Transmit intermodulation for CA . 90g36.5A.3.2.1 Transmit