ETSI TS 138 101-3-2018 5G NR User Equipment (UE) radio transmission and reception Part 3 Range 1 and Range 2 Interworking operation with other radios (V15 2 0 3.pdf

1、 ETSI TS 138 101-3 V15.2.0 (2018-07) 5G; NR; User Equipment (UE) radio transmission and reception; Part 3: Range 1 and Range 2 Interworking operation with other radios (3GPP TS 38.101-3 version 15.2.0 Release 15) TECHNICAL SPECIFICATION ETSI ETSI TS 138 101-3 V15.2.0 (2018-07)13GPP TS 38.101-3 versi

2、on 15.2.0 Release 15Reference RTS/TSGR-0438101-3vf20 Keywords 5G ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88

3、 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior wr

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6、 the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of

7、 the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Mem

8、bers. 3GPPTM and LTETMare trademarks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSMand the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 138 101-3 V15.2.0 (201

9、8-07)23GPP TS 38.101-3 version 15.2.0 Release 15Intellectual Property Rights Essential patents IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-

10、members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Purs

11、uant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present doc

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13、ename. Mention of those trademarks in the present document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present d

14、ocument may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/we

15、bapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of pro

16、visions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 138 101-3 V15.2.0 (2018-07)33GPP TS 38.101-3 version 15.2.0 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 8g31 Scope 9g32 Re

17、ferences 9g33 Definitions, symbols and abbreviations . 9g33.1 Definitions 9g33.2 Symbols 9g33.3 Abbreviations . 10g34 General . 10g34.1 Relationship between minimum requirements and test requirements 10g34.2 Applicability of minimum requirements 10g34.3 Specification suffix information . 10g35 Opera

18、ting bands and channel arrangement . 11g35.1 General . 11g35.2 Operating bands 11g35.2A Operating bands for CA . 11g35.2A.1 Inter-band CA between FR1 and FR2. 11g35.2B Operating bands for DC . 12g35.2B.1 General 12g35.2B.2 Intra-band contiguous EN-DC 12g35.2B.2.1 EN-DC (two bands). 12g35.2B.3 Intra-

19、band non-contiguous EN-DC . 12g35.2B.3.1 EN-DC (two bands). 12g35.2B.3.2 EN-DC (three bands). 12g35.2B.4 Inter-band EN-DC within FR1 12g35.2B.4.1 EN-DC (two bands). 13g35.2B.4.2 EN-DC (three bands). 16g35.2B.4.3 EN-DC (four bands) 20g35.2B.4.4 EN-DC (five bands) 23g35.2B.4.5 EN-DC (six bands) 23g35.

20、2B.5 Inter-band EN-DC including FR2 . 24g35.2B.5.1 EN-DC (two bands). 25g35.2B.5.2 EN-DC (three bands). 26g35.2B.5.3 EN-DC (four bands) 28g35.2B.5.4 EN-DC (five bands) 28g35.2B.6 Inter-band EN-DC including both FR1 and FR2 29g35.2B.6.1 EN-DC (two bands). 29g35.2B.6.2 EN-DC (three bands). 29g35.2B.6.

21、3 EN-DC (four bands) 29g35.2B.6.4 EN-DC (five bands) 30g35.2B.6.5 EN-DC (six bands) 30g35.3 UE Channel bandwidth 30g35.3A UE Channel bandwidth for CA 30g35.3A.1 Inter-band CA between FR1 and FR2. 30g35.3B UE Channel bandwidth for EN-DC 30g35.3B.1 Intra-band EN-DC in FR1 . 30g35.3B.1.1 General 30g35.

22、3B.1.2 BCS for Intra-band contiguous EN-DC 31g35.3B.1.3 BCS for Intra-band non-contiguous EN-DC . 31g35.4 Channel arrangement 32g35.4A Channel arrangement for CA 32g35.4B Channel arrangement for DC 32g3ETSI ETSI TS 138 101-3 V15.2.0 (2018-07)43GPP TS 38.101-3 version 15.2.0 Release 155.4B.1 Channel

23、spacing for intra-band EN-DC carriers . 32g35.5 Configuration . 32g35.5A Configuration for CA . 32g35.5A.1 Inter-band CA configurations between FR1 and FR2 . 32g35.5B Configuration for DC . 33g35.5B.1 General 33g35.5B.2 Intra-band contiguous EN-DC 33g35.5B.3 Intra-band non-contiguous EN-DC . 34g35.5

24、B.4 Inter-band EN-DC within FR1 35g35.5B.4.1 Inter-band EN-DC configurations (two bands) . 35g35.5B.4.2 Inter-band EN-DC configurations (three bands) . 39g35.5B.4.3 Inter-band EN-DC configurations (four bands) 45g35.5B.4.4 Inter-band EN-DC configurations (five bands) . 51g35.5B.4.5 Inter-band EN-DC

25、configurations (six bands) 55g35.5B.5 Inter-band EN-DC including FR2 . 55g35.5B.5.1 Inter-band EN-DC configurations (two bands) . 56g35.5B.5.2 Inter-band EN-DC configurations (three bands) . 61g35.5B.5.3 Inter-band EN-DC configurations (four bands) 65g35.5B.5.4 Inter-band EN-DC configurations (five

26、bands) . 69g35.5B.5.5 Inter-band EN-DC configurations (six bands) 72g35.5B.6 Inter-band EN-DC including FR1 and FR2 72g35.5B.6.1 Inter-band EN-DC configurations (two bands) . 73g35.5B.6.2 Inter-band EN-DC configurations (three bands) . 74g36 Transmitter characteristics . 78g36.1 General . 78g36.2 Tr

27、ansmitter power 78g36.2A Transmitter power for CA 78g36.2A.1 UE maximum output power for CA 78g36.2A.1.1 Inter-band CA between FR1 and FR2 . 78g36.2A.2 UE maximum output power reduction for CA 79g36.2A.2.1 Inter-band CA between FR1 and FR2 . 79g36.2A.3 UE additional maximum output power reduction fo

28、r CA . 79g36.2A.4 Configured output power for CA 79g36.2A.4.1 Configured output power level 79g36.2A.4.2 g507TIB,cfor CA . 79g36.2A.4.2.1 g507TIB,cfor Inter-band CA between FR1 and FR2 . 79g36.2B Transmitter power for DC 79g36.2B.1 UE maximum output power for EN-DC . 79g36.2B.1.1 Intra-band contiguo

29、us EN-DC 79g36.2B.1.2 Intra-band non-contiguous EN-DC . 80g36.2B.1.3 Inter-band EN-DC within FR1 80g36.2B.1.4 Inter-band EN-DC including FR2 . 84g36.2B.1.5 Inter-band EN-DC including both FR1 and FR2 84g36.2B.2 UE maximum output power reduction and EN-DC 84g36.2B.2.1 Intra-band contiguous EN-DC 84g3

30、6.2B.2.2 Intra-band non-contiguous EN-DC . 84g36.2B.2.3 Inter-band EN-DC within FR1 84g36.2B.2.4 Inter-band EN-DC including FR2 . 84g36.2B.2.5 Inter-band EN-DC including both FR1 and FR2 84g36.2B.3 UE additional maximum output power reduction for EN-DC 84g36.2B.3.1 Intra-band contiguous EN-DC 84g36.

31、2B.3.1.1 A-MPR for DC_(n)71B . 85g36.2B.3.1.2 A-MPR for NS_04 . 85g36.2B.3.1.2.1 A-MPRIM3for NS_04 to meet -13 dBm / 1MHz 86g36.2B.3.1.2.2 A-MPR for NS_04 to meet -25 dBm / 1MHz 87g36.2B.3.2 Intra-band non-contiguous EN-DC . 87g36.2B.3.2.1 A-MPR for NS_04 . 87g36.2B.3.3 Inter-band EN-DC within FR1 8

32、8g36.2B.3.4 Inter-band EN-DC including FR2 . 88g36.2B.3.5 Inter-band EN-DC including both FR1 and FR2 88g36.2B.4 Configured output power for EN-DC . 88g3ETSI ETSI TS 138 101-3 V15.2.0 (2018-07)53GPP TS 38.101-3 version 15.2.0 Release 156.2B.4.1 Configured output power level 88g36.2B.4.1.1 Intra-band

33、 contiguous EN-DC . 89g36.2B.4.1.2 Intra-band non-contiguous EN-DC 89g36.2B.4.1.3 Inter-band EN-DC within FR1 89g36.2B.4.1.4 Inter-band EN-DC including FR2 . 89g36.2B.4.1.5 Inter-band EN-DC including both FR1 and FR2 . 89g36.2B.4.2 g507TIB,cfor EN-DC 89g36.2B.4.2.1 Intra-band contiguous EN-DC . 90g3

34、6.2B.4.2.2 Intra-band non-contiguous EN-DC 90g36.2B.4.2.3 Inter-band EN-DC within FR1 90g36.2B.4.2.3.1 g507TIB,cfor EN-DC two bands 90g36.2B.4.2.3.2 g507TIB,cfor EN-DC three bands 93g36.2B.4.2.3.3 g507TIB,cfor EN-DC four bands . 99g36.2B.4.2.3.4 g507TIB,cfor EN-DC five bands 105g36.2B.4.2.3.5 g507TI

35、B,cfor EN-DC six bands . 108g36.2B.4.2.4 Inter-band EN-DC including FR2 . 108g36.2B.4.2.4.1 g507TIB,cfor EN-DC two bands 108g36.2B.4.2.4.2 g507TIB,cfor EN-DC three bands 109g36.2B.4.2.4.3 g507TIB,cfor EN-DC four bands . 112g36.2B.4.2.4.4 g507TIB,cfor EN-DC five bands 115g36.2B.4.2.4.5 g507TIB,cfor E

36、N-DC six bands . 116g36.2B.4.2.5 Inter-band EN-DC including both FR1 an FR2 . 116g36.2B.4.2.5.1 g507TIB,cfor EN-DC three bands 116g36.3 Output power dynamics 116g36.3B Output power dynamics for DC . 117g36.3B.1 Output power dynamics for EN-DC with UL sharing from UE perspective 117g36.3B.1.1 E-UTRA

37、and NR switching time mask for TDM based UL sharing from UE perspective 117g36.3B.2 Output power dynamics for intra-band non-contigious switching time 118g36.4 Transmit signal quality . 118g36.4B Transmit signal quality for DC . 118g36.4B.2 Transmit modulation quality for EN-DC 118g36.4B.2.1 Intra-b

38、and contiguous EN-DC 118g36.4B.2.1.1 Error Vector Magnitude. 118g36.4B.2.1.2 Carrier leakage. 118g36.4B.2.1.3 In-band emissions 119g36.5 Output RF spectrum emissions . 119g36.5A Output RF spectrum emissions for CA. 119g36.5A.1 Occupied bandwidth for CA . 119g36.5A.2 Out-of-band emissions for CA 119g

39、36.5A.3 Spurious emissions for CA . 119g36.5A.3.1 Inter-band CA between FR1 and FR2 . 119g36.5B Output RF spectrum emissions for DC. 120g36.5B.1 Occupied bandwidth for EN-DC 120g36.5B.2 Out-of-band emissions for EN-DC . 120g36.5B.2.1 Intra-band contiguous EN-DC 120g36.5B.2.1.1 Spectrum emissions mas

40、k 120g36.5B.2.1.2 Additional spectrum emissions mask 120g36.5B.2.1.2.1 Requirements for network signalled value “NS_35“ . 120g36.5B.2.1.2.2 Requirements for network signalled value “NS_04“ . 121g36.5B.2.1.3 Adjacent channel leakage ratio 121g36.5B.2.2 Intra-band non-contiguous EN-DC . 122g36.5B.2.2.

41、1 Spectrum emissions mask 122g36.5B.2.2.2 Additional spectrum emissions mask 122g36.5B.2.2.3 Adjacent channel leakage ratio 122g36.5B.2.3 Inter-band EN-DC within FR1 122g36.5B.2.4 Inter-band EN-DC including FR2 . 122g36.5B.2.5 Inter-band EN-DC including both FR1 and FR2 122g36.5B.3 Spurious emission

42、s for EN-DC . 122g36.5B.3.1 Intra-band contiguous EN-DC 122g36.5B.3.1.1 General spurious emissions . 122g36.5B.3.1.2 Spurious emission band UE co-existence 123g36.5B.3.2 Intra-band non-contiguous EN-DC . 123g3ETSI ETSI TS 138 101-3 V15.2.0 (2018-07)63GPP TS 38.101-3 version 15.2.0 Release 156.5B.3.3

43、 Inter-band EN-DC within FR1 123g36.5B.3.3.1 Spurious emission band UE co-existence 123g36.5B.3.4 Inter-band EN-DC including FR2 . 132g36.5B.3.4.1 Spurious emission band UE co-existence 132g36.5B.3.5 Inter-band EN-DC including both FR1 and FR2 136g36.5B.3.5.1 Spurious emission band UE co-existence 1

44、36g36.5B.4 Additional spurious emissions 139g36.5B.4.1 General 139g36.5B.4.1.1 Minimum requirement (network signalled value “NS_04“) 139g37 Receiver characteristics 139g37.1 General . 139g37.2 Diversity characteristics . 139g37.3 Reference sensitivity 139g37.3A Reference sensitivity for CA . 139g37.

45、3A.1 General 139g37.3A.2 Reference sensitivity power level for CA . 140g37.3A.3 g507RIB,cfor CA 140g37.3A.3.1 g507RIB,c for Inter-band CA between FR1 and FR2 . 140g37.3A.4 Reference sensitivity exceptions due to UL harmonic interference for CA 140g37.3B Reference sensitivity level for DC . 140g37.3B

46、1 General 140g37.3B.2 Reference sensitivity for EN-DC 140g37.3B.2.1 Intra-band contiguous EN-DC 140g37.3B.2.2 Intra-band non-contiguous EN-DC . 141g37.3B.2.3 Inter-band EN-DC within FR1 141g37.3B.2.3.1 Reference sensitivity exceptions due to UL harmonic interference for EN-DC in NR FR1 . 141g37.3B.

47、2.3.2 MSD due to receiver harmonic mixing for EN-DC in NR FR1 145g37.3B.2.3.3 Reference sensitivity exceptions due to close proximity of bands for EN-DC in NR FR1 . 147g37.3B.2.3.4 Reference sensitivity exceptions due to cross band isolation for EN-DC in NR FR1 . 147g37.3B.2.3.5 Reference sensitivit

48、y exceptions for intermodulation interference due to dual uplink operation for EN-DC in NR FR1 . 148g37.3B.2.3.5.1 Reference sensitivity exceptions for intermodulation interference due to dual uplink operation for EN-DC in NR FR1 involving two bands 149g37.3B.2.3.5.2 Reference sensitivity exceptions

49、 for intermodulation interference due to dual uplink operation for EN-DC in NR FR1 involving three bands 152g37.3B.2.3.5.3 MSD exceptions due to Tx leakage issue 159g37.3B.2.4 Inter-band EN-DC including FR2 . 159g37.3B.2.4.1 Reference sensitivity exceptions due to UL harmonic interference for EN-DC in NR FR2 . 159g37.3B.2.5 Inter-band EN-DC including both FR1 and FR2 160g37.3B.2.5.1 Reference sensitivity exceptions due to UL harmonic interference for EN-DC including both FR1 and FR2 . 160g37.3B.3 g507RIB,c, g507RIBNCfor EN-DC 160g37.3B.3.1 Intra-band contiguous EN-DC 161g37.3B