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ETSI TS 138 307-2018 5G NR Requirements on User Equipments (UEs) supporting a release-independent frequency band (V15 0 0 3GPP TS 38 307 version 15 0 0 Release .pdf

1、 ETSI TS 138 307 V15.0.0 (2018-07) 5G; NR; Requirements on User Equipments (UEs) supporting a release-independent frequency band (3GPP TS 38.307 version 15.0.0 Release 15) TECHNICAL SPECIFICATION ETSI ETSI TS 138 307 V15.0.0 (2018-07)13GPP TS 38.307 version 15.0.0 Release 15Reference RTS/TSGR-043830

2、7vf00 Keywords 5G ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be d

3、ownloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any exi

4、sting or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be su

5、bject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org

6、/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without

7、the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTETMare trademarks of ETSI re

8、gistered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSMand the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 138 307 V15.0.0 (2018-07)23GPP TS 38.307 version 15.0.0 Release 15Int

9、ellectual Property Rights Essential patents IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Inte

10、llectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, incl

11、uding IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include

12、trademarks and/or tradenames which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present d

13、ocument does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or re

14、ports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs termin

15、ology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in

16、ETSI deliverables except when used in direct citation. ETSI ETSI TS 138 307 V15.0.0 (2018-07)33GPP TS 38.307 version 15.0.0 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 4g31 Scope 5g32 References 5g33 Definitions, symbols and abbreviations .

17、5g33.1 Definitions 5g33.2 Symbols 6g33.3 Abbreviations . 6g34 General . 6g35 Release independent features for NR frequency range 1 . 6g35.1 Additional NR operating bands and UE power classes for NR range 1 . 6g35.2 Additional NR CA configurations for NR range 1 . 7g35.2.1 Intraband CA 7g35.2.2 Inter

18、band CA 7g35.3 Additional NR SUL configurations for NR range 1 . 7g36 Release independent features for NR frequency range 2 . 8g36.1 Additional NR operating bands and UE power classes for NR range 2 . 8g36.2 Additional NR CA configurations for NR range 2 . 8g36.2.1 Intraband CA 8g37 Release independ

19、ent features for NR interworking between NR frequency range 1 and NR frequency range 2 . 9g37.1 Additional NR interband CA configurations between FR1 and FR2 . 9g38 Release independent features for NR interworking between NR and E-UTRA 9g38.1 Additional EN-DC configurations 9g38.1.1 Intraband EN-DC

20、9g38.1.2 Interband EN-DC 10g38.1.2.1 Interband EN-DC within FR1 . 10g38.1.2.2 Interband EN-DC including FR2 10g3Annex A (informative): Change history . 12g3History 13g3ETSI ETSI TS 138 307 V15.0.0 (2018-07)43GPP TS 38.307 version 15.0.0 Release 15Foreword This Technical Specification has been produc

21、ed by the 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying chan

22、ge of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substa

23、nce, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 138 307 V15.0.0 (2018-07)53GPP TS 38.307 version 15.0.0 Release 151 Scope The present document specifies requirements for Rel

24、-15 UEs supporting release independent features like: - additional NR operating bands and power classes on top of Rel-15 of TS 38.101 2-5 and TS 38.133 6; 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. - R

25、eferences are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including

26、 a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 2 3GPP TS 38.101-1: NR; User Equipment (UE) radio transmission and reception; Part 1: Range 1 Stand

27、alone 3 3GPP TS 38.101-2: NR; User Equipment (UE) radio transmission and reception; Part 2: Range 2 Standalone 4 3GPP TS 38.101-3: NR; User Equipment (UE) radio transmission and reception; Part 3: Range 1 and Range 2 Interworking operation with other radios 5 3GPP TS 38.101-4: NR; User Equipment (UE

28、) radio transmission and reception; Part 4: UE performance requirements 6 3GPP TS 38.133: NR; Requirements for support of radio resource management 7 3GPP TS 38.306: NR; User Equipment (UE) radio access capabilities 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the pre

29、sent document, the terms and definitions given in 3GPP TR 21.905 1 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in 3GPP TR 21.905 1. release independent: applicable to some frozen releases, starting from a certain rele

30、ase Rel-M NOTE 1: Normally, a feature is introduced only in the latest open release Rel-N and future releases are based on the previous one so that future releases inherit the requirements of this feature. Introducing a feature “in a release independent way from Rel-M onwards“ (MN) means it was deci

31、ded by TSG RAN that this feature would be also beneficial in previous, already frozen releases starting with Rel-M until Rel-(N-1). In order to avoid touching TS 38.101 2-5 or TS 38.133 6 of these frozen releases, the corresponding requirements are captured in TS 38.307 via pointers to 2-5 or 6 of t

32、he release in which the feature was introduced. NOTE 2: Release independent does not mean applicable to all releases. ETSI ETSI TS 138 307 V15.0.0 (2018-07)63GPP TS 38.307 version 15.0.0 Release 153.2 Symbols For the purposes of the present document, the following symbols apply: N Release in which a

33、 feature is introduced into TS 38.101 2-5 or TS 38.133 6 M Release from which onwards (including release M) a feature is release independent 3.3 Abbreviations For the purposes of the present document, the abbreviations given in 3GPP TR 21.905 1 and the following apply. An abbreviation defined in the

34、 present document takes precedence over the definition of the same abbreviation, if any, in 3GPP TR 21.905 1. BW Bandwidth CA Carrier Aggregation CC Component carrier DL Downlink EN-DC Dual connectivity between E-UTRA and NR FDD Frequency Division Duplex FR1 Frequency range 1 FR2 Frequency range 2 S

35、UL Supplementary uplinkTDD Time Division Duplex UE User Equipment UL Uplink 4 General TSG-RAN has agreed for certain features (see the following clauses) to introduce them in a “release independent way“. This means for each feature: - it is “introduced“ in a release N, i.e. TS 38.101 2-5 and TS 38.1

36、33 6 of release N define certain UE requirements for this feature; the feature is indicated in the tables of the following clauses; - it is “release independent“ starting from a release M (MN); M for the given feature is provided in the tables of the following clauses; - UEs supporting this feature

37、have to fulfil additional requirements in release M or higher which are specified in one or more Annexes of TS 38.307 of release N; the applicable Annexes for a given feature are provided in the tables of the following clauses. The applicable UE Categories are specified in TS 38.306 7 according to t

38、he release to which the UE conforms. 5 Release independent features for NR frequency range 1 5.1 Additional NR operating bands and UE power classes for NR range 1 Requirements for a Rel-15 UE for additional NR operating bands and power classes compared to TS 38.101-1 of Rel-15 2 are introduced via t

39、his clause. ETSI ETSI TS 138 307 V15.0.0 (2018-07)73GPP TS 38.307 version 15.0.0 Release 15Table 5.1-1: NR operating bands Feature Duplex-mode Release independent from Requirements to be fulfilled (see TS 38.307 of the release in which the band was introduced) Operating bands FDD, TDD, SUL Rel-15 Ta

40、ble 5.1-2: NR UE power class Feature Duplex-mode Release independent from Requirements to be fulfilled (see TS 38.307 of the release in which the band was introduced) Power Class 2, 3 FDD, TDD, SUL Rel-15 5.2 Additional NR CA configurations for NR range 1 5.2.1 Intraband CA Requirements for a Rel-15

41、 UE for additional NR intraband CA configurations within FR1 compared to TS 38.101-1 of Rel-15 2 are introduced via this clause. Table 5.2.1-1: NR intraband CA within FR1 Feature DL/UL CA BW Class Duplex-mode Release independent from requirements to be fulfilled (see 36.307 of the REL in which the C

42、A configuration was introduced) Intra-band contiguous CA configurations within FR1 DL C TDD Rel-15 UL 5.2.2 Interband CA Requirements for a Rel-15 UE for additional NR interband CA configurations within FR1 compared to TS 38.101-1 of Rel-15 2 are introduced via this clause. Table 5.2.2-1: NR interba

43、nd CA within FR1 Feature DL/UL number of bands number of CCs CA BW Classes Duplex-mode Release independent from requirements to be fulfilled (see 38.307 of the REL in which the CA configuration was introduced) Inter-band CA configurations within NR FR1 DL 2 2 A, TDD Rel-15 UL 2 2 A TDD Rel-15 5.3 Ad

44、ditional NR SUL configurations for NR range 1 Requirements for a Rel-15 UE for additional NR SUL configurations within FR1 compared to TS 38.101-1 of Rel-15 2 are introduced via this clause. ETSI ETSI TS 138 307 V15.0.0 (2018-07)83GPP TS 38.307 version 15.0.0 Release 15Table 5.3-1: NR SUL within FR1

45、 Feature DL/UL number of bands number of CCs CA BW Classes Duplex-mode Release independent from requirements to be fulfilled (see 38.307 of the REL in which the CA configuration was introduced) Inter-band CA configurations within NR FR1 DL 1 1 A, SUL Rel-15 UL 1 1 A SUL Rel-15 6 Release independent

46、features for NR frequency range 2 6.1 Additional NR operating bands and UE power classes for NR range 2 Requirements for a Rel-15 UE for additional NR operating bands and power classes compared to TS 38.101-2 of Rel-15 3 are introduced via this clause. Table 6.1-1: NR operating bands Feature Duplex-

47、mode Release independent from Requirements to be fulfilled (see TS 38.307 of the release in which the band was introduced) Operating bands TDD Rel-15 Table 6.1-2: NR UE power class Feature Duplex-mode Release independent from Requirements to be fulfilled (see TS 38.307 of the release in which the ba

48、nd was introduced) Power Class Rel-15 6.2 Additional NR CA configurations for NR range 2 6.2.1 Intraband CA Requirements for a Rel-15 UE for additional NR intraband CA configurations within FR2 compared to TS 38.101-2 of Rel-15 3 are introduced via this clause. Table 6.2.1-1: NR intraband CA within

49、FR2 Feature DL/UL CA BW Class Duplex-mode Release independent from requirements to be fulfilled (see 38.307 of the REL in which the CA configuration was introduced) Intra-band contiguous CA configurations for FR2 DL B TDD Rel-15 D E ETSI ETSI TS 138 307 V15.0.0 (2018-07)93GPP TS 38.307 version 15.0.0 Release 15F G H I J K L M UL 7 Release independent features for NR interworking between NR frequency range 1 and NR frequency range 2 7.1 Additional NR interband CA configurations between FR1 and FR2 Requirements for a Rel

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