BS ISO IEC 18328-3-2016 Identification cards ICC-managed devices Organization security and commands for interchange《识别卡 集成电路卡管理设备 用于交换的结构 安全和命令》.pdf

1、BSI Standards Publication WB11885_BSI_StandardCovs_2013_AW.indd 1 15/05/2013 15:06 Identification cards ICC-managed devices Part 3: Organization, security and commands for interchange BS ISO/IEC 183283:2016National foreword This British Standard is the UK implementation of ISO/IEC 183283:2016. The U

2、K participation in its preparation was entrusted to Technical Committee IST/17, Cards and personal identification. A list of organizations represented on this committee can be obtained on request to its secretary. This publication does not purport to include all the necessary provisions of a contrac

3、t. Users are responsible for its correct application. The British Standards Institution 2016 Published by BSI Standards Limited 2016 ISBN 978 0 580 88809 0 ICS 35.240.15 Compliance with a British Standard cannot confer immunity from legal obligations. This British Standard was published under the au

4、thority of the Standards Policy and Strategy Committee on 30 November 2016. Amendments/corrigenda issued since publication Date Text affected BRITISH STANDARD BS ISO/IEC 183283:2016Identification cards ICC- managed devices Part 3: Organization, security and commands for interchange Cartes didentific

5、ation Dispositifs contrls par carte Partie 3: Organisation, scurit et commandes pour les changes INTERNATIONAL STANDARD ISO/IEC 18328-3 Reference number ISO/IEC 183283:2016(E) First edition 20161015 ISO/IEC 2016 BS ISO/IEC 183283:2016 ii ISO/IEC 2016 All rights reserved COPYRIGHT PROTECTED DOCUMENT

6、ISO/IEC 2016, Published in Switzerland All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior written

7、permission. Permission can be requested from either ISO at the address below or ISOs member body in the country of the requester. ISO copyright office Ch. de Blandonnet 8 CP 401 CH1214 Vernier, Geneva, Switzerland Tel. +41 22 749 01 11 Fax +41 22 749 09 47 copyrightiso.org www.iso.org ISO/IEC 18328-

8、3:2016(E) BS ISO/IEC 183283:2016 ISO/IEC 18328-3:2016(E)Foreword v Introduction vi 1 Scope .1 2 Normative references 1 3 Terms and definitions .1 4 Symbols and abbreviated terms .3 5 Architectural aspects .5 5.1 General architecture . 5 5.2 Operational conditions. 6 5.2.1 Interfaces 6 5.2.2 Identifi

9、cation of additional devices . 6 5.2.3 Device discovery mechanism 7 5.2.4 Logical activation of additional devices . 7 5.2.5 Activation sequence 8 5.2.6 Activity states of additional devices 8 5.2.7 Exclusive usage attribute .10 5.2.8 General functionality .10 5.2.9 Timer control .11 5.3 Energy depe

10、nding activation .11 5.4 Addressing of an additional device 12 5.4.1 General.12 5.4.2 Device identifier 12 5.4.3 Device handle.12 5.5 Device control information .12 5.5.1 Administration of additional devices 12 5.5.2 Device control parameter DVCP 13 5.5.3 General device information template .14 6 Fu

11、nctions of the additional device management command 16 6.1 General 16 6.2 Specific status bytes for additional device management 17 6.3 Functions of additional device management command 17 6.3.1 General command handling 17 6.3.2 general device reset function .18 6.3.3 logical device reset function .

12、18 6.3.4 open device function . 18 6.3.5 deactivate device function 19 6.3.6 reactivate device function 19 6.3.7 exclusive device usage function .20 6.3.8 general device usage function .20 6.3.9 get from device function .21 6.3.10 put to device function 21 6.3.11 get device information function .22

13、6.3.12 erase device content function 22 6.3.13 manage device configuration function .23 7 Usage of off-card devices .23 7.1 General 23 7.2 Transmission mechanism .25 7.3 Device handle 26 7.4 Secure channel .26 8 Command structures with adm functions in applications .27 9 Security aspects 27 ISO/IEC

14、2016 All rights reserved iii Contents Page BS ISO/IEC 183283:2016 ISO/IEC 18328-3:2016(E)9.1 Security attributes 27 9.1.1 Access mode field for adm command .27 9.1.2 Security conditions .28 9.2 Data integrity and confidentiality28 9.3 Security with offcarddevices 29 9.4 Trust assessment .29 10 Devic

15、e configuration template 29 10.1 Configuration template .29 10.2 Usage of device configuration templates .30 Annex A (informative) Activity sequences .31 Annex B (informative) Examples for information templates .33 Annex C (informative) Example of command sequences with additional devices .37 Annex

16、D (informative) General system description 40 Bibliography .41 iv ISO/IEC 2016 All rights reserved BS ISO/IEC 183283:2016 ISO/IEC 18328-3:2016(E) Foreword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the specialized system for

17、worldwide standardization. National bodies that are members of ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC technical committees collabora

18、te in fields of mutual interest. Other international organizations, governmental and non governmental, in liaison with ISO and IEC, also take part in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1. The procedures used to deve

19、lop this document and those intended for its further maintenance are described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the different types of document should be noted. This document was drafted in accordance with the editorial rules of the ISO/IEC

20、Directives, Part 2 (see www.iso.org/directives). Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent rights. Details of any patent rights identified duri

21、ng the development of the document will be in the Introduction and/or on the ISO list of patent declarations received (see www.iso.org/patents). Any trade name used in this document is information given for the convenience of users and does not constitute an endorsement. For an explanation on the me

22、aning of ISO specific terms and expressions related to conformity assessment, as well as information about ISOs adherence to the WTO principles in the Technical Barriers to Trade (TBT) see the following URL: Foreword Supplementary information The committee responsible for this document is ISO/IEC JT

23、C 1, Information technology, Subcommittee SC 17, Cards and personal identification. A list of all parts in the ISO 18328 series can be found on the ISO website. ISO/IEC 2016 All rights reserved v BS ISO/IEC 183283:2016 ISO/IEC 18328-3:2016(E) Introduction The purpose of this document is to establish

24、 a normative basis for ICCs with at least an additional device. Many new developments of electronic displays and keypads offer the technical opportunity to integrate such devices on an ICC. First products are already available and the technical progress driven by mobile devices also enforces the def

25、inition of basic standards for these technologies. Upcoming projects require several different standardized aspects. These different aspects are in the focus of the standardization related to electronic devices on ICC, primarily the physical and electrical aspects, but also in addition the logical,

26、organizational and security definitions. Physical characteristics for devices on an ICC are handled in ISO/IEC 183282. ISO/IEC 183283 deals with the logical and security aspects and covers all relevant definitions and mechanisms to logical interfaces, command sets, data structures and security aspec

27、ts. Many aspects in this document refer to ISO/IEC 7816 (all parts). ISO and IEC draw attention to the fact that it is claimed that compliance with this document may involve the usage of the following patents and the foreign counterparts: FR99/09818: Smart card architecture incorporating peripherals

28、 PCT/EP2011/058914: Bank card with display screen; PCT/EP2011/059021: Bank card with display screen; EP2001949522A: Contact-free display peripheral device for contact-free portable object; WO2009077398, US20100263034, EP2225703, JP2010 538574, KR101162443: A method for authorizing a communication w

29、ith a portable electronic device, such as an access to an electronic memory zone corresponding device and system. ISO and IEC take no position concerning the evidence, validity and scope of these patent rights. The holder of this patent right has assured the ISO and IEC that he/she is willing to neg

30、otiate licenses under reasonable and non discriminatory terms and conditions with applicants throughout the world. In this respect, the statement of the holder of this patent right is registered with ISO and IEC. Information may be obtained from: Gemalto Intellectual Property and Licensing Departmen

31、t 6, Rue de la Verrerie 92197 Meudon Cedex, France Gemplus Avenue Pic de Bertagne Parc dActivits de Gmenos BP 100 FR 13881 Gmenos Cedexvi ISO/IEC 2016 All rights reserved BS ISO/IEC 183283:2016 ISO/IEC 18328-3:2016(E) ASK SA Les Boullides 15, Traverse des Brucs, Sophia Antipolis 06560 Valbonne, Fran

32、ce Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights other than those identified above. ISO and IEC shall not be held responsible for identifying any or all such patent rights. ISO/IEC 2016 All rights reserved vii BS ISO/IEC 183283:2

33、016This page deliberately left blank Identification cards ICC-managed devices Part 3: Organization, security and commands for interchange 1 Scope This document specifies the logical interface of an application supporting the necessary security features in a card IC which communicates with the extern

34、al world by a physical interface supporting APDUs. This application supports the usage of electronic devices. This involves the design of commands, data structures and security mechanisms which are required to handle the data and handling the additional devices itself. The handling of the additional

35、 devices is always controlled by the card IC. External inputs or outputs shall be managed by the existing interfaces. This document deals not with physical characteristics of the card and interface technology, but only with the logical aspects. Management of data for additional devices that is not s

36、ubdued by the COS or application control is out of the scope of this document. Definitions of coding requirement for “trust assessment“ of the managed data like warning, font, colour etc. is in the scope of this document. A description of the logical internal interface functionality used by the COS

37、or by device drivers, if any, is also part of this document. Due to the fact that relevant technologies may evolve or be adopted very fast, this document defines commands and structures supporting extensions and adaptations. 2 Normative references The following documents are referred to in the text

38、in such a way that some or all of their content constitutes requirements of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO/IEC 78164, Identification cards Integrated ci

39、rcuit cards Part 4: Organization, security and commands for interchange 3 Terms and definitions For the purposes of this document, the following terms and definitions apply. ISO and IEC maintain terminological databases for use in standardization at the following addresses: IEC Electropedia: availab

40、le at http:/ /www.electropedia.org/ ISO Online browsing platform: available at http:/ /www.iso.org/obp 3.1 access rule data element containing an access mode referring to an action and security conditions to fulfil before acting 3.2 application structures, data elements and program modules needed fo

41、r performing a specific functionality INTERNATIONAL ST ANDARD ISO/IEC 18328-3:2016(E) ISO/IEC 2016 All rights reserved 1 BS ISO/IEC 183283:2016 ISO/IEC 18328-3:2016(E) 3.3 button tactile device used for a singular input 3.4 card-IC integrated circuit with COS 3.5 command-response pair set of two mes

42、sages at the interface EXAMPLE A command APDU followed by a response APDU in the opposite direction. 3.6 data element item of information seen at the interface for which are specified a name, a description of logical content, a format and a coding 3.7 data object information seen at the interface co

43、nsisting of the concatenation of a mandatory tag field, a mandatory length field and a conditional value field 3.8 device additional electronic feature used as an extension of the ICC 3.9 device driver part of the operating system which provides the required functionality and interfaces to the addit

44、ional devices on ICC 3.10 device identifier data element used to reference a device 3.11 device handle logic data element used to work with a selected device 3.12 device manager entity in an ICC which controls the device operation 3.13 device unit electronic system providing all relevant entities to

45、 work with the device on the card EXAMPLE Connections, driver microcontroller, etc. 3.14 EF.ATR/INFO optional EF indicating operating characteristics of the card, also known as Information file 3.15 electronic display electronic device transporting optical information 3.16 file structure for applica

46、tion and/or data in the card, as seen at the interface when processing commands2 ISO/IEC 2016 All rights reserved BS ISO/IEC 183283:2016 ISO/IEC 18328-3:2016(E) 3.17 identification card card identifying its holder and issuer, which may carry data required as input for the intended use of the card an

47、d for transactions based thereon 3.18 interindustry occurring, existing or using between two or more industries 3.19 key sequence of symbols controlling a cryptographic operation EXAMPLE Encipherment, decipherment, a private or a public operation in a dynamic authentication, signature generation pro

48、duction, signature verification. 3.20 keypad array of several buttons organized as one entity 3.21 payload data of arbitrary length, to be sent to the card or by the card, in order to be processed together 3.22 record string of bytes stored within EF, referenced and handled as a unit 3.23 secure mes

49、saging set of means for cryptographic protection of (parts of) command response pairs 3.24 security attribute condition of use of objects in the card including stored data and data processing functions, expressed as a data element containing one or more access rules 3.25 secure element tamper-resistant ICC in a different form factor securely hosting applications and their confidential and cryptographic data 3.26 security environment set of components required by an application in