BS ISO IEC 19795-7-2011 Information technology Biometric performance testing and reporting Testing of on-card biometric comparison algorithms《信息技术 生物识别性能测试和报告 测试卡上的生物识别算法比.pdf

1、raising standards worldwide NO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAW BSI Standards Publication BS ISO/IEC 19795-7:2011 Information technology Biometric performance testing and reporting Part 7: Testing of on-card biometric comparison algorithmsBS ISO/IEC 19795-7:2011 BR

2、ITISH STANDARD National foreword This British Standard is the UK implementation of ISO/IEC 19795-7:2011. The UK participation in its preparation was entrusted to Technical Committee IST/44, Biometrics. A list of organizations represented on this committee can be obtained on request to its secretary.

3、 This publication does not purport to include all the necessary provisions of a contract. Users are responsible for its correct application. BSI 2011 ISBN 978 0 580 68461 6 ICS 35.040 Compliance with a British Standard cannot confer immunity from legal obligations. This British Standard was publishe

4、d under the authority of the Standards Policy and Strategy Committee on 28 February 2011. Amendments issued since publication Date Text affectedBS ISO/IEC 19795-7:2011Reference number ISO/IEC 19795-7:2011(E) ISO/IEC 2011INTERNATIONAL STANDARD ISO/IEC 19795-7 First edition 2011-01-15 Information tech

5、nology Biometric performance testing and reporting Part 7: Testing of on-card biometric comparison algorithms Technologies de linformation Essais et rapports de performance biomtriques Partie 7: Essais des algorithmes de comparaison biomtrique sur carte BS ISO/IEC 19795-7:2011 ISO/IEC 19795-7:2011(E

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9、RIGHT PROTECTED DOCUMENT ISO/IEC 2011 All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address b

10、elow or ISOs member body in the country of the requester. ISO copyright office Case postale 56 CH-1211 Geneva 20 Tel. + 41 22 749 01 11 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO/IEC 2011 All rights reservedBS ISO/IEC 19795-7:2011 ISO/IEC 19795-7:20

11、11(E) ISO/IEC 2011 All rights reserved iiiContents Page Foreword vi Introduction.vii 1 Scope1 2 Conformance .2 3 Normative references2 4 Terms and definitions .2 5 Abbreviations.2 6 Requirements on test planning3 6.1 Fundamental concept of the test.3 6.2 Specification of interface hardware and softw

12、are .4 6.3 Specification of the data formats.4 6.3.1 Format for comparison data.4 6.3.2 Format for off-card images and templates .4 6.4 Profiling of the BIT 4 6.5 Card-comparison subsystem combinations 4 6.6 Phased testing .5 6.7 Options for participation.5 6.8 Metrics 5 6.9 Comparison results.5 7 R

13、equirements on test execution6 7.1 General .6 7.2 Conditions for demonstrating equivalence of on-card and off-card algorithms6 7.3 BIT Processing 6 7.4 Measurement of speed of execution .6 7.4.1 Quantities to be measured .6 7.4.2 Methods for measuring duration .7 7.4.3 Methods for measuring uncertai

14、nty 7 8 On-card biometric comparison interface specification.7 8.1 Overview.7 8.2 Approach to the use of ISO/IEC 78167 8.3 Establish Communications 8 8.4 Selection of the test application 8 8.5 Store enrollment template on the card8 8.6 Read of the BIT 9 8.7 Use of the BIT 9 8.8 Verification .11 8.8

15、.1 APDU specifications .11 8.8.2 Locking of the card .11 8.8.3 Locking of the PC-based algorithm.12 8.8.4 Comparison scores.12 8.8.5 Prohibition of stateful behavior .12 8.9 Reading card identifier12 8.10 Reading comparison subsystem identifier.13 Annex A (informative) Conversion of ISO/IEC 19794-2

16、record to compact size templates.14 A.1 Background14 A.1.1 Purpose 14 A.1.2 Overview.14 BS ISO/IEC 19795-7:2011 ISO/IEC 19795-7:2011(E) iv ISO/IEC 2011 All rights reservedA.1.3 The record format . 14 A.1.4 The compact-size format . 15 A.2 Minutia uniqueness 16 A.3 Presence of BITs on card. 17 A.4 Us

17、e of BITs 17 A.5 Number of minutiae 17 A.5.1 Limits on number 17 A.5.2 Effect of the BIT 18 A.5.3 Pruning mechanism 18 A.5.4 Pruning center. 19 A.6 Sort order of minutiae 19 A.6.1 Support for ordering. 19 A.6.2 Modulo sorting for large images. 19 Annex B (informative) Standardized Finger-Position Co

18、des. 20 Annex C (informative) Example Material on Planning for a Test Plan 21 C.1 Purpose 21 C.2 PC-based API specification . 21 C.2.1 Testing interface . 21 C.2.2 Data format profile and conformance. 21 C.2.3 Submission 21 C.2.4 Testing interface . 21 C.2.5 Runtime behavior 23 Annex D (informative)

19、 API for Fingerprint Minutia Template Generation and Matching 24 D.1 Minutiae extraction . 24 D.2 Minutiae matching 25 D.3 Implementation identifiers . 25 Bibliography. 26 Figures Figure A.1 Conversion of INCITS 378 data to ISO/IEC 19794-2 data 17 Tables Table 1 Classes of participation.5 Table 2 Co

20、mmand APDU for selection of on-card comparison application 8 Table 3 - Example Application ID .8 Table 4 Response APDU from selection of comparison application .8 Table 5 Command APDU for storage of reference template.8 Table 6 Response APDU from storage of reference template 9 Table 7 Command APDU

21、for retrieval of biometric information template9 Table 8 Response APDU from retrieval of biometric information template.9 Table 9 - Biometric Information Template based on ISO/IEC 19785-3 and ISO/IEC 19794-2 (EXAMPLE). 10 Table 10 Command APDU for comparison of biometric templates 11 Table 11 Respon

22、se APDU from comparison of biometric templates . 11 Table 12 Command APDU for retrieval of verification comparison score 12 Table 13 Response APDU for retrieval of verification comparison score. 12 Table 14 Command APDU for retrieval of Card identifier. 12 Table 15 Response APDU for retrieval of Car

23、d identifier. 13 Table 16 Command APDU for retrieval of Comparison subsystem identifier. 13 Table 17 Response APDU for retrieval of Comparison subsystem identifier. 13 Table A.1 Record profile of ISO/IEC 19794-2:2005 standard 15 Table A.2 Card profile of ISO/IEC 19794-2:2005 standard 15 Table A.3 IS

24、O/IEC 19794-2 minutiae template DO 16 Table A.4 ISO/IEC 19794-2 zonal quality DO 16 Table A.5 ISO/IEC 19794-2 zonal quality data. 16 BS ISO/IEC 19795-7:2011 ISO/IEC 19795-7:2011(E) ISO/IEC 2011 All rights reserved vTable B.1 ISO/IEC 19794-2 and ISO/IEC 19785-3 finger position codes.20 Table D.1 API

25、create_template function25 Table D.2 API match_templates function25 Table D.3 API get_pids function25 BS ISO/IEC 19795-7:2011 ISO/IEC 19795-7:2011(E) vi ISO/IEC 2011 All rights reservedForeword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commi

26、ssion) form the specialized system for worldwide standardization. National bodies that are members of ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO

27、 and IEC technical committees collaborate in fields of mutual interest. Other international organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO

28、/IEC JTC 1. International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of the joint technical committee is to prepare International Standards. Draft International Standards adopted by the joint technical committee are circulated to nationa

29、l bodies for voting. Publication as an International Standard requires approval by at least 75 % of the national bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO and IEC shall not be held responsible for

30、identifying any or all such patent rights. ISO/IEC 19795-7 was prepared by Joint Technical Committee ISO/IEC JTC 1, Subcommittee SC 37, Biometrics. ISO/IEC 19795 consists of the following parts, under the general title Information technology Biometric performance testing and reporting: Part 1: Princ

31、iples and framework Part 2: Testing methodologies for technology and scenario evaluation Part 3: Modality-specific testing Technical Report Part 4: Interoperability performance testing Part 5: Access control scenario and grading scheme Part 7: Testing of on-card biometric comparison algorithms The f

32、ollowing part is under preparation: Part 6: Testing methodologies for operational evaluation BS ISO/IEC 19795-7:2011 ISO/IEC 19795-7:2011(E) ISO/IEC 2011 All rights reserved viiIntroduction Biometric recognition algorithms have been ported to ISO/IEC 7816 integrated circuit cards to realize the priv

33、acy enhancing benefits asserted for the on-card biometric comparison paradigm. While the most common commercial realization of this capability has been the comparison of fingerprint minutiae templates on card, comparison of data from other modalities has been implemented also. Indeed the relevant ca

34、rd standards have been explicitly drafted to support arbitrary biometric modalities. Further information on modality-specific aspects can be found in ISO/IEC 19795-3. In any case, while the computational capability of such cards has increased in recent years, there remains the question of whether ve

35、rification accuracy needs to be traded off for speed or data size or both. For fingerprint templates, the goal of improved efficiency has led to the development of the ISO/IEC 19794-2:2005 compact-size card formats specifically for on-card biometric comparison. This part of ISO/IEC 19795 specifies a

36、 mechanism for measuring both accuracy and speed of ISO/IEC 7816 integrated circuit cards processing data from arbitrary modalities. It includes examples for the data structures and commands needed to match conformant ISO/IEC 19794-2:2005 minutiae templates on cards. BS ISO/IEC 19795-7:2011BS ISO/IE

37、C 19795-7:2011 INTERNATIONAL STANDARD ISO/IEC 19795-7:2011(E) ISO/IEC 2011 All rights reserved 1Information technology Biometric performance testing and reporting Part 7: Testing of on-card biometric comparison algorithms 1 Scope This part of ISO/IEC 19795 establishes a mechanism for measuring the c

38、ore algorithmic capabilities of biometric comparison algorithms running on ISO/IEC 7816 integrated circuit cards. Specifically, this part of ISO/IEC 19795 instantiates a mechanism for on-card biometric comparison testing; standardizes procedures for the measurement of the accuracy of on-card biometr

39、ic comparison implementations running on object-based, test-specific sample cards; standardizes procedures for the measurement of durations of the various operations; and gives examples for matching ISO/IEC 19794-2:2005 compact card minutiae templates. The following are specifically not within the s

40、cope of this part of ISO/IEC 19795: procedures for securing the communications channel, including cryptographic protection of the biometric templates; procedures for protection of sample or template integrity using digital signatures; authentication of the card and reader; selection or use of transm

41、ission protocols (e.g. contactless); profiles of specific data interchange standards; procedures for evaluation of readers, including performance, conformance and interoperability; procedures for evaluation of ruggedness or durability of the card; on-card template generation (e.g. extraction of minu

42、tiae from images), template update or adaptation; formal conformance tests of ISO/IEC 7816-4 and ISO/IEC 7816-11; testing of devices not conforming to ISO/IEC 7816, including all system-on-card devices. BS ISO/IEC 19795-7:2011 ISO/IEC 19795-7:2011(E) 2 ISO/IEC 2011 All rights reserved2 Conformance A

43、 test is conformant to this part of ISO/IEC 19795 if it conforms to the normative requirements of Clauses 5 and 6. An on-card comparison implementation is conformant to the test specification of Clause 7 if it supports all the requirements of Clause 7. 3 Normative references The following referenced

44、 documents are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO/IEC 7816-4:2005, Identification cards Integrated circuit cards Part 4

45、: Organization, security and commands for interchange ISO/IEC 7816-6:2004, Identification cards Integrated circuit cards Part 6: Interindustry data elements for interchange ISO/IEC 7816-11:2004, Identification cards Integrated circuit cards Part 11: Personal verification through biometric methods IS

46、O/IEC 19785-3:2007, Information technology Common Biometric Exchange Formats Framework Part 3: Patron format specifications ISO/IEC 19795-1:2006, Information technology Biometric performance testing and reporting Part 1: Principles and framework ISO/IEC 19795-2:2007, Information technology Biometric

47、 performance testing and reporting Part 2: Testing methodologies for technology and scenario evaluation 4 Terms and definitions For the purposes of this document, the terms and definitions given in ISO/IEC 19795-1 and the following apply. 4.1 on-card comparison execution of a comparison algorithm on

48、 a ISO/IEC 7816 integrated circuit card NOTE The informal term match-on-card is deprecated in this part of ISO/IEC 19795 in favour of on-card biometric comparison as used in ISO/IEC 24787. The terms matcher and matching algorithm are deprecated in favour of comparison subsystem and comparison algori

49、thm respectively. These terms are taken from SC 37s Standing Document 2, Harmonized Biometric Vocabulary. 5 Abbreviations For the purposes of this document, the following abbreviations apply. APDU Application Protocol Data Unit as used in ISO/IEC 7816-4 BIT Biometric Information Template as defined in ISO/IEC 7816-11 DET Detection error tradeoff characteristic a plot of FNMR vs. FMR BS ISO/IEC 19795-7:201