BS ISO IEC 27003-2017 Information technology Security techniques Information security management systems Guidance《信息技术 安全技术 信息安全管理系统指南》.pdf

1、Information technology Security techniques Information security management systems Guidance BS ISO/IEC 27003:2017 BSI Standards Publication WB11885_BSI_StandardCovs_2013_AW.indd 1 15/05/2013 15:06National foreword This British Standard is the UK implementation of ISO/IEC 27003:2017. It supersedes BS

2、 ISO/IEC 27003:2010, which is withdrawn. The UK participation in its preparation was entrusted to Technical Committee IST/33/1, Information Security Management Systems. A list of organizations represented on this committee can be obtained on request to its secretary. This publication does not purpor

3、t to include all the necessary provisions of a contract. Users are responsible for its correct application. The British Standards Institution 2017 Published by BSI Standards Limited 2017 ISBN 978 0 580 83508 7 ICS 03.100.70; 35.030 Compliance with a British Standard cannot confer immunity from legal

4、 obligations. This British Standard was published under the authority of the Standards Policy and Strategy Committee on 30 April 2017. Amendments/corrigenda issued since publicationDate Text affected BRITISH STANDARD BS ISO/IEC 27003:2017Information technology Security techniques Information securit

5、y management systems Guidance Technologies de linformation Techniques de scurit -Systmes de management de la scurit de linformation Lignes directrices INTERNATIONAL STANDARD ISO/IEC 27003 Reference number ISO/IEC 27003:2017(E) Second edition 2017-03-01 ISO/IEC 2017 BS ISO/IEC 27003:2017 ii ISO/IEC 2

6、017 All rights reserved COPYRIGHT PROTECTED DOCUMENT ISO/IEC 2017, Published in Switzerland All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting o

7、n the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below or ISOs member body in the country of the requester. ISO copyright office Ch. de Blandonnet 8 CP 401 CH-1214 Vernier, Geneva, Switzerland Tel. +41 22 749 01 11 Fax +41 22

8、 749 09 47 copyrightiso.org www.iso.org ISO/IEC 27003:2017(E) BS ISO/IEC 27003:2017 ISO/IEC 27003:2017(E)Foreword iv Introduction v 1 Scope . 1 2 Normative references 1 3 T erms and definitions . 1 4 Context of the organization . 1 4.1 Understanding the organization and its context . 1 4.2 Understan

9、ding the needs and expectations of interested parties 3 4.3 Determining the scope of the information security management system 4 4.4 Information security management system . 6 5 Leadership 6 5.1 Leadership and commitment . 6 5.2 P olicy . 8 5.3 Organizational roles, responsibilities and authorities

10、 9 6 Planning 10 6.1 Actions to address risks and opportunities 10 6.1.1 General.10 6.1.2 Information security risk assessment 12 6.1.3 Information security risk treatment 15 6.2 Information security objectives and planning to achieve them 18 7 Support 21 7.1 Resources 21 7.2 Competence 22 7.3 Aware

11、ness 23 7.4 Communication .24 7.5 Documented information 25 7.5.1 General.25 7.5.2 Creating and updating 27 7.5.3 Control of documented information 28 8 Operation 29 8.1 Operational planning and control .29 8.2 Information security risk assessment31 8.3 Information security risk treatment .31 9 P er

12、formanc e e v aluation 32 9.1 Monitoring, measurement, analysis and evaluation 32 9.2 Int ernal audit .33 9.3 Management r e view 36 10 Improvement .37 10.1 Nonconformity and corrective action 37 10.2 Continual impr o v ement .40 Annex A (informative) Policy framework .42 Bibliography .45 ISO/IEC 20

13、17 All rights reserved iii Contents Page BS ISO/IEC 27003:2017 ISO/IEC 27003:2017(E) Foreword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the specialized system for worldwide standardization. National bodies that are members o

14、f ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other international organiza

15、tions, governmental and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1. The procedures used to develop this document and those intended for its further maintena

16、nce are described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the different types of document should be noted. This document was drafted in accordance with the editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives). Attention is

17、 drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent rights. Details of any patent rights identified during the development of the document will be in the Introductio

18、n and/or on the ISO list of patent declarations received (see www.iso.org/patents). Any trade name used in this document is information given for the convenience of users and does not constitute an endorsement. For an explanation on the voluntary nature of standards, the meaning of ISO specific term

19、s and expressions related to conformity assessment, as well as information about ISOs adherence to the World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see the following URL: www.iso.org/iso/foreword.html. This document was prepared by ISO/IEC JTC 1, Information tec

20、hnology, Subcommittee SC 27, IT Security techniques. This second edition of ISO/IEC 27003 cancels and replaces the first edition (ISO/IEC 27003:2010), of which it constitutes a minor revision. The main changes compared to the previous edition are as follows: the scope and title have been changed to

21、cover explanation of, and guidance on the requirements of, ISO/IEC 27001:2013 rather than the previous edition (ISO/IEC 27001:2005); the structure is now aligned to the structure of ISO/IEC 27001:2013 to make it easier for the user to use it together with ISO/IEC 27001:2013; the previous edition had

22、 a project approach with a sequence of activities. This edition instead provides guidance on the requirements regardless of the order in which they are implemented.iv ISO/IEC 2017 All rights reserved BS ISO/IEC 27003:2017 ISO/IEC 27003:2017(E) Introduction This document provides guidance on the requ

23、irements for an information security management system (ISMS) as specified in ISO/IEC 27001 and provides recommendations (should), possibilities (can) and permissions (may) in relation to them. It is not the intention of this document to provide general guidance on all aspects of information securit

24、y. Clauses 4 to 10 of this document mirror the structure of ISO/IEC 27001:2013. This document does not add any new requirements for an ISMS and its related terms and definitions. Organizations should refer to ISO/IEC 27001 and ISO/IEC 27000 for requirements and definitions. Organizations implementin

25、g an ISMS are under no obligation to observe the guidance in this document. An ISMS emphasizes the importance of the following phases: understanding the organizations needs and the necessity for establishing information security policy and information security objectives; assessing the organizations

26、 risks related to information security; implementing and operating information security processes, controls and other measures to treat risks; monitoring and reviewing the performance and effectiveness of the ISMS; and practising continual improvement. An ISMS, similar to any other type of managemen

27、t system, includes the following key components: a) policy; b) persons with defined responsibilities; c) management processes related to: 1) policy establishment; 2) awareness and competence provision; 3) planning; 4) implementation; 5) operation; 6) performance assessment; 7) management review; and

28、 8) improvement; and d) documented information. An ISMS has additional key components such as: e) information security risk assessment; and f) information security risk treatment, including determination and implementation of controls. This document is generic and intended to be applicable to all or

29、ganizations, regardless of type, size or nature. The organization should identify which part of this guidance applies to it in accordance with its specific organizational context (see ISO/IEC 27001:2013, Clause 4). ISO/IEC 2017 All rights reserved v BS ISO/IEC 27003:2017 ISO/IEC 27003:2017(E) For ex

30、ample, some guidance can be more suited to large organizations, but for very small organizations (e.g. with fewer than 10 persons) some of the guidance can be unnecessary or inappropriate. The descriptions of Clauses 4 to10 are structured as follows: Required activity: presents key activities requir

31、ed in the corresponding subclause of ISO /IEC 27001; Explanation: explains what the requirements of ISO/IEC 27001 imply; Guidance: provides more detailed or supportive information to implement “required activity” including examples for implementation; and Other information: provides further informat

32、ion that can be considered. ISO/IEC 27003, ISO/IEC 27004 and ISO/IEC 27005 form a set of documents supporting and providing guidance on ISO/IEC 27001:2013. Among these documents, ISO/IEC 27003 is a basic and comprehensive document that provides guidance for all the requirements of ISO/IEC 27001, but

33、 it does not have detailed descriptions regarding “monitoring, measurement, analysis and evaluation” and information security risk management. ISO/IEC 27004 and ISO/IEC 27005 focus on specific contents and give more detailed guidance on “monitoring, measurement, analysis and evaluation” and informat

34、ion security risk management. There are several explicit references to documented information in ISO/IEC 27001. Nevertheless, an organization can retain additional documented information that it determines as necessary for the effectiveness of its management system as part of its response to ISO/IEC

35、 27001:2013, 7.5.1 b). In these cases, this document uses the phrase “Documented information on this activity and its outcome is mandatory only in the form and to the extent that the organization determines as necessary for the effectiveness of its management system (see ISO/IEC 27001:2013, 7.5.1 b)

36、.”vi ISO/IEC 2017 All rights reserved BS ISO/IEC 27003:2017 Information technology Security techniques Information security management systems Guidance 1 Scope This document provides explanation and guidance on ISO/IEC 27001:2013. 2 Normative references The following documents are referred to in the

37、 text in such a way that some or all of their content constitutes requirements of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO/IEC 27000:2016, Information technology

38、Security techniques Information security management systems Overview and vocabulary ISO/IEC 27001:2013, Information technology Security techniques Information security management systems Requirements 3 T erms a nd definiti ons For the purposes of this document, the terms and definitions given in ISO

39、/IEC 27000:2016 apply. ISO and IEC maintain terminological databases for use in standardization at the following addresses: IEC Electropedia: available at http:/ /www.electropedia.org/ ISO Online browsing platform: available at http:/ /www.iso.org/obp 4 Context of the organization 4.1 Understanding

40、the organization and its context Required activity The organization determines external and internal issues relevant to its purpose and affecting its ability to achieve the intended outcome(s) of the information security management system (ISMS). Explanation As an integral function of the ISMS, the

41、organization continually analyses itself and the world surrounding it. This analysis is concerned with external and internal issues that in some way affect information security and how information security can be managed, and that are relevant to the organizations objectives. Analysis of these issue

42、s has three purposes: understanding the context in order to decide the scope of the ISMS; analysing the context in order to determine risks and opportunities; and ensuring that the ISMS is adapted to changing external and internal issues. INTERNATIONAL ST ANDARD ISO/IEC 27003:2017(E) ISO/IEC 2017 Al

43、l rights reserved 1 BS ISO/IEC 27003:2017 ISO/IEC 27003:2017(E) External issues are those outside of the organizations control. This is often referred to as the organizations environment. Analysing this environment can include the following aspects: a) social and cultural; b) political, legal, norma

44、tive and regulatory; c) financial and macroeconomic; d) technological; e) natural; and f) competitive. These aspects of the organizations environment continually present issues that affect information security and how information security can be managed. The relevant external issues depend on the or

45、ganizations specific priorities and situation. For example, external issues for a specific organization can include: g) the legal implications of using an outsourced IT service (legal aspect); h) characteristics of the nature in terms of possibility of disasters such as fire, flood and earthquakes (

46、natural aspect); i) technical advances of hacking tools and use of cryptography (technological aspect); and j) the general demand for the organizations services (social, cultural or financial aspects). Internal issues are subject to the organizations control. Analysing the internal issues can includ

47、e the following aspects: k) the organizations culture; l) policies, objectives, and the strategies to achieve them; m) governance, organizational structure, roles and responsibilities; n) standards, guidelines and models adopted by the organization; o) contractual relationships that can directly aff

48、ect the organizations processes included in the scope of the ISMS; p) processes and procedures; q) the capabilities, in terms of resources and knowledge (e.g. capital, time, persons, processes, systems and technologies); r) physical infrastructure and environment; s) information systems, information

49、 flows and decision making processes (both formal and informal); and t) previous audits and previous risk assessment results. The results of this activity are used in 4.3, 6.1 and 9.3. Guidance Based on an understanding of the organizations purpose (e.g. referring to its mission statement or business plan) as well as the intended outcome(s) of the organizations ISMS, the organization should: review the external environment to identify relevant external issues; and