BS PD CEN TR 16797-2-2015 Construction products Assessment of release of dangerous substances Guidance on the statistical assessment of declared values Technical and stat.pdf

1、BSI Standards Publication PD CEN/TR 16797-2:2015 Construction products: Assessment of release of dangerous substances Guidance on the statistical assessment of declared values Part 2: Technical and statistical backgroundPD CEN/TR 16797-2:2015 PUBLISHED DOCUMENT National foreword This Published Docum

2、ent is the UK implementation of CEN/TR 16797-2:2015. The UK participation in its preparation was entrusted to Technical Committee B/557, Construction products - Assessment of dangerous substances. A list of organizations represented on this committee can be obtained on request to its secretary. This

3、 publication does not purport to include all the necessary provisions of a contract. Users are responsible for its correct application. The British Standards Institution 2015. Published by BSI Standards Limited 2015 ISBN 978 0 580 85718 8 ICS 03.120.20; 91.100.01 Compliance with a British Standard c

4、annot confer immunity from legal obligations. This Published Document was published under the authority of the Standards Policy and Strategy Committee on 30 September 2015. Amendments issued since publication Date Text affectedPD CEN/TR 16797-2:2015TECHNICAL REPORT RAPPORT TECHNIQUE TECHNISCHER BERI

5、CHT CEN/TR 16797-2 August 2015 ICS 03.120.20; 91.100.01 English Version Construction products: Assessment of release of dangerous substances - Guidance on the statistical assessment of declared values - Part 2: Technical and statistical background Produits de construction - Evaluation de lmission de

6、 substances dangereuses - Guide pour lvaluation de la performance et la vrification de sa constance - Partie 2 : Donnes techniques et statistiques This Technical Report was approved by CEN on 16 January 2015. It has been drawn up by the Technical Committee CEN/TC 351. CEN members are the national st

7、andards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia,

8、Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom. EUROPEAN COMMITTEE FOR STANDARDIZATION COMIT EUROPEN DE NORMALISATION EUROPISCHES KOMITEE FR NORMUNG CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels 2015 CEN All rights of exploitation in any form and by any means rese

9、rved worldwide for CEN national Members. Ref. No. CEN/TR 16797-2:2015 EPD CEN/TR 16797-2:2015 CEN/TR 16797-2:2015 (E) 2 Contents Page European foreword . 4 0 Introduction 5 0.1 General . 5 0.2 Background 5 0.3 Assessment of construction products 6 0.4 Reading guide to CEN/TR 16797-2 . 9 0.4.1 Genera

10、l introduction . 9 0.4.2 Rules of application 9 0.4.3 Statistical background 9 0.4.4 Annexes 9 1 Scope 10 2 Terms, definitions, abbreviations and symbols . 10 2.1 Terms and definitions . 10 2.2 Abbreviations and symbols . 14 3 Context . 16 4 Quality level of performance with respect to the release,

11、emission or content of RDS . 17 5 Methods for statistical assessment of declared values for RDS . 17 5.1 Goal of the assessment 17 5.2 Assessment of the production . 17 5.3 Assessment of clusters 19 5.4 Assessment of no-further-testing 20 5.5 Methods of assessment 23 5.5.1 Introduction 23 5.5.2 Asse

12、ssment by variables . 23 5.5.3 Assessment by attributes . 24 5.6 Description of the assessment procedure . 24 5.6.1 Type testing . 24 5.6.2 Further-testing . 25 5.6.3 Clusters 26 5.6.4 No-further-testing 29 5.7 Banned substances . 29 6 Assessment by variables . 30 6.1 Single production units 30 6.1.

13、1 Type testing . 30 6.1.2 Further-testing . 31 6.1.3 Rule of application for products where the test values are significantly below the declared value (Gamma rule) . 33 6.1.4 Rule of application for products where a small number of test results may be expected . 33 6.2 Cluster of production units 34

14、 6.2.1 Type testing . 34 6.2.2 Further-testing . 36 6.2.3 Rule of application for cluster products where the test values are significantly below the declared value (Gamma rule) 37 6.3 No-further-testing 37 6.4 Handling values lower than the detection limit 38 6.5 Identifying outliers 38 PD CEN/TR 16

15、797-2:2015 CEN/TR 16797-2:2015 (E) 3 6.6 Choosing a declared value . 39 7 Assessment by attributes . 40 7.1 Single production units 40 7.1.1 Type testing . 40 7.1.2 Further-testing . 41 7.2 Cluster of production units 42 7.2.1 Type testing . 42 7.2.2 Further-testing . 43 7.3 No-further-testing 44 7.

16、4 Handling values lower than the detection limit 44 7.5 Identifying outliers 44 7.6 Choosing a declared value . 45 8 Statistical principles of the rules of application 45 8.1 Introduction 45 8.2 Assessment of a production part 45 8.3 Test error 50 8.4 Assessment by variables . 51 8.4.1 Type testing

17、and further-testing 51 8.4.2 Test frequency for further-testing . 52 8.4.3 Gamma rule 56 8.4.4 No-further-testing 56 8.5 Assessment by attributes . 57 8.5.1 Type testing and further-testing 57 8.5.2 No-further-testing 59 8.6 Consumers and producers risk . 60 8.6.1 Acceptance and non-acceptance of ba

18、tches that exceed the declared value 60 8.6.2 Estimation of the consumers risk . 63 8.6.3 Practical approach 64 9 Additional sampling requirements 65 9.1 General . 65 9.2 Probabilistic sampling 66 9.3 Judgemental sampling 68 10 Indirect tests 68 10.1 General . 68 10.2 Correlation . 69 10.3 No correl

19、ation 70 Annex A Examples of the rules of application 71 Annex B Distribution of test values 87 Annex C Checklist for Technical Committees . 90 Annex D Model clauses for product standards . 92 Annex E Critical values for assessment by variables 113 Annex F Gamma factor 117 Bibliography 120 PD CEN/TR

20、 16797-2:2015 CEN/TR 16797-2:2015 (E) 4 European foreword This document (CEN/TR 16797-2:2015) has been prepared by Technical Committee CEN/TC 351 “Construction products: Assessment of release of dangerous substances”, the secretariat of which is held by NEN. Attention is drawn to the possibility tha

21、t some of the elements of this document may be the subject of patent rights. CEN and/or CENELEC shall not be held responsible for identifying any or all such patent rights. CEN/TR 16797, Construction products: Assessment of release of dangerous substances Guidance on the statistical assessment of de

22、clared values, comprises the following two parts: Part 1: Principles and rules of application; Part 2: Technical and statistical background the present document. PD CEN/TR 16797-2:2015 CEN/TR 16797-2:2015 (E) 5 0 Introduction 0.1 General CEN/TR 16797-1 1 provides a brief introduction to declaring pe

23、rformance for the potential release, emission and/or content of dangerous substances from or in construction products and gives the principles which underpin the assessment and verification of constancy of performance (AVCP) of the product in respect of such declarations. The main rules of applicati

24、on are introduced, all of which satisfy the given principles. CEN/TR 16797-2 provides a more detailed background and technical explanation together with examples and the statistical justification for the rules of application. The definitions and abbreviations listed in Clause 2 also apply to CEN/TR

25、16797-1. Annex D contains a model clause and the rules of application as normative text that may be copied into or cited by product standards. A recommended solution is to copy the model clause into the product standard and specify the rule of application given in CEN/TR 16797-2:2015, Annex D to be

26、used. This Technical Report was developed on the basis of experience with the control of release into soil and water. As it is an assessment of data against a declared value regardless of the source of the data, it is the technical view of CEN/TC 351 that these procedures are also valid for the asse

27、ssment of emission from construction products into indoor air and assessment of gamma radiation from construction products. It is suggested that all product technical committees follow the principles set out in this CEN/TR and it is hoped that all regulators will accept that these principles achieve

28、 their objectives with respect to an acceptable AVCP procedure. The rules of application are examples of the ways in which these principles may be applied. There is no obligation on a product technical committee to adopt these rules of application and they are free to determine their own rules of ap

29、plication. The given rules of application may also be used as a benchmark for assessing alternative rules of application. If product technical committees and producers could streamline their approaches in a way that could be accepted by all regulators, it might support a common understanding on the

30、European market and it might encourage regulators to harmonize their existing different approaches and requirements on reliability and meaning of performance declarations in legislation and enforcement. 0.2 Background CEN/TC 351 in its Resolution 162 (Milan 2011) has allocated to its TG 7 the task o

31、f drafting a technical report with the following content: This technical report provides guidance to Technical Committees on the evaluation of conformity of test results with regard to dangerous substances from or in construction products. Where further- testing is required, methods for assessing wh

32、ether the product conforms to the information provided on the potential release of dangerous substances is described and justified. This technical report also describes the conditions and assumptions under which the proposals are given. In undertaking this task, TG 7 reviewed existing systems that a

33、re accepted by regulators. In practice these were the Dutch Soil Quality Decree system, a statistically based system where the rate of testing is a function of the closeness of the measured values to the regulatory limit value, and the German technical approval system. Technical Approvals normally a

34、pply to products not covered by CEN standards, but in Germany they are also being applied to the characteristic of release of dangerous substances, as this characteristic is not yet covered by CEN procedures. The German Technical Approval defines a rate of routine testing for release (not a constant

35、 between different products) and the product needs to achieve a release not greater than the defined value. The simplicity of this pass/fail criterion has merit, but there is no possibility of reducing the rate of testing (or incentive to the producer to achieve the lowest possible values of potenti

36、al release) and when used PD CEN/TR 16797-2:2015 CEN/TR 16797-2:2015 (E) 6 in a CEN system, the declaration of non-conformity over a period of months would have disproportionate consequences. After reviewing the options, CEN/TC 351 is proposing a single statistically based system that includes the c

37、oncept of a producer being able to reach a point where no-further-testing is required and a system that is applicable to a wide range of construction products, allowing a uniform assessment of release or emission which is not dependent of the type of construction product. The objective of this CEN/T

38、R is to provide guidance to product technical committees and information to regulators on the statistical assessment of declared values/classes for release, emission or content of dangerous substances. 0.3 Assessment of construction products CEN/TR 15858 2 describes three procedures for classifying

39、the potential release of RDS: without- testing, without-further-testing and further-testing. Without-testing (WT) is a generic procedure where a comprehensive dossier of information containing information and previous test data on release from a product is prepared and submitted to the European Comm

40、ission. The Commission appoints an expert group that includes regulators and product experts to review the dossier of information. If approved by the expert group and endorsed by the Commission, the product standard may include generic procedures for declaring classes of release based on composition

41、, without the need for type testing and further-testing by the producer. Document DS 129 4, however, describes this procedure as WFT on the basis that a dossier will not be approved without test data. In this technical report, only the term WFT will be used, following the way it is used in DS 129. W

42、here a WFT procedure is not provided in the product standard or not selected by the producer, the producer undertakes type testing (TT) to determine the initial rate of further testing. Further-testing usually follows type testing and this is where every batch (called batch testing) or more usually

43、a random batch selected from a defined period of production is tested (called random testing) and this test result is used with previous test data to show the consistency of production and to determine the frequency of testing. Further-testing by the producer (FT) and the assessment as to whether th

44、e declared value is validated using these test data is fully described in this CEN/TR. If the FT (and rarely the TT) shows the product is consistently safe and the distance between the measured values and declared values is large, FT may end provided certain other requirements are met (essentially t

45、o ensure the composition of the product or the process is not changed significantly) and with the involvement of an independent third party. The criteria for no-further-testing (NFT) are defined in this technical report. This technical report recommends that any NFT decision is approved and audited

46、by an independent third party. NOTE CEN/TR 15858 2 described this end to FT as without-further-testing, but this term is used in DS 129 4 and in this technical report to mean something else; see text above. All methods of verifying the declared value/class have equal status and validity. Figure 1 sh

47、ows the outline procedure for these options. The conditions under which the statistical assessment of declared values/classes described in this CEN/TR applies are: the product is covered by a harmonized European product standard requiring information on the potential release, emission or content of

48、RDS or the contract of supply requires the provision of information on the potential release of RDS; there is one or more RDS that require FT to confirm the technical class or value declared by the producer; PD CEN/TR 16797-2:2015 CEN/TR 16797-2:2015 (E) 7 the FPC system has specifically addressed t

49、he control of RDS. This CEN/TR provides guidance on the statistical assessment of declared values where type testing followed by further testing is required with respect to RDS for: potential release into soil, groundwater and surface water; potential emission into indoor air; content; potential gamma radiation or emission (exhalation) of radon gas into indoor air to support: declarations of performance made under CE-marking; for showing conformity of RDS restricted at the Community level; for showing conformity of RDS restri