ANSI ASHRAE 202-2013 Commissioning Process for Buildings and Systems.pdf

1、ANSI/ASHRAE/IES Standard 202-2013Commissioning Processfor Buildings and SystemsApproved by the ASHRAE Standards Committee on June 22, 2013; by the ASHRAE Board of Directors on June 23, 2013; by theIES Board of Directors on June 28, 2013; and by the American National Standards Institute on July 1, 20

2、13.This standard is under continuous maintenance by a Standing Standard Project Committee (SSPC) for which the Standards Com-mittee has established a documented program for regular publication of addenda or revisions, including procedures for timely,documented, consensus action on requests for chang

3、e to any part of the standard. The change submittal form, instructions, anddeadlines may be obtained in electronic form from the ASHRAE website (www.ashrae.org) or in paper form from the Manager ofStandards. The latest edition of an ASHRAE Standard may be purchased from the ASHRAE website (www.ashra

4、e.org) or fromASHRAE Customer Service, 1791 Tullie Circle, NE, Atlanta, GA 30329-2305. E-mail: ordersashrae.org. Fax: 404-321-5478.Telephone: 404-636-8400 (worldwide), or toll free 1-800-527-4723 (for orders in US and Canada). For reprint permission, go towww.ashrae.org/permissions. 2013 ASHRAE ISSN

5、 1041-2336SPECIAL NOTEThis American National Standard (ANS) is a national voluntary consensus standard developed under the auspices of ASHRAE.Consensus is defined by the American National Standards Institute (ANSI), of which ASHRAE is a member and which has approved thisstandard as an ANS, as “subst

6、antial agreement reached by directly and materially affected interest categories. This signifies the concurrenceof more than a simple majority, but not necessarily unanimity. Consensus requires that all views and objections be considered, and that aneffort be made toward their resolution.” Complianc

7、e with this standard is voluntary until and unless a legal jurisdiction makes compliancemandatory through legislation.ASHRAE obtains consensus through participation of its national and international members, associated societies, and public review.ASHRAE Standards are prepared by a Project Committee

8、 appointed specifically for the purpose of writing the Standard. The ProjectCommittee Chair and Vice-Chair must be members of ASHRAE; while other committee members may or may not be ASHRAE members, allmust be technically qualified in the subject area of the Standard. Every effort is made to balance

9、the concerned interests on all ProjectCommittees.The Manager of Standards of ASHRAE should be contacted for:a. interpretation of the contents of this Standard,b. participation in the next review of the Standard,c. offering constructive criticism for improving the Standard, ord. permission to reprint

10、 portions of the Standard.DISCLAIMERASHRAE uses its best efforts to promulgate Standards and Guidelines for the benefit of the public in light of available information andaccepted industry practices. However, ASHRAE does not guarantee, certify, or assure the safety or performance of any products, co

11、mponents,or systems tested, installed, or operated in accordance with ASHRAEs Standards or Guidelines or that any tests conducted under itsStandards or Guidelines will be nonhazardous or free from risk.ASHRAE INDUSTRIAL ADVERTISING POLICY ON STANDARDSASHRAE Standards and Guidelines are established t

12、o assist industry and the public by offering a uniform method of testing for ratingpurposes, by suggesting safe practices in designing and installing equipment, by providing proper definitions of this equipment, and by providingother information that may serve to guide the industry. The creation of

13、ASHRAE Standards and Guidelines is determined by the need for them,and conformance to them is completely voluntary.In referring to this Standard or Guideline and in marking of equipment and in advertising, no claim shall be made, either stated or implied,that the product has been approved by ASHRAE.

14、ASHRAE Standing Standard Project Committee 202CognizantTC:TC 7.9, Building CommissioningSPLS Liaison: Janice C. PetersonIES Liaison: Rita M. Harrold*Denotes members of voting status when the document was approved for publicationGerald J. Kettler, Chair* Daniel J. Lemieux*Dr. Charles E. Dorgan, Vice

15、Chair* James I. Magee*Dr. Walter T. Grondzik, Secretary* William J. McCartney*Michael Amstadt* Jean-Francois Pelletier*Alonzo B. Blalock Rob Rabold*Dr. Bradley A. Brooks* Reinhard G. Seidl*Timothy F. Corbett Kenneth SimpsonHarry J. Enck* Ole TeisenJustin F. Garner Brian E. ToevesDennis E. Jones* Jef

16、f J. Traylor*Earle Kennett T. David UnderwoodMichael Khaw Stephen R. Wiggins*ASHRAE STANDARDS COMMITTEE 20122013Kenneth W. Cooper, Chair Julie M. Ferguson Janice C. PetersonWilliam F. Walter, Vice-Chair Krishnan Gowri Heather L. PlattDouglass S. Abramson Cecily M. Grzywacz Ira G. PostonKarim Amrane

17、Richard L. Hall Douglas T. ReindlCharles S. Barnaby Rita M. Harrold James R. TaubyHoy R. Bohanon, Jr. Adam W. Hinge James K. VallortSteven F. Bruning Debra H. Kennoy Craig P. WrayDavid R. Conover Jay A. Kohler Charles H. Culp, III, BOD ExOSteven J. Emmerich Rick A. Larson Constantinos A. Balaras, CO

18、Mark P. ModeraStephanie C. Reiniche, Manager of Standards ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, or transmission in either print or digital form is not permitted without ASHRAEs prior written permission.CONTENTSANSI/ASHRAE/IES Standard 202-2013,Commiss

19、ioning Process for Buildings and SystemsSECTION PAGEForeword 21 Purpose 32 Scope. 33 Definitions 34 Utilization . 45 Initiating the Commissioning Process 56 Owners Project Requirements 67 Commissioning Plan 78 Basis of Design 79 Contractor, Supplier, and Manufacturer Commissioning Requirements 710 D

20、esign Review . 811 Commissioning Submittal Review 812 Construction Observation and Testing. 813 Issues and Resolutions Documentation. 914 Systems Manual. 915 Training 1016 Postoccupancy Operation . 1017 Commissioning Report. 10Informative Appendix ACommissioning Process Documentation Matrix12Informa

21、tive Appendix BQuality Based Sampling Process15Informative Appendix CInitiating the Commissioning Process .19Informative Appendix DOwners Project Requirements21Informative Appendix ECommissioning Plan23Informative Appendix FBasis of Design25Informative Appendix GCommissioning Specifications 27Inform

22、ative Appendix HDesign Review and Report29Informative Appendix ISubmittal Review and Report .31Informative Appendix JConstruction Observation and Testing Checklists and Reports.32Informative Appendix KIssues and Resolution Log35Informative Appendix LSystems Manual 36Informative Appendix MTraining Pl

23、ans and Records39Informative Appendix NEnd of Warranty Commissioning.43Informative Appendix OCommissioning Report44Informative Appendix PCommissioning Resources46Informative Appendix QReferences47NOTEApproved addenda, errata, or interpretations for this standard can be downloaded free of charge from

24、 the ASHRAE Web site atwww.ashrae.org/technology. 2013 ASHRAE1791 Tullie Circle NE Atlanta, GA 30329 www.ashrae.org All rights reserved.ASHRAE is a registered trademark of the American Society of Heating, Refrigerating and Air-Conditioning Engineers, Inc.ANSI is a registered trademark of the America

25、n National Standards Institute. ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, or transmission in either print or digital form is not permitted without ASHRAEs prior written permission.2 ANSI/ASHRAE/IES Standard 202-2013(This foreword is not part of this stand

26、ard. It is merelyinformative and does not contain requirements necessaryfor conformance to the standard. It has not beenprocessed according to the ANSI requirements for astandard and may contain material that has not beensubject to public review or a consensus process.Unresolved objectors on informa

27、tive material are notoffered the right to appeal at ASHRAE or ANSI.)FOREWORDThe Commissioning Process is a quality-focused processfor enhancing the delivery of a project. The process focusesupon evaluating and documenting that all of the commissionedsystems and assemblies are planned, designed, inst

28、alled,tested, operated, and maintained to meet the Owners Proj-ect Requirements (OPR).The Commissioning Process assumes that owners, pro-grammers, designers, contractors, and operations and main-tenance entities are fully accountable for the quality of theirwork. The Commissioning Team uses methods

29、and tools toevaluate that the project is achieving the Owners ProjectRequirements throughout the delivery of the project.The Commissioning Process begins at project inception(during predesign) and continues for the life of the facility(through occupancy/operations). Because this standarddetails a pr

30、ocess, it can be applied to both new and renova-tion projects. The Commissioning Process includes specifictasks to be conducted to evaluate if the design, construction,testing, documentation, and training meet the Owners Proj-ect Requirements. This standard describes the overall Com-missioning Proce

31、ss in order to provide a uniform, integrated,and consistent approach for delivering and operating facili-ties that meet an owners ongoing requirements.Due to the inherent variations in the planning and datagathering process in existing buildings and ongoing commis-sioning, this standard and process

32、is intended for projectsincluding construction and renovation (sometimes calledcapital projects). During an existing building CommissioningProcess, if the project construction utilized the Commission-ing Process, the OPR may transition to the Current FacilityRequirements (CFR) and the Commissioning

33、Plan may tran-sition to an ongoing Commissioning Plan. If these documentsdo not exist, an existing building Commissioning Processwould be used to develop the necessary documentation.The Commissioning Process is a quality-basedmethod that is adopted by an owner to achieve successfulconstruction and r

34、enovation projects. It is not an addi-tional layer of construction or project management. Infact, its purpose is to reduce the cost of delivering con-struction projects and increase value to owners, occu-pants, and users. This standard has been developed toassist those who are adopting or plan to ad

35、opt a quality-based and cost-effective process.Development of guidelines for the Commissioning Pro-cess began formally in 1982 when ASHRAE formed a com-mittee to document best practices to provide and operatefacilities that performed according to the Owners ProjectRequirements. ASHRAE published its

36、original commissioningguideline in 1989 and an updated version in 1996. The Com-missioning Process detailed in these guidelines is the result ofexperience on projects requiring that systems and assembliesworked from the first day the project was turned over to theowner. This Commissioning Process is

37、 further based uponexperience with projects that met the requirements of owners,occupants, users of processes, and facility operating-mainte-nance-service organizations at a high level of satisfactionand that reduced the cost to deliver the project.In 2008, it became evident that a standard with min

38、i-mum requirements for the Commissioning Process wasnecessary to support many other standards and programs.Standard 202 presents the minimum requirements for theCommissioning Process without focusing upon specificbuilding types, systems or assemblies, or on specific proj-ect sizes. Supplementary tec

39、hnical guidelines have beenand continue to be developed to provide specific anddetailed information on how to implement the Commis-sioning Process for each major building/facility, system,or assembly, and for various stages of facility develop-ment and operation. The scope and budget for the Com-mis

40、sioning Process is set by the owner for each project atthe beginning of the development process.Due to the integration and interdependency of facilitysystems, a performance deficiency in one system canresult in less than optimal performance by other systems.Implementing the Commissioning Process is

41、intended toreduce the project capital cost through the warrantyperiod and also reduce the life-cycle cost of the facility.Using this integrated process results in a fully functional,fine-tuned facility, with complete documentation of itssystems and assemblies and trained operations and main-tenance

42、personnel.Emphasis is placed on documentation of the OwnersProject Requirements at the inception of the project andthe proper transfer of this information from one party tothe next. Owners adopt the Commissioning Process toachieve their stated objectives and criteriastarting withthe inception of a p

43、roject instead of after a facility isoccupied.While circumstances may cause owners to adopt theCommissioning Process during the Design or Construc-tion Phase of a project, such later implementation mustcapture the information that would have been developedhad the Commissioning Process begun at proje

44、ct incep-tion. Beginning the Commissioning Process at projectinception will achieve the maximum benefits.This standard describes the Commissioning Process; theroles of the Commissioning Authority and commissioningspecialist; and a framework for developing an OPR, Basis ofDesign (BoD), Commissioning

45、Plan, specifications, proce-dures, documentation, and reports. This standard alsodescribes the general requirements for a training programfor continued successful system and assembly performance.1. PURPOSEThe purpose is to identify the minimum acceptableCommissioning Process for buildings and system

46、s. ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, or transmission in either print or digital form is not permitted without ASHRAEs prior written permission.ANSI/ASHRAE/IES Standard 202-2013 32. SCOPEThis standard provides procedures, methods, and,documentation

47、 requirements for each activity for projectdelivery from predesign through occupancy/operations,includinga. overview of Commissioning Process Activities,b. description of each process steps minimum activi-ties,c. minimum documentation requirements, andd. acceptance requirements.3. DEFINITIONSaccepta

48、nce: a formal action, taken by a person with appro-priate authority (which may or may not be contractuallydefined) to declare that some aspect of the project meetsdefined requirements, thus permitting subsequent activitiesto proceed.Basis of Design (BoD): a document that records theconcepts, calcula

49、tions, decisions, and product selectionsused to meet the Owners Project Requirements and tosatisfy applicable regulatory requirements, standards, andguidelines. The document includes both narrative descrip-tions and lists of individual items that support the designprocess.checklists: project and element-specific checklists that aredevelopedandusedduringallphasesoftheCommissioningProcesstoverifythattheOwnersProjectRequirementsarebeing achieved. Checklists are used for general Evaluation,testing, training, and other design and construction re