ANSI INCITS 284-2011 Information Technology - Identification Cards - Health Care Identification Cards.pdf

1、American National StandardDeveloped byfor Information Technology Identification Cards Health Care Identification CardsINCITS 284-2011INCITS 284-2011INCITS 284-2011Revision ofINCITS 284-1997 (R2008)American National Standardfor Information Technology Identification Cards Health Care Identification Ca

2、rdsSecretariatInformation Technology Industry CouncilApproved October 5, 2011American National Standards Institute, Inc.Approval of an American National Standard requires review by ANSI that therequirements for due process, consensus, and other criteria for approval havebeen met by the standards dev

3、eloper.Consensus is established when, in the judgement of the ANSI Board ofStandards Review, substantial agreement has been reached by directly andmaterially affected interests. Substantial agreement means much more thana simple majority, but not necessarily unanimity. Consensus requires that allvie

4、ws and objections be considered, and that a concerted effort be madetowards their resolution.The use of American National Standards is completely voluntary; theirexistence does not in any respect preclude anyone, whether he has approvedthe standards or not, from manufacturing, marketing, purchasing,

5、 or usingproducts, processes, or procedures not conforming to the standards.The American National Standards Institute does not develop standards andwill in no circumstances give an interpretation of any American NationalStandard. Moreover, no person shall have the right or authority to issue aninter

6、pretation of an American National Standard in the name of the AmericanNational Standards Institute. Requests for interpretations should beaddressed to the secretariat or sponsor whose name appears on the titlepage of this standard.CAUTION NOTICE: This American National Standard may be revised orwith

7、drawn at any time. The procedures of the American National StandardsInstitute require that action be taken periodically to reaffirm, revise, orwithdraw this standard. Purchasers of American National Standards mayreceive current information on all standards by calling or writing the AmericanNational

8、Standards Institute.American National StandardPublished byAmerican National Standards Institute, Inc.25 West 43rd Street, New York, NY 10036Copyright 2011 by Information Technology Industry Council (ITI)All rights reserved.No part of this publication may be reproduced in anyform, in an electronic re

9、trieval system or otherwise,without prior written permission of ITI, 1101 K Street NW, Suite 610, Washington, DC 20005. Printed in the United States of AmericaCAUTION: The developers of this standard have requested that holders of patents that may berequired for the implementation of the standard di

10、sclose such patents to the publisher. However,neither the developers nor the publisher have undertaken a patent search in order to identifywhich, if any, patents may apply to this standard. As of the date of publication of this standardand following calls for the identification of patents that may b

11、e required for the implementation ofthe standard, no such claims have been made. No further patent search is conducted by the de-veloper or publisher in respect to any standard it processes. No representation is made or impliedthat licenses are not required to avoid infringement in the use of this s

12、tandard.iContentsPageForeword ii0 Introduction. 11 Scope and field of application. 12 Conformance 13 Normative references . 14 Definitions. 35 Normative annexes. 36 Human-readable information 47 Machine-readable information 7AnnexesA Mapping of health care identification card information to magnetic

13、 stripe cards . 10B Mapping of health care identification card information to USS PDF417 2-dimensional bar code 13C Mapping of health care identification card information toproximity contactless integrated circuit(s) cards (PICC). 16D Mapping of health care identification card information to integra

14、ted circuit cards (ICC) with contacts 21E Mapping of health care identification card information to optical memory cards . 23F Embossing of health care identification card information elements 24G Display of card holder portrait on health care identification card 25H Bibliography 26iiForeword (This

15、foreword is not part of American National Standard INCITS 284-2011.)The purpose of the Uniform Health Care Identification Card standard is to provide auniform means to identify (a) issuers and (b) holders of health care identificationcards within the United States.The standard specifies minimum requ

16、irements for the presentation of identificationinformation in human-readable form, and it specifies the format and data content ofidentification in the following technologies: magnetic stripe, USS PDF417 2-dimen-sional bar code, contactless integrated circuit, integrated circuit with contact, optica

17、lmemory, embossing, and portrait. This standard requires either or both Track 3 Mag-netic Stripe or USS PDF417. Other technologies are optional.The scope of the standard is to specify identification information for health care appli-cations. It does not standardize recording of demographic, diagnost

18、ic, prescriptive,medical encounter, or other health care data about the cardholder; however, in thehigh-capacity technologies, the standard employs international standard applicationcoding such that additional applications may be possible on the same card.This standard is a U.S. health care applicat

19、ion of existing international identificationcard standards that relate to physical characteristics, layout, data access and storagetechniques, and to registration procedures for identification of card issuers. Work on the standard began in 1991 and 1992. The standard results from coopera-tion betwee

20、n ANSI ASC INCITS B10, ANSI ASC X12N, the National Council for Pre-scription Drug Programs (NCPDP), and the Workgroup for Electronic DataInterchange (WEDI), each of which has open and balanced membership. This 2011standard is a revision of the 1997 standard.Development involved broad-based project t

21、eams including hospitals and otherhealth care providers, government, insurers, health maintenance organizations, net-work operators, equipment and software suppliers, card vendors, service, fiscalagent, processors, and consultants. The project teams brought the experience set ofthose that produce, i

22、ssue, use, and process the millions of health identification cardsthat are now in circulation. The standard implements the 1993 WEDI and ASC X12Nrecommendations, adding to them additional, high-capacity technologies, and provid-ing compatibility for a health insurance card and a bank card to co-exis

23、t on the samephysical card.There are two Implementation Guides that apply this revised standard to specific in-dustry needs:- WEDI Health Identification Card Implementation Guide obtainable fromwww.wedi.org.- NCPDP Health Care Identification Card, Pharmacy and/or Combination ID Cardobtainable from w

24、ww.ncpdp.org.The standard meets the following objectives: - to identify uniquely the card issuer and cardholder;- to bring uniformity to the millions of health care identification cards now in circula-tion, including cards issued by health care payers, providers, and others;- to encourage transition

25、 from existing practice to the new standard;- to assist administrative efficiency and accuracy through machine-readable identifi-cation within a foundation that encourages future applications;- to facilitate future development in technology and application.iiiThis standard contains eight annexes. An

26、nexes A, B, F, and G are normative and areconsidered part of this standard. Annexes C, D, E, and H are informative and are notconsidered part of this standard.Requests for interpretation, suggestions for improvement or addenda, or defect re-ports are welcome. Please send these to the INCITS Secretar

27、iat, Information Tech-nology Industry Council, 1101 K Street, NW, Suite 610, Washington, DC 20005.This standard was processed and approved for submittal to ANSI by INCITS, withASC X12N as coordinating liaison. Committee approval of this standard does notnecessarily imply that all committee members v

28、oted for its approval. At the time it ap-proved this revised standard, INCITS had the following members:Don Wright, ChairJennifer Garner, SecretaryOrganization Represented Name of RepresentativeAdobe Systems, Inc. .Scott Foshee Steve Zilles (Alt.)AIM Global, Inc. .Steve HallidayApple Computer, Inc.

29、.Helene WorkmanDavid Singer (Alt.)Distributed Management Task Force .John Crandall Jeff Hilland (Alt.)Electronic Industries Alliance .Edward Mikoski, Jr. Henry Cuschieri (Alt.)EMC Corporation .Gary RobinsonFarance, Inc. .Frank FaranceTimothy Schoechle (Alt.)GS1 US Frank SharkeyCharles Biss (Alt.)Hew

30、lett-Packard Company Karen Higginbottom Paul Jeran (Alt.)IBM Corporation .Gerald Lane Robert Weir (Alt.)Arnaud Le Hors (Alt.)Debra Boland (Alt.)Steve Holbrook (Alt.)Alexander Tarpinian (Alt.)IEEETerry deCourcelleJodie Haasz (Alt.)Bob Labelle (Alt.)Joan Woolery (Alt.)Intel Philip Wennblom Grace Wei (

31、Alt.)Stephen Balogh (Alt.)Lexmark International .Don Wright Dwight Lewis (Alt.)Paul Menard (Alt.)Jerry Thrasher (Alt.)Microsoft CorporationJim Hughes Dick Brackney (Alt.)John Calhoun (Alt.)National Institute of Standards University of Arkansas for Medical Sciences)Ken Masslon, Co-Chair(United Health

32、 Group)This 2011 revised standard results from extensive stakeholder participation and workgroup efforts in the Workgroup for Electronic Data Interchange (WEDI) and the Na-tional Council for Prescription Drug Programs (NCPDP). Organizations and personswho made important contributions are individuall

33、y listed in the respective WEDI andNCPDP guides for implementation of this standard.viAMERICAN NATIONAL STANDARD INCITS 284-2011American National Standard for Information Technology Identification Cards Health Care Identification Cards 1 0 Introduction This American National Standard describes the p

34、arameters for identification cards for health care applications in the United States. 1 Scope and field of application This American National Standard specifies directly or by reference the requirements for cards used in health care transactions. It takes into consideration both human and machine as

35、pects and states minimum requirements for conformity. It contains physical characteristics, layout, data access techniques, data storage techniques, numbering system, registration procedures, but not security requirements. Security measures are at the discretion of the card issuer. 2 Conformance An

36、identification card is in conformance with this standard if it meets all mandatory requirements specified directly or by reference herein. 3 Normative references The following standards contain provisions which, through reference in this text, constitute provisions of this American National Standard

37、. All standards are subject to revision, and parties to agreements based on this American National Standard are encouraged to investigate the possibility of applying the most recent editions of the standards indicated below. Specification for Track 3 Magnetic Stripe in American Association of Motor

38、Vehicle Administrators (AAMVA) Standard: Personal Identification AAMVA International Specification DL/ID Card Design, March 2005. ISO/IEC 7810:2003, Identification cards Physical characteristics 1) ISO/IEC 7811-1:2002, Identification cards Recording technique Part 1: Embossing 1)ISO/IEC 7811-2:2001,

39、 Identification cards Recording technique Part 2: Magnetic stripe 1)ISO/IEC 7811-6:2001, Identification cards Recording technique Part 6: High coercivity magnetic stripe 1)ISO 7816-1:1998, Identification cards Integrated circuit(s) cards with contacts Part 1: Physical characteristics 1)ISO 7816-2:19

40、99, Identification cards Integrated circuit(s) cards with contacts Part 2: Dimensions and location of contacts 1)1 ) ISO standards are available from the American National Standards Institute, 25 West 43rd Street, New York, NY 10036, www.ansi.org. INCITS 284-2011 2 ISO 7816-3:1997, Identification ca

41、rds Integrated circuit(s) cards with contacts Part 3: Electronic signals and transmission protocols 1)ISO/IEC 7816-4:2005, Identification cards Integrated circuit(s) cards with contacts Part 4: Inter-industry commands 1)ISO/IEC 7816-5:2005, Identification cards Integrated circuit(s) cards with conta

42、cts Part 5: Numbering system and registration procedure for application identifiers 1)ISO/IEC 7816-6:2004, Identification cards Integrated circuit(s) cards with contacts Part 6: Inter-industry data elements 1)ISO/IEC 10373, Identification cards Test methods (Parts 1-7 depending on technology being u

43、sed on the card.) 1)ISO/IEC 11693:2000, Identification cards Optical memory cards General characteristics 1)ISO/IEC 11694-1:2005, Identification cards Optical memory cards Linear recording method Part 1: Physical characteristics 1)ISO/IEC 11694-2:2005, Identification cards Optical memory cards Linea

44、r recording method Part 2: Dimensions and location of the accessible optical area 1)ISO/IEC 11694-3:2001, Identification cards Optical memory cards Linear recording method Part 3: Optical properties and characteristics 1)ISO/IEC 11694-4:2001, Identification cards Optical memory cards Linear recordin

45、g method Part 4: Logical data structures 1)ISO/IEC 14443-1:2009, Identification cards Contactless integrated circuit(s) cards Proximity integrated circuit(s) cards Part 1: Physical characteristics 1)ISO/IEC 14443-2:2009, Identification cards Contactless integrated circuit(s) cards Proximity integrat

46、ed circuit(s) cards Part 2: Radio frequency interface 1)ISO/IEC 14443-2:2001/AM1:2009, Identification cards Contactless integrated circuit(s) cards Proximity integrated circuit(s) cards Part 2: Radio frequency power and signal amplitude Amendment 1: Bit rates for fc/64, fc/32 and fc/16 1)ISO/IEC 144

47、43-3:2009 Identification cards - Contactless integrated circuit(s) cards Proximity integrated circuit(s) cards Part 3: Initialization and anticolllision 1)ISO/IEC 14443-3:2001/AM1:2009 Identification cards Contactless integrated circuit(s) cards Proximity integrated circuit(s) cards Part 3: Initiali

48、zation and anticolllision Amendment 1: Bit rates for fc/64, fc/32 and fc/16 1)ISO/IEC 14443-3/AM3 Identification cards Contactless integrated circuit(s) cards Proximity integrated circuit(s) cards Part 3: Initialization and anticolllision Amendment 3: Clarification of RFU value handling 1)ISO/IEC 14

49、443-4:2009, Identification cards Contactless integrated circuit(s) cards Proximity integrated circuit(s) cards Part 4: Transmission protocol 1)ISO/IEC 14443-4:2009/FPDAM1, Identification cards Contactless integrated circuit(s) cards Proximity integrated circuit(s) cards Part 4: Transmission protocol Amendment 1: Clarification of RFU value handling 1)ISO/IEC 15438:2001, Information technology Automatic identification and data capture techniques Bar code sy