ARMY MIL-STD-3046-2013 CONFIGURATION MANAGEMENT.pdf

1、 MIL-STD-3046(ARMY) 06 March 2013 DEPARTMENT OF DEFENSE INTERIM STANDARD PRACTICE CONFIGURATION MANAGEMENT AMSC 9275 AREA SESS DISTRIBUTION STATEMENT A. Approved for public release; distribution is unlimited. NOT MEASUREMENT SENSITIVE Provided by IHSNot for ResaleNo reproduction or networking permit

2、ted without license from IHS-,-,-MIL-STD-3046(ARMY) ii FOREWORD 1. This standard is approved for interim use by the US Army. The Defense Standardization Council approved this interim standard until a suitable non-government standard is developed or until two years from the date of this standard, at

3、which time, this standard will be canceled. 2. Comments, suggestions, or questions for this document should be addressed to Commander, U S Army ARDEC, ATTN: RDAR-QES-E, Picatinny Arsenal, NJ 07806-5000 or emailed to usarmy.picatinny.ardec.list.ardec-stdzn-branchmail.mil. Since contact information ca

4、n change, the user of the document should verify the currency of this address information using the ASSIST online database at https:/assist.dla.mil. Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-MIL-STD-3046(AR) iii CONTENTS PARAGRAGH PAGEFOREWORD.

5、 ii1. SCOPE . 11.1 Scope. 11.2 Selective application . 11.3 Tailoring implementation. 12. APPLICABLE DOCUMENTS. 12.1 General 12.2 Government documents 12.2.1 Specifications, standards, and handbooks. 12.2.2 Other Government document, drawings, and publications. 12.3 Non-Government publications. . 22

6、.4 Order of precedence. 23. DEFINITIONS. . 34. GENERAL REQUIREMENTS. 104.1 Configuration Management. 104.2 Responsibility of Acquiring and Supplying Activities 104.3 Functions of Configuration Management. 104.3.1 Configuration Planning and Management. . 104.3.2 Configuration Identification. . 104.3.

7、3 Configuration Change Management. 104.3.4 Configuration Status Accounting (CSA) 114.3.5 Configuration Verification and Audits. . 115. DETAILED REQUIREMENTS 115.1 Purpose. . 115.2 Configuration Planning and Management. . 115.2.1 Acquiring Activitys Lifecycle CM Planning and Strategy 115.2.2 Supplyin

8、g Activitys CM Plan 125.2.3 Interface Management. . 125.2.3.1 Requirements for an Interface Control Working Group (ICWG) 125.2.4 Product Data Management (PDM). . 135.3 Configuration Identification. . 13Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-

9、MIL-STD-3046(ARMY) iv 5.3.1 Initial Configuration Identification Activities. . 135.3.2 Detailed Configuration Identification Activities. . 135.3.3 Configuration Identification Requirements. . 145.3.4 Configuration Nomenclature and Identifiers . 155.3.4.1 Enterprise Identifier. . 155.3.4.2 Type Ident

10、ifier and Nomenclature. 155.3.4.3 Document Identifier. . 155.3.4.4 Product Identifier. 155.3.4.5 Software Identifiers. . 155.3.4.6 Group Identifiers. . 155.3.4.7 Unit Identifiers. 165. 3.4.7.1 Modification of Unit Identifiers. 165.3.4.8 Revisions. 165.3.5 Software Marking and Labeling. 165.3.6 Firmw

11、are Labeling. . 165.3.7 Software Development Library. . 165.3.8 Classified Data and Other Restrictive Marking . 175.4 Configuration Baselines. . 175.4.1 Configuration Baseline Types. . 175.4.1.1 Functional Baseline. 175.4.1.2 Allocated Baseline. . 175.4.1.3 Product Baseline. . 175.4.1.3.1 Product In

12、stance Configuration 185.4.2.1 Configuration Documentation. . 185.4.2.1.1 Functional Configuration Documentation (FCD). . 185.4.2.1.2 Allocated Configuration Documentation (ACD). 195.4.2.1.3 Product Configuration Documentation (PCD). . 195.4.3 Engineering Release Process 195.5 Configuration Change M

13、anagement. . 195.5.1 Configuration Control Status. . 195.5.2 Requirements of Configuration Control. . 205.5.2.1 Configuration Control of Commercial Items. 205.5.3 Engineering Change Proposals (ECPs). . 205.5.3.1 ECP Requirements . 215.5.3.1.1 Classification of Engineering Changes. . 215.5.3.1.2 Engi

14、neering Changes. . 225.5.3.1.3 Re-Type Identification. . 225.5.3.1.4 Numbering and Revisions of ECPs. 225.5.3.1.5 Supporting Data. 225.5.3.1.6 Classified Data. . 225.5.3.1.7 ECP Submittals. 225.5.3.1.8 Disposition of ECPs. 225.5.3.1.9 ECP Types. 225.5.3.1.10 ECP Priorities. . 235.5.3.1.10.1 Routine.

15、 235.5.3.1.10.2 Urgent. . 235.5.3.1.10.3 Emergency 235.5.3.1.11 Expediting Changes with Priority of Emergency or Urgent. 245.5.3.1.12 ECP Justification Codes. 245.5.3.1.13 Value Engineering Change Proposals. . 245.5.4 Requirements for Notices of Revision (NORs). 245.5.4.1 Tabulated NOR 25Provided by

16、 IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-MIL-STD-3046(ARMY) v 5.5.5 Requirements for Engineering Release Records (ERR). 255.5.6 Requirements for Approved, Unincorporated Changes. 255.5.7 Consolidation of ECPS and ERRs. 255.5.8 Requests for Variance (RFV)

17、. 255.5.8.1 Classification of Variances. . 265.5.8.2 Restrictions on Variances 265.5.8.3 Supporting Data for RFVs . 265.5.8.4 Priority of RFVs. . 265.5.8.5 Disposition of RFVs. . 265.5.8.6 Revision of RFVs. 265.5.8.7 Format. . 265.5.9 Configuration Control Board (CCB) Requirements. 275.5.10 Configur

18、ation Management Officer (CMO) Requirements. . 275.5.11 Configuration Change Authority Requirements. 275.5.12 Alternate Configuration Change Process. 275.5.12.1 Approval and Release of Changes 285.6 Configuration Status Accounting (CSA). . 295.6.1 Retention of Historical Database. 295.6.2 Maintenanc

19、e of Configuration Documentation. 295.6.3 Duplicates of Controlled Documents 295.6.4 Reporting Accomplishment of Retrofit Changes. . 295.6.5 Problem/Issue/Improvement Report (PIR) 295.7 Configuration Verification and Audit. 305.7.1 Supplying Activity Participation and Responsibilities 305.7.1.1 Sub-

20、contractors and Suppliers. 305.7.1.2 Supplying Activity Requirements. 305.7.2 Types of Audits. . 305.7.2.1 Functional Configuration Audit (FCA). . 305.7.2.1.1 Supplying Activity Responsibility During FCA. 305.7.2.1.2 Post-audit Actions. . 315.7.2.2 Physical Configuration Audit (PCA) 315.7.2.2.1 Supp

21、lying Activity Responsibility during PCA . 315.7.2.2.2 PCA Requirements. 325.7.2.2.3 Post-audit Actions. 336. NOTES 336.1 Intended Use. . 336.2 Acquisition Requirements. 336.3 Data Requirements. 336.4 Supersession History. 346.5 Subject Term (keyword) Listing. 346.6 Further Guidance . 34APPENDIX A C

22、onfiguration Management Strategy And Configuration Management Plan . 35 APPENDIX B Instructions For The Preparation Of ECPs Utilizing DD Form 1692. 39 APPENDIX C Instructions For The Preparation Of NORs Utilizing DD Form 1695 57 APPENDIX D Instructions For The Preparation Of ERRs Utilizing DD Form 2

23、617. 62 APPENDIX E Instructions For The Preparation Of RFVs Utilizing DD Form 1694. 66 APPENDIX F Requirements For Configuration Status Accounting (CSA). 70 APPENDIX G Instructions For The Preparation Of Certification Package For FCA/PCA 79 APPENDIX H Reporting The Accomplishment Of Retrofit Changes

24、 88 Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-MIL-STD-3046(ARMY) 1 1. SCOPE 1.1 Scope. This standard defines Configuration Management (CM) requirements for US Army acquisition programs which apply throughout the lifecycle of systems and their C

25、onfiguration Items (CIs) and provides the principles to acquire CM processes and products consistently across the Army. This standard implements the principles of ANSI/EIA-649 (Rev B) Configuration Management Standard and the requirements of DOD Instruction 5000.02 for CM practices. 1.2 Selective ap

26、plication. The ANSI/EIA-649 CM functions and the requirements in this standard are performed throughout the lifecycle of a given system as tailored based on the lifecycle phase, acquisition strategy, systems engineering plan, and lifecycle support plan. Army activities and organizations will give ma

27、ximum latitude to supplying activitys processes and procedures, provided those processes and procedures are compliant with the principles of ANSI/EIA-649 and meet the acquiring activities requirements. The principles of ANSI/EIA-649 are identified throughout this document for reference. 1.3 Tailorin

28、g implementation. Tailoring of this standard consists of selecting the necessary configuration management requirements based on the products/items lifecycle phase, complexity, size, intended use, mission criticality, and logistic support requirements. All requirements herein are subject to tailoring

29、 as prescribed by the tasking directive, purchase order, performance work statements or contract statement of work (hereafter collectively referred to as the contract). In case of conflict between the contract and this standard, the contract takes precedence. 2. APPLICABLE DOCUMENTS 2.1 General. The

30、 documents listed in this section are specified in Sections 3, 4, and 5 of this standard. This section does not include documents listed in other sections or recommended for additional information or as examples. While every effort has been made to ensure the completeness of this list, document user

31、s are cautioned they must meet all specified requirements of documents cited in Sections 3, 4, or 5 of this standard, whether or not they are listed. 2.2 Government documents. 2.2.1 Specifications, standards, and handbooks. The following specifications, standards, and handbooks form a part of this d

32、ocument to the extent specified herein. Unless otherwise specified, the issues of these documents are those cited in the solicitation or contract. DEPARTMENT OF DEFENSE STANDARDS MIL-STD-961 Defense and Program-Unique Specifications Format and Content MIL-STD-31000 Technical Data Packages DEPARTMENT

33、 OF DEFENSE HANDBOOKS MIL-HDBK-61 Configuration Management Guidance (Copies of these documents are available online at https:/assist.dla.mil). 2.2.2 Other Government documents, drawings, and publications. The following other Government documents, drawings, and publications form a part of this standa

34、rd to the extent specified herein. Unless otherwise specified, the issues of the documents are those cited in the solicitation or contract. Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-MIL-STD-3046(ARMY) 2 DEPARTMENT OF DEFENSE POLICIES AND DIRECT

35、IVES DoD Directive 5000.01 The Defense Acquisition System DoD Instruction 5000.02 Operation of the Defense Acquisition System OTHER DEPARTMENT OF DEFENSE DOCUMENTS Cataloging Handbook H4/H8 Handbook for Commercial and Government Entity Codes (Copies of the Cataloging Handbook H4/H8 are available fro

36、m the Commander, Defense Logistics Services Center, and Battle Creek, MI 49017-3084, or alternately http:/www.dlis.dla.mil/cage_welcome.asp) . 2.3 Non-Government publications. The following documents form a part of this standard to the extent specified herein. Unless otherwise specified, the issues

37、of the documents are those cited in the solicitation or contract. AMERICAN SOCIETY OF MECHANICAL ENGINEERS STANDARDS ASME Y14.35M Revision of Engineering Drawings and Associated Documents (Copies of this document are available from www.asme.org or American Society of Mechanical Engineers, 22 Law Dr.

38、, Fairfield NJ 07907.) INTERNATIONAL ORGANIZATION FOR STANDARDIZATION (ISO) ISO 10007 Quality Management Systems Guidelines for Configuration Management (Copies of this document are available online at http:/www.iso.org/iso/home/standards.htm.) TECHAMERICA STANDARDS ANSI/EIA-649 Configuration Manage

39、ment Standard GEIA-HB-649 Configuration Management Guidance (Copies of this document are available online at www.techamerica.org/ or from TechAmerica, 601 Pennsylvania Ave., NW, North Building, Ste 600, Washington DC 20004-2650. THE INSTITUTE OF ELECTRICAL AND ELECTRONICS ENGINEERS, INC. (IEEE) IEEE

40、 12207 Systems and Software Engineering - Software Life Cycle Processes IEEE 828 Standard for Configuration Management in Systems and Software Engineering (Copies of this document are available online at www.ieee.org or from IEEE Service Center, 445 Hoes Lane, Piscataway NJ 08855- 1331.) 2.4 Order o

41、f precedence. Unless otherwise noted herein or in the contract, in the event of a conflict between the text of this document and the references cited herein, the text of this document takes Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-MIL-STD-3046

42、(ARMY) 3 precedence. Nothing in this document, however, supersedes applicable laws and regulations unless a specific exemption has been obtained. 3. DEFINITIONS. This section establishes the definitions for terms used throughout this document and are considered the preferred terminology for Army use. Use of other equivalent terminology as stated in ANSI/EIA-649 Terms, Definitions, Alias, and Related Terms table are acceptab