1、Safety Code for Existing Elevators and EscalatorsIncludes Requirements for Electric and Hydraulic Elevators and EscalatorsAN AMERICAN NATIONAL STANDARDASME A17.3-2015(Revision of ASME A17.3-2011)ASME A17.3-2015(Revision of ASME A17.3-2011)Safety Code forExistingElevators andEscalatorsIncludes Requir
2、ements for Electric andHydraulic Elevators and EscalatorsAN AMERICAN NATIONAL STANDARDTwo Park Avenue New York, NY 10016 USADate of Issuance: August 28, 2015The next edition of this Code is scheduled for publication in 2018. This Code will become effective6 months after the Date of Issuance.ASME iss
3、ues written replies to inquiries concerning interpretations of technical aspects of this Code.The interpretations will be included with each edition. Interpretations are also published on theASME Web site under the Committee Pages at http:/cstools.asme.org as they are issued.Errata to codes and stan
4、dards may be posted on the ASME Web site under the Committee Pages toprovide corrections to incorrectly published items, or to correct typographical or grammatical errorsin codes and standards. Such errata shall be used on the date posted.The Committee Pages can be found at http:/cstools.asme.org/.
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6、ican Society of Mechanical Engineers.This code or standard was developed under procedures accredited as meeting the criteria for American NationalStandards. The Standards Committee that approved the code or standard was balanced to assure that individuals fromcompetent and concerned interests have h
7、ad an opportunity to participate. The proposed code or standard was madeavailable for public review and comment that provides an opportunity for additional public input from industry, academia,regulatory agencies, and the public-at-large.ASME does not “approve,” “rate,” or “endorse” any item, constr
8、uction, proprietary device, or activity.ASME does not take any position with respect to the validity of any patent rights asserted in connection with anyitems mentioned in this document, and does not undertake to insure anyone utilizing a standard against liability forinfringement of any applicable
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11、retations by individuals.No part of this document may be reproduced in any form,in an electronic retrieval system or otherwise,without the prior written permission of the publisher.The American Society of Mechanical EngineersTwo Park Avenue, New York, NY 10016-5990Copyright 2015 byTHE AMERICAN SOCIE
12、TY OF MECHANICAL ENGINEERSAll rights reservedPrinted in U.S.A.CONTENTSForeword viCommittee Roster . viiiPreface xiiiSummary of Changes xviPart I Introduction 11.1 Scope . 11.2 Application of Code 11.3 Purpose and Exceptions . 21.4 Definitions . 21.5 Alterations, Maintenance, and Inspections and Test
13、s . 171.6 Reference Documents . 17Part II Hoistways and Related Construction for Electric Elevators. 20Scope . 202.1 Hoistways 202.2 Machine Rooms and Machinery Spaces 212.3 Pits . 222.4 Clearances and Runbys . 222.5 Protection of Spaces Below Hoistways . 222.6 Hoistway Entrances . 232.7 Hoistway-Do
14、or Locking Devices, Parking Devices, and Access . 242.8 Power Operation of Doors and Gates 27Part III Machinery and Equipment for Electric Elevators 28Scope . 283.1 Buffers and Bumpers 283.2 Counterweights . 283.3 Car Frames and Platforms 283.4 Car Enclosures 293.5 Safeties . 313.6 Speed Governors .
15、 323.7 Capacity and Loading . 323.8 Driving Machines and Sheaves 343.9 Terminal Stopping Devices 353.10 Operating Devices and Control Equipment 353.11 Emergency Operation and Signaling Devices 383.12 Suspension Means and Their Connections . 38Part IV Hydraulic Elevators . 41Scope . 414.1 Hoistway, H
16、oistway Enclosures, and Related Construction . 414.2 Mechanical Equipment 414.3 Driving Machines . 414.4 Valves, Supply Piping, and Fittings 414.5 Tanks . 424.6 Terminal Stopping Devices 424.7 Operating Devices and Control Equipment 424.8 Additional Requirements for Counterweighted Hydraulic Elevato
17、rs 434.9 Additional Requirements for Roped-Hydraulic Elevators . 43iiiPart V Escalators . 45Scope . 455.1 Construction 455.2 Brakes 465.3 Operating and Safety Devices . 465.4 Lighting of Escalators . 475.5 Entrance and Egress Ends . 47Part VI Dumbwaiters. 50Scope . 506.1 Hoistway, Hoistway Enclosure
18、s, and Related Construction . 506.2 Machinery and Equipment for Hand and Electric Dumbwaiters 516.3 Machinery and Equipment for Hydraulic Dumbwaiters 53Part VII Hand Elevators . 55Scope . 557.1 Hoistway, Hoistway Enclosures, and Related Construction . 557.2 Machinery and Equipment 56Part VIII Sidewa
19、lk Elevators . 58Scope . 588.1 Hoistway, Hoistway Enclosures, and Machine Rooms 588.2 Machinery and Equipment 58Part IX Moving Walks 61Scope . 619.1 Protection of Floor Openings 619.2 Protection of Supports and Machine Spaces Against Fire . 619.3 Construction Requirements 619.4 Entrance and Egress E
20、nds . 629.5 Driving Machine, Motor, and Brake . 629.6 Operating and Safety Devices . 629.7 Lighting and Access 64Part X Private Residence Elevators . 65Scope . 6510.1 Hoistway, Hoistway Enclosures, and Related Construction . 6510.2 Cars 6710.3 Counterweights . 6710.4 Safeties and Governors 6810.5 Ca
21、r and Counterweight Guide Rails and Fastenings . 6810.6 Car and Counterweight Buffers . 6810.7 Driving Machines, Sheaves, and Their Supports 6810.8 Terminal Stopping Devices 7010.9 Operating Devices and Control Equipment 7010.10 Emergency Signal Devices 7110.11 Limitation of Load, Speed, and Rise .
22、7110.12 Marking Plates . 7110.13 Suspension Means 71Figures3.7.1 Inside Net Platform Areas for Passenger Elevators . 335.3.11 Caution Sign . 48Tables1.6(a) Reference Documents . 181.6(b) Procurement Information 193.7.1 Maximum Inside Net Platform Areas for the Various Rated Loads 333.12.3 Minimum Fa
23、ctors of Safety for Suspension Wire Ropes 39ivNonmandatory AppendicesA Distances Between Hoistway Doors and Car Doors or Gates . 73B Types of Roped-Hydraulic Elevators . 78C A17.11987, Rules 211.3211.8 (See 3.11.3) 79D Rack and Pinion Machines (A17.11987, Rules 208.3208.9d,and Rule 1200.4e) . 82Inde
24、x 84vFOREWORDThe American Society of Mechanical Engineers (ASME) has published since 1921 a safety codefor elevators, escalators, and related equipment. The following is a brief history of how the variouseditions of this Code addressed the matter of retroactive requirements for existing installation
25、s.The 1921 edition did not differentiate between new and existing installations.The second edition (1925) and third edition (1931) contained the following statements in theirIntroductions:“New and Old Installations. After the date on which the Code becomes effective, allnew construction and installa
26、tions shall conform to its provisions. Equipment installedprior to that date need not, however, be modified to conform to its rules except whererequired by the key number opposite the rule. Reference figures attached to the variousrules or paragraphs indicate when such rules or paragraphs become eff
27、ective whenapplied to existing installations as follows:Key to Index Figures(0) To be applied immediately.(1) Not to be applied to existing installations.(2) To be applied to existing installations only to the extent ordered by the administrativeauthority.(3) To be applied to existing installations
28、when next renewal of cables or other partsaffected is made.(6) To be applied to existing installations six months after the adoption of this Code.(12) To be applied to existing installations 1 year (12 months) after the adoption of thisCode.(24) To be applied to existing installations two years afte
29、r the adoption of this Code.”This practice was discontinued with the fourth edition. Quoting from ASA A17.11937:“This Edition of the Code makes no reference to the application of the individual rulesto Existing Installations, and the key numbers in the previous Edition have been omitted.This matter
30、is left to the authorities drafting legal regulations, who are familiar with thelocal conditions. A too extensive retroactive application is not advisable in any case.The Code contains many rules intended to obviate minor hazards which can be easilyeliminated in a new installation, but the change of
31、 an existing installation might involvea financial outlay entirely out of proportion to the benefits secured.“The Sectional Committee recommends that rules for hoistway-door interlocks, car-gate contacts, hoistway limit switches, and the entire Part VI (Inspection, Maintenance,and Operation) be made
32、 applicable to every installation already existing at the time ofthe adoption of the Code, and that provisions be made also to secure adequate under-car safeties for such installations.”This practice remained essentially unchanged through all later editions of the Code. Only therequirements for insp
33、ection, maintenance, alteration, repair, and replacement apply retroactivelyto existing installations. Quoting from the Preface of ANSI/ASME A17.11981:“Not all of the Rules of the Code apply to equipment installed prior to its adoptionby jurisdictional authorities, but those which do apply to existi
34、ng as well as to newinstallations are outlined under Scope in the Introduction.“The Code contains many Rules intended to obviate hazards which can be avoidedin new installations; but, if such Rules were made to apply to existing installations, theywould entail financial outlay out of proportion to t
35、he benefits derived.“In view of past accident experience resulting in serious injuries at hoistway and carentrances, it is recommended that, as a minimum, the Rules covering safety requirementsvifor hoistway and car doors in this Code be made to also apply to existing elevatorinstallations.“The acci
36、dent experience on elevators has also indicated that accidents occur on theolder existing equipment, especially with a winding-drum-type machine and where thecar safety device and the terminal stopping devices are either absent or inadequate. Itis, therefore, recommended that adequate under-car safe
37、ties and terminal stoppingdevices be required for existing installations as well as new installations.“On the basis of experience supported by accident records, the jurisdictional authorityadopting the Code should decide on what requirements, if any, are to be applied toexisting installations.”Numer
38、ous state and local jurisdictions had taken this advice and developed their own codes forexisting installations. The need for a nationally recognized consensus code for existing installationsbecame evident and the ASME A17 Elevator and Escalator Committee undertook the task andissued the first editi
39、on of the A17.3 Safety Code for Elevators and Escalators in 1986.The second edition of the Code incorporated the revisions in A17.3a1989 as well as additionalrevisions that appear for the first time in this edition.The third edition of the Code incorporated the changes made in A17.3a1991 and A17.3b1
40、992as well as the revisions shown in the Summary of Changes. Part VII, Hand Elevator, and Part VIII,Sidewalk Elevator, appear for the first time in this edition.The fourth edition of the Code incorporated the changes made in A17.3a1994 and A17.3b1995as well as the revisions shown in the Summary of C
41、hanges. Part X, Private Residence Elevators,and Nonmandatory Appendix D appear for the first time in this edition.The fifth edition of the Code incorporated the changes made in A17.3a2000 as well as therevisions shown in the Summary of Changes.This sixth edition of the Code incorporated the changes
42、made in A17.32002 as well as therevisions shown in the Summary of Changes.The seventh edition of the Code incorporated the changes made in A17.32005 as well as therevisions shown in the Summary of Changes.The eighth edition of the Code incorporated the changes made in A17.32008 as well as therevisio
43、ns shown in the Summary of Changes.The ninth edition of the Code incorporated the changes made in A17.32011 as well as therevisions shown in the Summary of Changes.The following is a list of the final approval dates, dates of issuance, and effective dates for theprevious and current editions and add
44、enda:Editions and Addenda Approved Issued EffectiveFirst Edition ASME/ANSI A17.31986 February 12, 1986 May 30, 1986 November 30, 1986Addenda ASME/ANSI A17.3a1989 November 10, 1989 December 31, 1989 July 1, 1990Second ASME A17.31990 October 8, 1990 December 31, 1990 July 1, 1991EditionAddenda ASME A1
45、7.3a1991 October 7, 1991 December 12, 1991 June 12, 1992ASME A17.3b1992 October 16, 1992 December 15, 1992 June 16, 1993Third ASME A17.31993 September 29, 1993 December 31, 1993 July 1, 1994EditionAddenda ASME A17.3a1994 August 18, 1994 November 30, 1994 June 1, 1995Addenda ASME A17.3b1995 August 10
46、, 1995 November 30, 1995 June 1, 1996Fourth ASME A17.31996 October 3, 1996 February 20, 1997 August 21, 1997EditionAddenda ASME A17.3a2000 January 7, 2000 February 29, 2000 August 30, 2000Fifth Edition ASME A17.32002 March 12, 2002 July 22, 2002 January 22, 2003Sixth Edition ASME A17.32005 March 29,
47、 2005 September 30, 2005 March 31, 2006Seventh ASME A17.32008 July 16, 2008 January 9, 2009 July 9, 2009EditionEighth ASME A17.32011 July 6, 2011 August 26, 2011 February 26, 2012EditionNinth ASME A17.32015 April 17, 2015 August 28, 2015 February 28, 2016EditionviiASME A17 ELEVATORAND ESCALATOR COMM
48、ITTEE(March 2015)STANDARDS COMMITTEEH. E. Peelle III, Chair, The Peelle Company Ltd.R. A. Gregory, Vice Chair, Vertex Corp.C. W. Rogler, Vice Chair, State of MichiganG. A. Burdeshaw, Staff Secretary, The American Society ofMechanical EngineersE. V. Baker, IUECM. D. Morand, Alternate, ConsultantT. D.
49、 Barkand, U.S. Department of LaborR. E. Baxter, Baxter Residential Elevators, LLCK. S. Lloyd, Jr., Alternate, Abell Elevator InternationalL. Bialy, Otis Elevator Co.B. D. Black, BDBlack however,the applicable conversion factors are included for eachtable and graph. Further information on the use ofSI units is contained in ASTM E380, Metric PracticeGuide, and ASME Guide SI-1, Orientation and Guidefor Use of SI (Metric) Units.Current committee policy is to have standards pub-lished with information in the form that will best servethe needs of Code users. It
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