ASTM D5255-2001 Standard Practice for Certification of Personnel Engaged in the Testing of Soil and Rock《土壤和岩石检验人员认可的标准实施规程》.pdf

1、Designation: D 5255 01Standard Practice forCertification of Personnel Engaged in the Testing of Soiland Rock1This standard is issued under the fixed designation D 5255; the number immediately following the designation indicates the year oforiginal adoption or, in the case of revision, the year of la

2、st revision. A number in parentheses indicates the year of last reapproval. Asuperscript epsilon (e) indicates an editorial change since the last revision or reapproval.1. Scope *1.1 This practice provides a guide for evaluation and certi-fication procedures for personnel engaged in testing soil and

3、rock in accordance with ASTM test methods and is intendedfor use by independent organizations providing certificationservices.1.2 Qualifications for certification candidates, qualificationsof those administering the certification examinations, methodsof administering the certification tests, and cer

4、tain certificationorganization operating requirements are given.1.3 Certification is specific to a single ASTM test method. Amonitored written examination and a monitored performanceexamination are normally required.NOTE 1Personnel certification may be an important aspect of aquality system as descr

5、ibed in practice D3740. Certification of personnelis one means of meeting personnel qualifications given in practice D3740.1.4 This standard does not purport to address all of thesafety concerns, if any, associated with its use. It is theresponsibility of the user of this standard to establish appro

6、-priate safety and health practices and determine the applica-bility of regulatory limitations prior to use.1.5 This practice offers a set of instructions for performingone or more specific operations. This document cannot replaceeducation or experience and should be used in conjunctionwith professi

7、onal judgment. Not all aspects of this practice maybe applicable in all circumstances. This ASTM standard is notintended to represent or replace the standard of care by whichthe adequacy of a given professional service must be judged,nor should this document be applied without consideration ofa proj

8、ects many unique aspects. The word “Standard” in thetitle of this document means only that the document has beenapproved through the ASTM consensus process.2. Referenced Documents2.1 ASTM Standards:D 3740 Practice for Minimum Requirements for AgenciesEngaged in the Testing of Soil and Rock as Used i

9、nEngineering, Design, and Construction.23. Terminology3.1 Definitions:3.1.1 agencyan organization, or part of an organization,engaged in activities of technically oriented testing or inspec-tion, or both.3.1.2 inspectionthe process of measuring, examining,testing, gaging, or using other procedures t

10、o ascertain thequality or state, detect errors or defects or otherwise appraisematerials, products, services, systems, or environments to apre-established standard.3.1.3 testingthe determination by technical means ofproperties, performance, or elements of materials, products,services, systems, or en

11、vironments that may involve applica-tion of established scientific principles and procedures.3.2 Definitions of Terms Specific to This Standard:3.2.1 certificantthe individual who has been certified bythe certification organization.3.2.2 certificationan action which determines and an-nounces that an

12、 individual has fulfilled the pre-establishedrequirements and is competent to perform the designatedtask(s) associated with a single ASTM test method.3.2.3 certification organizationan independent body en-gaged in the evaluation and credentialing of the knowledge andabilities of individuals performi

13、ng specified tasks.3.2.4 examineecertification applicant involved in the ex-amination process.3.2.5 examinera qualified professional who administersand evaluates the performance examination component of thecertification process.3.2.6 personnelemployees of inspection and testing agen-cies who perform

14、 soil and rock tests.3.2.7 proctorthe individual responsible for administeringthe written examination component of the certification process.3.2.8 qualified professionala professional engineer orsimilar professional who is recognized by peers and associatesas having soil and rock testing expertise.3

15、.2.9 specifying entitythe organization requiring the cer-tification through provisions in contracts, standards, regula-tions, codes, and legislation.4. Significance and Use4.1 This practice provides basic criteria for the developmentand operation of a certification organization, selection ofexaminat

16、ion material for a written examination, and the scope1This practice is under the jurisdiction of ASTM Committee D18 on Soil andRock and is the direct responsibility of Subcommittee D18.99 on Quality Control.Current edition approved Jan. 10, 2001. Published April 2001. Originallypublished as D 5255 9

17、2. Last previous edition D 5255 97e1.2Annual Book of ASTM Standards, Vol 04.08.1*A Summary of Changes section appears at the end of this standard.Copyright ASTM, 100 Barr Harbor Drive, West Conshohocken, PA 19428-2959, United States.and details of a performance test. The qualifications of theexamine

18、r and limitations on the relationship between theexaminer and the examinee are given in this practice.4.2 The basic criteria provided by this practice is intended tobe supplemented by more specific criteria serving the require-ments of the certification organization.4.3 It is unrealistic and uninten

19、ded that each individual becertified for every test that the employing agency performs.Rather it should be a goal of an agency that a majority ofpersonnel normally performing a given test are certified.Depending on the purpose of the testing, it may be appropriatefor the client to specify whether or

20、 not a certified technicianshould perform a given test.4.4 Although this practice calls for certification specific to asingle ASTM test method, it is not intended that the certifica-tion organization avoid grouping related test methods in theinterest of efficiency.5. Certification Organization5.1 St

21、ructure:5.1.1 The certification organization shall be administrativelyindependent in matters pertaining to certification. Administra-tively independent means that all policy decisions relating tocertification matters are the sole decision of the certifyingorganization and not subject to approval by

22、any other body andthat all financial matters related to the operation of thecertifying organization are segregated from those of the parentor affiliated organization.5.1.1.1 A certifying organization that is not a legal entity inand of itself shall provide proof that the organizations gov-erning bod

23、y is administratively independent in certificationmatters from the organization of which it is part.5.1.2 The certification organization shall disclose, throughpublication of a publicly available document, rules and proce-dures that describe how the certificant, the employer, and thespecifying entit

24、y have input into the policies and decisions ofthe organization.5.2 Resources:5.2.1 The certification organization shall disclose, throughpublication of a publicly available document, evidence that theorganization has the financial resources to properly conduct thecertification activities.5.2.2 The

25、certification organization shall disclose, throughpublication of a publicly available document, evidence that itsstaff possesses the knowledge and skill necessary to conductthe certification activities or has available and makes use ofnon-staff consultants and professionals to sufficiently supple-me

26、nt staff knowledge and skill.5.3 Responsibilities:5.3.1 The certification organization shall disclose, throughpublication of a publicly available document, evidence that themechanism used to evaluate individual competence is objec-tive, fair, and based on the knowledge and skills needed toproperly p

27、erform the test method(s).5.3.2 The certification organization shall publish, at leastannually, a summary of certification activities to includenumber tested, number passing the examinations, numbercertified, and, when applicable, number re-certified.5.3.3 The certification organization shall provid

28、e a mecha-nism for responding to inquiries from individuals and organi-zations wanting to verify that a particular certificant has aspecific certification.5.4 Records:5.4.1 The files of the certification organization should con-tain at least the following:5.4.1.1 Examination identity and date admini

29、stered,5.4.1.2 Examination question source,5.4.1.3 Identity and qualifications of written examinationproctor,5.4.1.4 Identity and qualifications of performance examina-tion examiner, and5.4.1.5 Examination question performance statistics.5.5 Evidence of Certification:5.5.1 Evidence of certification

30、shall be issued by the orga-nization to the candidate upon successful completion of theexaminations. Certification shall include the date of certifica-tion, the period of certification, and the ASTM test method ortest methods for which the examinee is qualified.5.5.1.1 The ASTM test method shall be

31、listed by use of“ASTM,” the test method designation, and the year of theversion used for the certification, for example, “ASTMD XXXX 86.”6. Examiner6.1 The performance examination examiner shall be aqualified professional with at least five years of experience atperforming and supervising the perfor

32、mance of a variety ofASTM test methods and shall have repeatedly performed theASTM test method(s) the examinees will be performing.6.1.1 The examiner shall not be a relative, a supervisor, oran associate (co-worker) of the examinee.6.1.1.1 When there is a possibility of conflict of interest,document

33、ation shall be attached to the examinees file certify-ing that there is sufficient separation in the organizationsstructure between the examiner and examinee so that it is notin the examiners interest whether or not the examinee iscertified.6.2 In the interest of efficiency, use of qualified assista

34、ntexaminers may be appropriate.6.2.1 The assistant examiner shall be an individual with atleast one-half year of experience at performing the ASTM testmethod(s) and shall be certified for the ASTM test method(s)the examinees will be performing.6.2.2 The assistant examiner shall not be a relative, as

35、upervisor, or an associate (co-worker) of the examinee.6.2.3 The assistant examiner, if used, shall assist the exam-iner and cannot be used in lieu of the examiner.7. Examinee7.1 Examinee must be sufficiently literate to read andanswer questions of the written examination, to be capable ofperforming

36、 required calculations, to place necessary data informs or unformatted data tables, and personally perform thetest method.8. Certification and Recertification8.1 Initial certification shall be valid for a period not toexceed five years. This period for which the certification isD 52552valid shall be

37、 clearly and prominently stated on any documentsthat attest to the certification(s) held by the individual.8.2 Recertification shall be valid for a period not to exceedfive years. This recertification action and the period for whichthe recertification is valid shall be clearly and prominentlystated

38、on any documents that attest to the certification(s) heldby the individual.8.2.1 The recertification process shall involve, as a mini-mum, the performance examination.NOTE 2An appropriate written examination should be given if suffi-cient changes to the test method have occurred which cannot be prop

39、erlycovered by the performance exam.8.3 Revocation of certification for just cause shall occuronly after due process is provided to the person charged.9. Written Examination9.1 The written examination shall be prepared by qualifiedprofessionals thoroughly familiar with the ASTM test meth-od(s). The

40、examination shall be changed periodically. Allmeasures required to prevent compromise of the examinationshall be taken.9.1.1 When there is reasonable suspicion of compromise ofan examination, that examination shall not be used.9.2 The examination shall stress the essentials of the ASTMtest method(s)

41、, as well as details. In particular, commonsources of error of the test should be the basis for a number ofexamination questions. A basic understanding of the principlesunderlying the test method and the basis of some of therequired calculations for the test method should also bestressed. The questi

42、ons shall cover the test method elementssuch as apparatus, specimen preparation, test procedure, andreport requirements.9.3 The written examination shall be given in a room thatprovides the lighting level, noise control, work space, ventila-tion, and temperature control that is universally recognize

43、d asnecessary for a testing facility in which written examinationsare administered.10. Performance Examination10.1 The performance examination for each test methodshall be administered by one or more examiners meeting therequirements of Section 6.10.2 The examiner shall conduct the performance exami

44、na-tion for a given ASTM test method in accordance with apre-established checklist that recognizes and weighs the stepsthat must be done to properly perform the test method.10.3 The performance examination shall be given in anenvironment that duplicates or attempts to duplicate the envi-ronment wher

45、e the ASTM test method is normally conducted.11. Keywords11.1 certification; evaluation; examination; personnel; per-sonnel certification; personnel evaluation; personnel testing;testingSUMMARY OF CHANGESThis section identifies location of changes to this practice since the last edition.(1) Revision

46、s to 8.1 and 8.2 were made to allow periods of upto five years.The American Society for Testing and Materials takes no position respecting the validity of any patent rights asserted in connectionwith any item mentioned in this standard. Users of this standard are expressly advised that determination

47、 of the validity of any suchpatent rights, and the risk of infringement of such rights, are entirely their own responsibility.This standard is subject to revision at any time by the responsible technical committee and must be reviewed every five years andif not revised, either reapproved or withdraw

48、n. Your comments are invited either for revision of this standard or for additional standardsand should be addressed to ASTM Headquarters. Your comments will receive careful consideration at a meeting of the responsibletechnical committee, which you may attend. If you feel that your comments have no

49、t received a fair hearing you should make yourviews known to the ASTM Committee on Standards, at the address shown below.This standard is copyrighted by ASTM, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.Individual reprints (single or multiple copies) of this standard may be obtained by contacting ASTM at the above address or at610-832-9585 (phone), 610-832-9555 (fax), or serviceastm.org (e-mail); or through the ASTM website (www.astm.org).D 52553