ASTM E1359-2017 Standard Guide for Auditing and Evaluating Capabilities of Nondestructive Testing Agencies《无损检测机构的审计和评估标准指南》.pdf

1、Designation: E1359 12E1359 17Standard Guide forAuditing and Evaluating Capabilities of NondestructiveTesting Agencies1This standard is issued under the fixed designation E1359; the number immediately following the designation indicates the year oforiginal adoption or, in the case of revision, the ye

2、ar of last revision. A number in parentheses indicates the year of last reapproval. Asuperscript epsilon () indicates an editorial change since the last revision or reapproval.1. Scope*Scope1.1 This guide establishes areas for review and provides a survey form that can be used in auditing and determ

3、ining thecompetence of a nondestructive testing agency.1.1.1 Criteria from Practices E543, E1212, and ASNT SNT-TC-1A, ANSI/ASNT CP-189, and NAS-410, were used in thepreparation of this guide.1.2 Areas for review should include, but are not limited to, the following: description of the agency, its fa

4、cilities andorganization; documentation of policies or practices, or both, including a) contract review, b) equipment calibration, and c)personnel qualifications.1.3 The use of SI or inch-pound units, or combinations thereof, will be the responsibility of the technical committee whosestandards are r

5、eferred to in this standard.1.4 This international standard was developed in accordance with internationally recognized principles on standardizationestablished in the Decision on Principles for the Development of International Standards, Guides and Recommendations issuedby the World Trade Organizat

6、ion Technical Barriers to Trade (TBT) Committee.2. Referenced Documents2.1 ASTM Standards:2E543 Specification for Agencies Performing Nondestructive TestingE1212 Practice for Establishing Quality Management Systems for Nondestructive Testing Agencies2.2 ASNT/ANSI Documents:3ASNT Recommended Practice

7、 No. SNT-TC-1A Personnel Qualification and Certification in Nondestructive TestingANSI/ASNT CP-189 ASNT Standard for Qualification and Certification of Nondestructive Testing PersonnelIRRSP Industrial Radiographer and Radiation Safety Program2.3 AIA Standard:4NAS-410 NAS Certification and Qualificat

8、ion of Nondestructive Test Personnel3. Significance and Use3.1 The use of this survey form will provide the auditor with a guide for evaluating an agency.3.1.1 The description of the agencys facility and its organization will aid the auditor in determining if the agency has adequatecapacity and capa

9、bility to fulfill the contractual requirement.3.1.2 A review of the agencys policies and/or practices will aid the auditor in determining if the agency has adequate controlson its system.3.1.3 A review of the agencys records will aid the auditor in determining if the facility complies with its own w

10、ritten policiesor practices, or both.1 This guide is under the jurisdiction of ASTM Committee E07 on Nondestructive Testing and is the direct responsibility of Subcommittee E07.09 on NondestructiveTesting Agencies.Current edition approved Nov. 1, 2012June 1, 2017. Published November 2012June 2017. O

11、riginally approved in 1990. Last previous edition approved in 20092012 asE1359 - 09.E1359 - 12. DOI: 10.1520/E1359-12.10.1520/E1359-17.2 For referencedASTM standards, visit theASTM website, www.astm.org, or contactASTM Customer Service at serviceastm.org. For Annual Book of ASTM Standardsvolume info

12、rmation, refer to the standards Document Summary page on the ASTM website.3 Available from American Society for Nondestructive Testing (ASNT), P.O. Box 28518, 1711 Arlingate Ln., Columbus, OH 43228-0518, http:/www.asnt.org.4 Available from Aerospace Industries Association of America, Inc. (AIA), 100

13、0 Wilson Blvd., Suite 1700, Arlington, VA 22209-3928, http:/www.aia-aerospace.org.This document is not an ASTM standard and is intended only to provide the user of an ASTM standard an indication of what changes have been made to the previous version. Becauseit may not be technically possible to adeq

14、uately depict all changes accurately, ASTM recommends that users consult prior editions as appropriate. In all cases only the current versionof the standard as published by ASTM is to be considered the official document.*A Summary of Changes section appears at the end of this standardCopyright ASTM

15、International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States13.2 The recommendations set forth in this guide are minimums and should be supplemented by the user, as necessary, to meetthe specific requirements of the contract.3.3 The use of this survey form provi

16、des the auditor with a permanent record and includes a corrective action request.4. Keywords4.1 agency; equipment; facilities; personnel; quality assurance; surveyE1359 172Survey Number _Survey Date _SURVEY OF NONDESTRUCTIVE TESTING AGENCY FACILITIES(Part A)I. AGENCYS LEGAL NAME AND ADDRESS:_ ZIP _T

17、ELEPHONE ( )_II. PERSONNEL CONTACTED:NAME: _ TITLE: _ _ _III. TYPE OF SERVICE/EXAMINATION PERFORMED:_IV. DESCRIPTION OF FACILITIES:IN-HOUSE: Square Feet of NDT Work Area: _Total No. of Employees: _No. of Each Level of Certified NDT Personnel at:Level I _ Level II _ Level III _ IRRSP or State Radiogr

18、apher _Description of NDT Equipment (attach list if extensive):_FIELD WORK: Description of NDT Equipment (attach list if extensive):_No. of Each Level of Certified NDT Personnel at:Level I _ Level II _ Level III _ IRRSP or State Radiographer _NDT Subcontractors Utilized:1) Name _Address _Zip _Type o

19、f Service: _2) Name _Address _Zip _Type of Service: _3) Name _Address _Zip _Type of Service: _4) Name _Address _Zip _Type of Service: _V. SURVEYED FOR APPROVAL:Examination Method Recommended Not Recommended Date1) Liquid Penetrant _ _ _2) Magnetic Particle _ _ _3) Radiographic _ _ _4) Ultrasonic _ _

20、 _5) Eddy Current _ _ _6) Leak Testing _ _ _7) Acoustic Emission _ _ _8) Other _ _ _Comments (Such as System Certificate Approvals)_V. REASON FOR SURVEY:1) Initial Survey _ Follow Up Survey _ Reapproval Survey _2) Surveyors Signature _ Date _3) Corrective Action Verified _ Date _SurveyorE1359 173SUR

21、VEY OF NONDESTRUCTIVE AGENCY SYSTEM(Part B)QUALITY ASSURANCE/QUALITY CONTROLYes No N/A1) Does the Agency have a QA/QC Manual? _ _ _If yes, latest revision date: _2) Is there a separate QA/QC Department? _ _ _If yes, list name and title of the Department Head:Name _Title _3) Is there an NDT organizat

22、ion chart available? _ _ _Obtain or sketch on back of previous page. List the name and titles of the individual(s) responsible.Name _Title _4) Are contract requirements reviewed to assure NDT specification compliance? _ _ _If yes, list name and title of the responsible individual:Name _Title _5) Are

23、 NDT specification (contract) requirements passed on to NDT Level I and II personnel by writtenprocedures and/ or instructions approved by an NDT Level III? _ _ _If not, how are requirements passed on to the NDT Level I and II personnel?_6) Are records maintained of NDT activities affecting quality?

24、 _ _ _If yes, how long? _7) Is the identity of the product being examined maintained throughout all operations? _ _ _If no, how is identity controlled?_8) Is there a procedure for controlling and segregating nonconforming NDT equipment and materials? _ _ _Procedure No. _How? _9) Does the Agency have

25、 internal audits for compliance with its QA/QC manual? _ _ _a) Who performs and/or reviews the audits? _b) What are the frequency of the audits? _c) Is there a corrective action or prevention program in place? _ _ _10) Are the NDT facilities, instructions, and specifications adequate to perform the

26、type of work to beperformed? _ _ _If no, list reason(s) on the corrective action report.E1359 174SURVEY OF NONDESTRUCTIVE TESTING AGENCY EQUIPMENT CALIBRATION(Part C)Yes No N/A1) Are adequate procedures in effect to control the maintenance, calibration, and use of NDT equipment includingapplicable t

27、ools, gages, and instrumentation?_ _ _If yes, list applicable procedures: _2) Are applicable calibrations traceable to NIST? _ _ _Verify records.3) Is NDT equipment (tools, gages, and instruments) identified to reflect:Date last calibrated? _ _ _Date of next calibration? _ _ _Identity or Serial Numb

28、er? _ _ _4) Do the calibration procedures specify frequency-intervals? _ _ _5) Are calibrations performed in-house? _ _ _6) Are calibrations performed by an outside service? _ _ _If yes, list name and address:Name _Address _ Zip _7) Do calibration records include:Inventory of equipment requiring cal

29、ibration? _ _ _Manufacturer, Model, and Serial Number? _ _ _Calibration frequency? _ _ _Reference to calibration procedure and standard? _ _ _Date of last calibration? _ _ _Date of next calibration? _ _ _Name of individual who performed last calibration? _ _ _E1359 175SURVEY OF NONDESTRUCTIVE TESTIN

30、G AGENCY PERSONNEL(Part D)Yes No N/A1) Is (Are) there a written practice(s) or procedures for Personnel Certification? _ _ _If yes, list document title and/or ID number and latest revision date:Title/ID # _Revision Date _2) Does (Do) the Agencys written practice(s) describe the responsibilities of:NDT Level I _ _ _NDT Level II _ _ _NDT Level III (Examiner) _ _ _Which levels may accept or reject material?_3) Is there a training program described in the Agencys written practice? _ _ _(a) If no, what document(s) is (are) the basis for training program requirements? _ _