ASTM E2062-2010 Standard Guide for PDD Examination Standards of Practice.pdf

1、Designation: E2062 10Standard Guide forPDD Examination Standards of Practice1This standard is issued under the fixed designation E2062; the number immediately following the designation indicates the year oforiginal adoption or, in the case of revision, the year of last revision. A number in parenthe

2、ses indicates the year of last reapproval. Asuperscript epsilon () indicates an editorial change since the last revision or reapproval.1. Scope1.1 This guide establishes essential and recommended ele-ments in the procedures for the conduct of a psychophysiologi-cal detection of deception (PDD) exami

3、nation.1.1.1 Other unique PDD applications are addressed sepa-rately.2. Referenced Documents2.1 ASTM Standards:2E1954 Practice for Conduct of Research in Psychophysi-ological Detection of Deception (Polygraph)E2000 Guide for Minimum Basic Education and Trainingof Individuals Involved in the Detectio

4、n of Deception(PDD)E2031 Practice for Quality Control of PsychophysiologicalDetection of Deception (Polygraph) ExaminationsE2065 Guide for Ethical Requirements for Psychophysi-ological Detection of Deception (PDD) ExaminersE2080 Guide for Clinical Psychophysiological Detection ofDeception (PDD) Exam

5、inations for Sex Offenders3. Location and Test Conditions3.1 Conditions under which testing occurs shall be free fromdistractions that would interfere with the ability of the exam-inee to appropriately focus on the issues being addressed. Theexamination site should be reasonably free from outside no

6、iseand distraction. This is not intended to address examinationsconducted for demonstration purposes.4. Preparation4.1 An examiner shall, prior to the examination, dedicatesufficient time to identify the issues and unique circumstancesin any area of testing.4.2 No examination shall be conducted unle

7、ss the instru-ment is functioning in accordance with the manufacturersspecifications.4.3 Where permitted by law, the conduct of the PDDexamination should be recorded by audio or audio/visualmeans in its entirety.4.3.1 The recording shall be continuous in nature and anystops or pauses must be fully e

8、xplained on the recording.4.3.2 All PDD recordings shall be retained and maintainedfor a minimum of one year.4.3.3 All PDD examinations shall be conducted utilizing aseparate data channel specifically designed to record covertbody movements.4.4 An examiner should not conduct more than five PDDexamin

9、ations on a calendar day.5. Pretest Practices5.1 The examiner shall adhere to the following practices:5.1.1 Verify the correct identity of the examinee to thedegree practicable.5.1.2 Obtain the consent of the examinee prior to testing.5.1.3 The examiner shall ensure that the examinee is a fitsubject

10、 for testing to the extent legally practicable.5.1.3.1 Mental, physical, and medical conditions of theexaminee should be reviewed.5.1.3.2 At any time during the polygraph examination that itbecomes apparent to the examiner that the examinee is notsuitable for testing, the examination will be termina

11、ted.5.2 All examinations shall be conducted in compliance withgoverning local, state, and federal regulations and laws.5.3 The examiner shall display objectivity.5.4 Sufficient time shall be spent to discuss the issues to betested and to allow the examinee to fully explain his or herposition.5.5 The

12、 examiner shall formulate all test questions incompliance with recognized professional practices.5.6 The examiner shall allow sufficient time to introduceeach test question to the examinee in a manner which complieswith recognized professional practices.5.6.1 Sufficient time shall be spent to ensure

13、 the examineerecognizes and understands each question.1This guide is under the jurisdiction of ASTM Committee E52 on ForensicPsychophysiology and is the direct responsibility of Subcommittee E52.05 onPsychophysiological Detection of Deception (PDD).Current edition approved Feb. 15, 2010. Published M

14、arch 2010. Originallyapproved in 2000. Last previous edition approved in 2007 as E2062 07. DOI:10.1520/E2062-10.2For referenced ASTM standards, visit the ASTM website, www.astm.org, orcontact ASTM Customer Service at serviceastm.org. For Annual Book of ASTMStandards volume information, refer to the

15、standards Document Summary page onthe ASTM website.1Copyright ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.5.7 Sufficient time shall be spent to ensure that the examineeunderstands the polygraph process and that cooperation isrequired.6. Int

16、est Practices6.1 Examiners shall use techniques and formats in accor-dance with Practices E1954 and E2031 and Guides E2000,E2065, and E2080, as applicable.6.2 Acontinuous recording shall be made and maintained ofthe data produced during the intest phase. All test data must beaccounted for prior to r

17、endering an opinion.6.3 Questions shall be asked in such a manner that re-sponses are not influenced by the manner in which the questionis presented.6.4 Question intervals shall allow for a reasonable recoveryor meet the requirements of a scoring algorithm.6.4.1 Stimulus onset to stimulus onset shal

18、l not be less than20 s.7. Evaluation Practices7.1 The examiner shall use evaluation methods for which heor she has been formally trained and that are appropriate to thattesting technique.7.1.1 Acceptable evaluation methods are those which haveknown error and accuracy rates established by independent

19、research.7.2 The examiner shall maintain all records of test dataanalysis in accordance with Practices E1954 and E2031 andGuides E2000, E2065, and E2080, as applicable7.3 The examiner shall not disclose the results of theexamination until the test has been adequately and sufficientlyanalyzed.7.4 Exa

20、miners shall collect a sufficient amount of physi-ological data suitable for evaluation in compliance with theformat utilized.7.4.1 All suitable physiological data will be evaluated whenformulating an opinion.8. Posttest Practices8.1 Following collection of all physiological data, a discus-sion of t

21、he examination shall be conducted, as appropriate.9. Keywords9.1 forensic psychophysiology; PDD; PDD examination;polygraphASTM International takes no position respecting the validity of any patent rights asserted in connection with any item mentionedin this standard. Users of this standard are expre

22、ssly advised that determination of the validity of any such patent rights, and the riskof infringement of such rights, are entirely their own responsibility.This standard is subject to revision at any time by the responsible technical committee and must be reviewed every five years andif not revised

23、, either reapproved or withdrawn. Your comments are invited either for revision of this standard or for additional standardsand should be addressed to ASTM International Headquarters. Your comments will receive careful consideration at a meeting of theresponsible technical committee, which you may a

24、ttend. If you feel that your comments have not received a fair hearing you shouldmake your views known to the ASTM Committee on Standards, at the address shown below.This standard is copyrighted by ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959,United States

25、. Individual reprints (single or multiple copies) of this standard may be obtained by contacting ASTM at the aboveaddress or at 610-832-9585 (phone), 610-832-9555 (fax), or serviceastm.org (e-mail); or through the ASTM website(www.astm.org). Permission rights to photocopy the standard may also be secured from the ASTM website (www.astm.org/COPYRIGHT/).E2062 102