BS ISO 14300-2-2011 Space systems Programme management Product assurance《航天系统 计划管理 产品保证》.pdf

1、raising standards worldwideNO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBSI Standards PublicationBS ISO 14300-2:2011Space systems ProgrammemanagementPart 2: Product assuranceBS ISO 14300-2:2011 BRITISH STANDARDNational forewordThis British Standard is the UK implementation o

2、f ISO 14300-2:2011.It supersedes BS ISO 14300-2:2002 which is withdrawn.The UK participation in its preparation was entrusted to TechnicalCommittee ACE/68/-/5, Space systems and operations - Programmemanagement.A list of organizations represented on this committee can beobtained on request to its se

3、cretary.This publication does not purport to include all the necessaryprovisions of a contract. Users are responsible for its correctapplication. BSI 2011ISBN 978 0 580 66486 1ICS 49.140Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standard was publishe

4、d under the authority of theStandards Policy and Strategy Committee on 30 September 2011.Amendments issued since publicationDate Text affectedBS ISO 14300-2:2011Space systems Programme management Part 2:Product assuranceSystmes spatiaux Management de programmes Partie 2: Assurance produit ISO 2011Re

5、ference numberISO 14300-2:2011(E)Second edition2011-09-15ISO14300-2INTERNATIONAL STANDARDBS ISO 14300-2:2011ISO 14300-2:2011(E)COPYRIGHT PROTECTED DOCUMENT ISO 2011All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means,

6、electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in the country of the requester.ISO copyright officeCase postale 56 CH-1211 Geneva 20Tel. + 41 22 749 01 11Fax + 41 22 749 09 47E-mail copyrightiso.o

7、rgWeb www.iso.orgPublished in Switzerlandii ISO 2011 All rights reservedBS ISO 14300-2:2011ISO 14300-2:2011(E)Contents PageForeword .vIntroduction .vi1 Scope 12 Normative references .13 Terms, definitions and abbreviated terms 13.1 Terms and definitions .13.2 Abbreviated terms .24 Objectives, policy

8、 and principles General .24.1 Objectives 24.2 Policy and principles 25 Product assurance management 25.1 Objective 25.2 Policy and principles 35.3 Requirements .36 Quality assurance .56.1 Objective 56.2 Policy and principles 57 Safety assurance .67.1 Objective 67.2 Policy and principles 68 Dependabi

9、lity assurance .78.1 Objective 78.2 Policy and principles 79 Parts, materials and processes .89.1 Objective 89.2 Policy and programme .8Bibliography .9 ISO 2011 All rights reserved iiiBS ISO 14300-2:2011ForewordISO (the International Organization for Standardization) is a worldwide federation of nat

10、ional standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. Interna

11、tional organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.International Standards are drafted in accordance with the ru

12、les given in the ISO/IEC Directives, Part 2.The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated to the member bodies for voting. Publication as an International Standard requires approval by at

13、least 75 % of the member bodies casting a vote.Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights.ISO 14300-2 was prepared by Technical Committee ISO/TC

14、20, Aircraft and space vehicles, Subcommittee SC 14, Space systems and operations.This second edition cancels and replaces the first edition (ISO 14300-2:2002), which has been technically revised.ISO 14300 consists of the following parts, under the general title Space systems Programme management :

15、Part 1: Structuring of a project Part 2: Product assuranceISO 14300-2:2011(E)iv ISO 2011 All rights reservedBS ISO 14300-2:2011IntroductionThis part of ISO 14300 is intended to be applied for the product assurance in space programmes/projects and applications.Requirements in this part of ISO 14300 a

16、re defined in terms of what is intended to be accomplished, rather than in terms of how to organize and perform the necessary work. This allows existing organizational structures and methods to be applied where they are effective, and for the structures and methods to evolve as necessary without rew

17、riting the standards.The formulation of this part of ISO 14300 takes into account the existing “ISO 9000 family of standards” and the content of ISO 14300-1.ISO 14300-2:2011(E) ISO 2011 All rights reserved vBS ISO 14300-2:2011BS ISO 14300-2:2011INTERNATIONAL STANDARD ISO 14300-2:2011(E)Space systems

18、 Programme management Part 2:Product assurance1 ScopeThis part of ISO 14300 defines the product assurance (PA) policy, objectives, principles, and requirements for the establishment and implementation of PA programmes for space programmes covering mission definition, design, development, production

19、and operations of space products, including disposal.The PA discipline covers: PA management, quality assurance, safety assurance, dependability (reliability, availability and maintainability) assurance of software and hardware products, as well as parts (including electrical, electromechanical and

20、electronic components, and mechanical parts), materials and processes assurance.This part of ISO 14300 defines their respective objectives, policies, and principles to achieve the stated overall PA objectives throughout the complete life cycle of the products.The provisions of this part of ISO 14300

21、 apply to space products.The term “programme” is understood as a group of several projects. Both “programme” and “project” can be used in the same context throughout this part of ISO 14300.2 Normative referencesThe following referenced documents are indispensable for the application of this document

22、. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies.ISO 9000:2005, Quality management systems Fundamentals and vocabularyISO 14300-1, Space systems Programme management Part 1: Structuring of

23、 a projectISO 14620-1, Space systems Safety requirements Part 1: System safetyISO 14621-1, Space systems Electrical, electronic and electromechanical (EEE) parts Part 1: Parts managementISO 14621-2, Space systems Electrical, electronic and electromechanical (EEE) parts Part 2: Control programme requ

24、irementsISO 17666, Space systems Risk management3 Terms, definitions and abbreviated terms3.1 Terms and definitionsFor the purposes of this document, the terms and definitions given in ISO 9000:2005 and the following apply.3.1.1product assurancediscipline devoted to the study, planning and implement

25、ation of activities intended to ensure that the design, controls, methods and techniques in a programme result in a satisfactory level of quality in a product ISO 2011 All rights reserved 1BS ISO 14300-2:20113.2 Abbreviated termsFor the purposes of this document, the following abbreviated terms appl

26、y.EEE Electrical, electronic, electromechanicalPA Product assurance4 Objectives, policy and principles General4.1 ObjectivesThe prime objective of PA is to ensure that the space products accomplish their defined mission objectives and, more specifically, that they are safe, available and reliable.An

27、 additional objective is to achieve more cost effective space programmes by coordinating the development and implementation of appropriate PA methods and standards.In support of programme risk management, PA will ensure an adequate identification, appraisal, prevention and control of technical and p

28、rogrammatic risks within programme constraints.4.2 Policy and principlesIn order to meet these objectives, a PA policy is defined in this part of ISO 14300, which requires a PA programme derived from a system based on preventive approach and includes:a) protection of human life, space products, inve

29、stment and environment;b) definition and maintenance of a programme PA function, with appropriate autonomy with respect to other lines and programme level organizations;c) integrated application of the PA disciplines and coordination with the associated functions of programme management and programm

30、e engineering;d) tailoring of the PA requirements to the specific programme needs;e) assignment of PA requirements and their control commensurate with the function criticality within the system;f) integrated PA participation to the overall risk management process;g) PA contribution to proper control

31、 of the technical risks and ensuring awareness by the appropriate levels of management until the end of the disposal phase;h) implementation of a preventive approach, i.e. early identification of potential problems and continuous influence on the development process;i) verification activities consis

32、tent with programme objectives;j) certification activities by the supplier on the end product for the customers final acceptance.5 Product assurance management5.1 ObjectiveThe objective of product assurance management is to ensure and achieve an adequate, effective and efficient coordination and imp

33、lementation of the PA activities through a proper integration of the PA disciplines, as well as the integration of PA with all programme management and engineering activities.ISO 14300-2:2011(E)2 ISO 2011 All rights reservedBS ISO 14300-2:20115.2 Policy and principles5.2.1 The PA management policy i

34、s that a PA programme is implemented throughout all programme phases and coordinated with all the actors, and is managed in such a way as to ensure that:a) the PA programme and organization, requirements, methods, tools and resources are well defined and implemented at each level from system down to

35、 piece part;b) the applicable standards are tailored appropriately;c) aspects are identified, which can affect programme requirements having major impacts on safety, mission success and the related cost and schedule consequences;d) adverse consequences of these aspects are prevented by the early det

36、ection, characterization, elimination, minimization and containment of problem contributors and initiators;e) risks are assessed and controlled, and acceptability of the residual risks is evaluated;f) the end product conforms to its specifications and observed non-conformances are properly disposed

37、of.Such a programme provides, at any time, the necessary visibility of the quality status of the product.5.2.2 The basic implementation principles are to:a) define all PA activities consistent with the programme objectives, requirements, criticality and constraints;b) ensure the allocation and avail

38、ability of adequate resources, personnel and facilities to carry out the required PA tasks;c) ensure that lower level contractors/suppliers perform proper PA implementation, monitoring and control;d) ensure proper progress monitoring, reporting and visibility of all PA matters, in particular those r

39、elated to risk dispositions, alerts, critical items, non-conformances, changes, deviations, waivers, actions and/or recommendations resulting from reviews, inspection and audits, qualification, verification and acceptance.5.3 Requirements5.3.1 Responsibility and authorityThe following are the respon

40、sibility and authority requirements.a) The responsibility, the authority and the interrelation of PA shall be defined.b) The PA responsibilities and the interfaces of each organization, either external or internal, involved in a programme shall be defined and documented.c) The delegation of PA tasks

41、 by a supplier to another lower tier supplier shall be carried out in a documented and controlled way. The supplier retains the responsibility towards the customer.d) The parties involved shall perform risk management in accordance with ISO 17666.5.3.2 ResourcesThe following are the resource require

42、ments.a) The supplier shall provide adequate resources to perform the required PA tasks.b) Trained personnel shall be assigned to the various PA activities.c) The supplier shall assign a programme PA manager reporting to the programme manager and having unimpeded access to higher management through

43、the company PA (or equivalent) executive as necessary to fulfil his/her duties.ISO 14300-2:2011(E) ISO 2011 All rights reserved 3BS ISO 14300-2:2011d) The supplier shall establish a documented training programme for all personnel whose performance determines or affects product quality.e) Reviews and

44、 audits of the PA programme, of processes and/or of product shall be carried out by personnel not directly involved in the work being performed.5.3.3 Product assurance programme managementThe following are the product asurance prgramme management requirements.a) The appointed programme PA manager, i

45、rrespective of other responsibilities, shall have sufficient organizational authority and independence to propose and maintain a PA programme in accordance with the programme PA requirements.b) The supplier shall prepare and implement a programme PA plan.c) The suppliers PA plan shall be maintained

46、throughout the programme life cycle.d) The supplier shall report on a regular basis as specified in the business agreement on the status of the PA programme implementation.e) The supplier shall plan and perform quality audits of the PA programme, processes and/or products using established and maint

47、ained procedures.5.3.4 Contractual aspectsAt any contractual level, the applicable PA programme shall provide evidence that:a) all contracts include suitable PA provisions based upon the knowledge of the products and on the customers requirements;b) the PA function is involved in the preparation and

48、 negotiations of the PA provisions;c) the PA function participates in the detailed review of the contract;d) the PA function is involved in the assessment and review of all changes to the contractual requirements.5.3.5 Risk assessment and control5.3.5.1 PA shall provide inputs to the overall program

49、me risk management process defined in ISO 14300-1. In the implementation of the process, the following PA aspects shall be considered systematically:a) the likelihood and severity of risks or their uncertainties expected in demonstration of design performance, and with items having small design margins;b) the risk identified by dependability and safety analyses;c) the likelihood and severity of risks or their uncertainties expected in the development of new products, components, parts, materials, processes and critic