BS ISO 18436-1-2012 Condition monitoring and diagnostics of machines Requirements for qualification and assessment of personnel Requirements for assessment bodies and the assessmen.pdf

1、BSI Standards PublicationCondition monitoring and diagnostics of machines Requirements for qualification and assessment of personnelPart 1: Requirements for assessment bodies and the assessment processBS ISO 18436-1:2012Incorporating corrigendum March 2014BS ISO 18436-1:2012National forewordThis Bri

2、tish Standard is the UK implementation of ISO 18436-1:2012. It supersedes BS ISO 18436-1:2004 which is withdrawn.The UK participation in its preparation was entrusted by Technical Committee GME/21, Mechanical vibration, shock and condition monitoring, to Subcommittee GME/21/7, Mechanical vibration,

3、shock and condition monitoring - Condition monitoring.A list of organizations represented on this subcommittee can be obtained on request to its secretary.This publication does not purport to include all the necessary provisions of a contract. Users are responsible for its correct application. The B

4、ritish Standards Institution 2014. Published by BSI Standards Limited 2014ISBN 978 0 580 82338 1ICS 03.100.30; 17.160Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standard was published under the authority of the Standards Policy and Strategy Committee

5、on 30 November 2012.Amendments/corrigenda issued since publicationDate Text affected31 March 2014 Implementation of ISO corrected text 15 January 2013: subclause 7.2 revisedBRITISH STANDARD ISO 2012Condition monitoring and diagnostics of machines Requirements for qualification and assessment of pers

6、onnel Part 1: Requirements for assessment bodies and the assessment processSurveillance et diagnostic dtat des machines Exigences relatives la qualification et lvaluation du personnel Partie 1: Exigences relatives aux organismes dvaluation et au mode opratoire dvaluationINTERNATIONAL STANDARDISO1843

7、6-1Second edition2012-11-15Corrected version2013-01-15Reference numberISO 18436-1:2012(E)ii ISO 2012 All rights reservedCOPYRIGHT PROTECTED DOCUMENT ISO 2012All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electro

8、nic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in the country of the requester.ISO copyright officeCase postale 56 CH-1211 Geneva 20Tel. + 41 22 749 01 11Fax + 41 22 749 09 47E-mail copyrightiso.orgWeb w

9、ww.iso.orgPublished in SwitzerlandBS ISO 18436-1:2012 ISO 18436-1:2012 (E) ISO 2012 All rights reserved iiiContents PageForeword ivIntroduction v1 Scope 12 Normative references . 13 Terms and definitions . 14 Assessment body 24.1 Charter 24.2 General provisions 24.3 Requirements . 34.4 Responsibilit

10、ies . 34.5 Organizational structure of the assessment body . 44.6 Examination centres . 44.7 Technical committees for certification 45 Requirements for assessment body personnel 55.1 General provisions 55.2 Additional criteria for examiners . 56 Classification of personnel . 66.1 General . 66.2 Cate

11、gories . 66.3 Employer 67 Eligibility for examination . 67.1 General . 67.2 Mature candidate entry 68 Qualification examinations . 78.1 Conduct of examinations 78.2 Grading . 78.3 Re-examination 79 Certification . 89.1 Administration 89.2 Recognition documents 810 Validity and renewal of recognition

12、 810.1 Validity of recognition 810.2 Renewal of recognition 810.3 Late renewal of recognition 910.4 Reassessment 911 Files . 912 Transition period . 9Annex A (normative) Code of ethics 10Annex B (normative) Qualifications for examiners and invigilators 11Bibliography .12BS ISO 18436-1:2012 ISO 18436

13、-1:2012 (E)ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for

14、 which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on a

15、ll matters of electrotechnical standardization.International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are c

16、irculated to the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote.Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held respo

17、nsible for identifying any or all such patent rights.ISO 18436-1 was prepared by Technical Committee ISO/TC 108, Mechanical vibration, shock and condition monitoring, Subcommittee SC 5, Condition monitoring and diagnostics of machines.This second edition cancels and replaces the first edition (ISO 1

18、8436-1:2004), which has been technically revised. It also incorporates the Technical Corrigendum ISO 18436-1:2004/Cor. 1:2006.ISO 18436 consists of the following parts, under the general title Condition monitoring and diagnostics of machines Requirements for qualification and assessment of personnel

19、 : Part 1: Requirements for assessment bodies and the assessment process Part 2: Vibration condition monitoring and diagnostics Part 3: Requirements for training bodies and the training process Part 4: Field lubricant analysis Part 5: Lubricant laboratory technician/analyst Part 6: Acoustic emission

20、 Part 7: ThermographyThe following part is under preparation: Part 8: UltrasoundThe following part is planned: Part 9: Condition monitoring specialistsThis corrected version of ISO 18436-1:2012 incorporates a revised text of 7.2.iv ISO 2012 All rights reservedBS ISO 18436-1:2012 ISO 18436-1:2012 (E)

21、IntroductionCondition monitoring and diagnostics of machines are integral parts of an effective maintenance programme. Non-intrusive technologies used in condition monitoring and fault diagnosis include vibration, infrared thermography, oil and wear debris analysis, acoustic and ultrasonic analysis,

22、 and electric signature analysis. In many instances, these technologies act as complimentary condition monitoring tools. The skills and expertise of the practitioners performing the measurements and analysing the data are critical to the effective application of these technologies.This part of ISO 1

23、8436 defines the requirements for persons and organizations operating assessment systems in the non-intrusive machine condition monitoring and diagnostic technologies that use the technology parts of ISO 18436. General requirements for assessment body personnel are contained in this part of ISO 1843

24、6. Specific requirements for the assessment of personnel in condition monitoring and diagnostics are contained in ISO 18436-2 and ISO 18436-4 to ISO 18436-9.In accordance with ISO/IEC 17000, an assessment body (person or organization) may be a first-party conformity assessment organization issuing a

25、 declaration of conformity, a second party issuing an attestion of conformity or it may be a third-party certification body compliant with ISO/IEC 17024 issuing certificates of conformity. This part of ISO 18436 specifies the general provisions for certification bodies; however, where applicable, th

26、ey should apply to first and second parties. ISO 2012 All rights reserved vBS ISO 18436-1:2012 ISO 18436-1:2012 (E)Condition monitoring and diagnostics of machines Requirements for qualification and assessment of personnel Part 1: Requirements for assessment bodies and the assessment process1 ScopeT

27、his part of ISO 18436 specifies requirements for persons and organizations (“assessment body”) operating conformity assessment systems for personnel who perform machinery condition monitoring, identify machine faults, and recommend corrective action. Procedures for the conformity assessment of condi

28、tion monitoring and diagnostic personnel are specified.NOTE These requirements are in addition to those of ISO/IEC 17000, ISO/IEC 17024, and ISO/IEC 17050-1.2 Normative referencesThe following documents, in whole or in part, are normatively referenced in this document and are indispensable for its a

29、pplication. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies.ISO/IEC 17000:2004, Conformity assessment V ocabulary and general principlesISO/IEC 17024:2012, Conformity assessment G eneral re

30、quirements for bodies operating certification of personsISO/IEC 17050 (all parts), Conformity assessment S uppliers declaration of conformityISO 18436 (all relevant parts), Condition monitoring and diagnostics of machines Requirements for qualification and assessment of personnel3 Terms and definiti

31、onsFor the purposes of this document, the terms and definitions given in ISO/IEC 17000, ISO/IEC 17024, ISO/IEC 17050 and the following apply.3.1certificatecertificate issued by a certification body in accordance with the conditions of its accreditation and bearing an accreditation symbol or statemen

32、tNote 1 to entry: The certificate shall state the relevant part of ISO 18436 dealing with the specific technology concerned3.2certification bodyorganization that meets the requirements of ISO/IEC 17024 for third-party certification bodies and issues a certificate of conformity3.3examination centrece

33、ntre approved by the certification body where qualification examinations are carried outSOURCE: ISO 9712:2012,13.8.INTERNATIONAL STANDARD ISO 18436-1:2012(E) ISO 2012 All rights reserved 13.4invigilatorperson authorized by the certification body to supervise examinationsSOURCE: ISO 9712:2012,13.12.3

34、.5technical committee for certificationTCCcommittee organized by an assigned certification body to direct the technical aspects of certification3.6significant interruptionabsence or change of activity which prevents the certified individual from practising the duties corresponding to the category in

35、 the method and the sector(s) within the certified scope, for either a continuous period in excess of one year or two or more periods for a total time exceeding two yearsNote 1 to entry: Legal holidays or periods of sickness or courses of less than 30 days are not taken into account when calculating

36、 the interruption.SOURCE: ISO 9712:2012,13.27, modified.3.7first-party assessmentconformity assessment activity that is performed by the person or organization that provides the condition monitoring personnel and issues a declaration (written attestation) of conformitySOURCE: ISO/IEC 17000:2004, 2.2

37、, modified3.8second-party assessmentconformity assessment activity that is performed by a person or organization that has a user interest in the condition monitoring personnel of another organizationSOURCE: ISO/IEC 17000:2004, 2.3, modified3.9third-party assessmentconformity assessment activity that

38、 is performed by an organization which is recognized to assess (evaluate) the competence of personnel and issue a certificateSOURCE: ISO/IEC 17000:2004, 2.4, modified4 Assessment body4.1 CharterThe assessment process, which includes all procedures adopted to demonstrate the conformity of individuals

39、 with the requirements specified in this International Standard and leads to a written attestation of their qualifications, shall be administered by an assessment body.4.2 General provisionsQualifications for recognition shall not be based on limiting conditions, such as undue financial commitment,

40、training by a specific organization, or membership in any specific organization. However, specific training courses involving standard curricula are required for recognition of compliance by an assessment body, which shall have a process to ensure adherence to the curricula.There shall be no limit t

41、o the number of persons certified in any category.2 ISO 2012 All rights reservedBS ISO 18436-1:2012 ISO 18436-1:2012 (E)The assessment body shall be responsible for granting, maintaining, renewing, extending, restricting and withdrawing certificates or recognition.4.3 RequirementsAn assessment body

42、shall:a) conform to this part of ISO 18436 and to other relevant parts of ISO 18436 (see the complete listing in the Foreword) for personnel involved in the condition monitoring and diagnostics of machines;b) have the administrative resources needed to conduct examinations and administer examination

43、 centres;c) be independent of any commercial interest;d) use non-discriminatory policies and procedures in the administration of the certification system;e) comply with all applicable national and international laws.In addition, a certification body shall be in accordance with ISO/IEC 17024:2012, Cl

44、auses 5 to 8.4.4 ResponsibilitiesAn assessment body shall:a) initiate, maintain and promote the assessment procedures to demonstrate the qualification of an individual to carry out tasks in machinery condition monitoring and diagnosis, which leads to written attestation of their qualifications;b) ad

45、minister the procedures and operations for conformity assessment in accordance with the requirements of this part of ISO 18436, and a stringent code of ethics (see Annex A), including sanctions, that will apply to certificate holders and recognized persons;c) take the ultimate responsibility for the

46、 assessment procedures, including technical and administrative requirements;d) ensure the adherence to training curricula as specified in the individual technical parts of ISO 18436 (see the complete listing in the Foreword);e) approve properly staffed and equipped examination centres, which it shal

47、l monitor on a periodic basis;f) develop or approve suitable assessment examination questions;g) approve the eligibility of candidates for examination;h) authorize the time and location of the examination, the examination centre, and the invigilator or examiner for each examination;i) prepare and di

48、stribute examinations to the examination centre;j) receive and evaluate the completed examinations;k) notify the examinee of the results of the examination;l) issue the certificate or recognition of conformity to successful examinees;m) keep appropriate records of the operations of conformity;n) pro

49、vide an overview of the examination results to the examinee upon written request;o) develop and implement renewal and recertification procedures and requirements;p) monitor all delegated functions. ISO 2012 All rights reserved 3BS ISO 18436-1:2012 ISO 18436-1:2012 (E)4.5 Organizational structure of the assessment bodyThe assessment body shall have an organizational structure, accessible to the public that invites and permits participation by all interested persons.4.6 Examination centres4.6.1 GeneralE