1、BSI Standards PublicationBS ISO 18537:2015Traceability of crustaceanproducts Specifications onthe information to be recordedin captured crustaceandistribution chainsBS ISO 18537:2015 BRITISH STANDARDNational forewordThis British Standard is the UK implementation of ISO 18537:2015. The UK participati
2、on in its preparation was entrusted to TechnicalCommittee AW/234, Fisheries and Aquaculture.A list of organizations represented on this committee can be obtained on request to its secretary.This publication does not purport to include all the necessary provisions of a contract. Users are responsible
3、 for its correct application. The British Standards Institution 2015.Published by BSI Standards Limited 2015ISBN 978 0 580 83933 7 ICS 67.120.30 Compliance with a British Standard cannot confer immunity from legal obligations.This British Standard was published under the authority of the Standards P
4、olicy and Strategy Committee on 31 October 2015.Amendments/corrigenda issued since publicationDate T e x t a f f e c t e dBS ISO 18537:2015 ISO 2015Traceability of crustacean products Specifications on the information to be recorded in captured crustacean distribution chainsTraabilit des crustacs Sp
5、cifications relatives aux informations enregistrer dans les chaines de distribution de crustacs issus de la pcheINTERNATIONAL STANDARDISO18537First edition2015-10-01Reference numberISO 18537:2015(E)BS ISO 18537:2015ISO 18537:2015(E)ii ISO 2015 All rights reservedCOPYRIGHT PROTECTED DOCUMENT ISO 2015
6、, Published in SwitzerlandAll rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior written permission. P
7、ermission can be requested from either ISO at the address below or ISOs member body in the country of the requester.ISO copyright officeCh. de Blandonnet 8 CP 401CH-1214 Vernier, Geneva, SwitzerlandTel. +41 22 749 01 11Fax +41 22 749 09 47copyrightiso.orgwww.iso.orgBS ISO 18537:2015ISO 18537:2015(E)
8、Foreword ivIntroduction v1 Scope . 12 Normative references 13 Terms and definitions . 14 Abbreviations. 25 Principle 36 Requirements 46.1 Identification of the units traded 46.2 Recording of information . 46.3 Capture. 56.4 Vessel landing businesses and first sale 86.5 Processors 106.6 Transporters
9、and store operators . 146.6.1 Live crustacean .146.6.2 Crustaceans other than live . 166.7 Traders and wholesalers . 186.8 Retailers and caterers 206.9 Bringing in materials from outside the domain 22Bibliography .24 ISO 2015 All rights reserved iiiContents PageBS ISO 18537:2015ISO 18537:2015(E)Fore
10、wordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a techni
11、cal committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of e
12、lectrotechnical standardization.The procedures used to develop this document and those intended for its further maintenance are described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the different types of ISO documents should be noted. This document wa
13、s drafted in accordance with the editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such pate
14、nt rights. Details of any patent rights identified during the development of the document will be in the Introduction and/or on the ISO list of patent declarations received (see www.iso.org/patents).Any trade name used in this document is information given for the convenience of users and does not c
15、onstitute an endorsement.For an explanation on the meaning of ISO specific terms and expressions related to conformity assessment, as well as information about ISOs adherence to the WTO principles in the Technical Barriers to Trade (TBT) see the following URL: Foreword - Supplementary informationThe
16、 committee responsible for this document is ISO/TC 234, Fisheries and aquaculture.iv ISO 2015 All rights reservedBS ISO 18537:2015ISO 18537:2015(E)IntroductionThere are increasing demands for detailed information on the nature and origin of food products. Traceability is becoming a legal and commerc
17、ial necessity.The ISO definition of traceability concerns the ability to trace the history, application, and location of that which is under consideration, and for products this can include the origin of food materials and non food parts thereof, the processing history and the distribution and locat
18、ion of the product after delivery. Traceability includes not only the principal requirement to be able to physically trace products through the distribution chain, from origin to destination and vice versa, but also to be able to provide information on what they are made of and what has happened to
19、them. These further aspects of traceability are important in relation to food safety, quality, and labelling.The scheme specified in this International Standard does not demand perfect traceability, i.e. that a particular retail product should be traceable back to a capture operator and batch of ori
20、gin. Pragmatically it is recognized that mixing of animals or materials is often commercially necessary at a number of stages in the distribution chains, e.g. in grading at first sale prior to sale and in the processing of raw materials into products. As a result there will be occasions where whole
21、chain traceability of materials and products is neither possible nor commercially practical. These limitations are to be recognized and taken into consideration when auditing against this International Standard and are not to preclude compliance so as to disadvantage otherwise compliant operators. W
22、here such mixing necessarily occurs, the food business shall generate a trade unit or units only from the point that identification of units is possible. The requirement for traceability is that the business records the IDs of created or received trade units that may be input into each subsequently
23、created unit thereafter, and vice versa. The particular product or products are then traceable through the supply chain (as far as is practical) to generate information on the maximum number of stages of the chain as possible.Given the variety of crustacean products and of their distribution chains
24、that operate within and between different countries, and varying legal requirements, the information specifications cannot itemise all the information that may possibly be required in every situation. This International Standard provides a generic basis for traceability. Flexibility is allowed for b
25、usinesses to record further information, in their own non-standardised files, but keyed to the same unit IDs.The information remains in the ownership of the food business that generated it but is available when required by law for the purposes of traceability (in the event of a food safety problem)
26、or by commercial agreement between businesses. The structure, names, and content of the information is standardised so that it can be readily communicated from business to business through the distribution chains, ensuring common understanding of terms and meanings.Commercial arrangements for busine
27、sses to communicate information through the distribution chains are to be encouraged, particularly for the information desired by the trade to be visible at the various transaction points in the chains, but that is not the subject of this International Standard.Though this International Standard is
28、designed with electronic representation and communication of data in mind, the specifications may be met by paper systems. ISO 2015 All rights reserved vBS ISO 18537:2015BS ISO 18537:2015Traceability of crustacean products Specifications on the information to be recorded in captured crustacean distr
29、ibution chains1 ScopeThis International Standard specifies the information to be recorded in wild-caught crustacean supply chains in order to establish the traceability of products originating from wild-caught crustacean. It specifies how crustacean products traded are to be identified and the infor
30、mation to be generated and held on those products by each of the food businesses that physically trade them through the distribution chains. It is specific to the distribution for human consumption of crustacean and their products, from wild-caught through to retailers or caterers.The types of busin
31、esses identified in this International Standard for wild-caught crustacean distribution chains are: capture operators; landing businesses and first sale; processors; transporters and store operators; traders and wholesalers; retailers and caterers; logistics including materials brought from other do
32、mains.Any given crustacean distribution chain may be made up of some or all of the above components but not necessarily in the sequence listed.2 Normative referencesThe following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. Fo
33、r dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies.ISO 8601, Data elements and interchange formats Information interchange Representation of dates and times3 Terms and definitionsFor the purpose
34、s of this document, the following terms and definitions apply.3.1traceabilityability to trace the history, application, or location of that which is under considerationNote 1 to entry: When considering product, traceability can relate to the following: origin of materials and parts, processing histo
35、ry, andINTERNATIONAL STANDARD ISO 18537:2015(E) ISO 2015 All rights reserved 1BS ISO 18537:2015ISO 18537:2015(E) distribution and location of the product after delivery.SOURCE: ISO 9000:2005, 3.5.4, modified3.2Unique Logistic Unit IdentifierULUIany composition established for transport and/or storag
36、e that needs to be identified and managed through the supply chain3.3Unique Trade Unit IdentifierUTUIsmallest unit, which is guaranteed to retain its integrity as it moves from one link of the chain to the nextNote 1 to entry: It is the smallest unit that is kept whole and undivided with no change i
37、n content or label/identification.3.4crustaceanaquatic animal belonging to the phylum ArthropodaNote 1 to entry: Arthropoda is a major group of invertebrate organisms characterized by their chitinous exoskeleton and jointed appendages, occurring in marine and freshwaters and on land.3.5crustacean pr
38、oductproduct prepared out of crustaceans or parts thereof4 AbbreviationsCAC Codex Alimentarius CommissionEPC Electronic Product Code, a unique number provided by GS1 used to identify instances of trade items (individual trade units) particularly suited for representation in an RFID chipFAO The Food
39、and Agriculture Organization of the United NationsFBO Food Business Operator, generic term for someone in the supply chain who processes, sends, or receives relevant trade units or logistic unitsGLN Global Location Number, a 13-digit globally unique number provided by GS1 used to identify parties an
40、d physical locationsGMP Good Manufacturing PracticeGS1 Global non-profit organization dedicated to the design and implementation of global stand-ards and solutions to improve the efficiency and visibility of supply and demand chains glob-ally and across sectors; previously EAN/UCC.GTIN Global Trade
41、Item Number, an 814-digit globally unique number provided by GS1 used to identify types of trade items (product types)HACCP Hazard Analysis Critical Control PointsHS Harmonized Commodity Description and Coding SystemLAT Latin NameLU Logistic Unit2 ISO 2015 All rights reservedBS ISO 18537:2015ISO 185
42、37:2015(E)RFID Radio-Frequency Identification, the use of an object (typically referred to as an RFID tag) applied to or incorporated into a product for the purpose of identification and tracking using radio wavesRFMO Regional Fisheries Management OrganizationSGTIN Serialized Global Trade Item Numbe
43、r, a unique number provided by GS1 used to identify instances of trade items (individual trade units) by extending the GTINSSCC Serial Shipping Container Code, an 18-digit globally unique number provided by GS1 used to identify logistics unitsTSN Taxonomic Serial NumberTU Trade UnitUI Unique Identif
44、ierULUI Unique Logistic Unit IdentifierUTUI Unique Trade Unit Identifier5 PrincipleThe fundamental principle of chain traceability is that trade units (TU) shall be identified by unique codes (UI). This code may be globally unique in itself (for instance, the GS1 SGTIN or EPC numbers) or it could be
45、 unique in that particular scope only, which means that it should be no other TUs in that part of the chain that may have the same number. If the scope (the product type, the company, the chain, the sector, the country, or similar) is assigned a globally unique number, the combination of the globall
46、y unique scope number and the locally unique TU number shall constitute a globally unique identifier for the TU.NOTE 1 The UTUI term is introduced to indicate a TU identifier which is, or might be, made globally unique.Trade Units (TUs) may be grouped together to make Logistic Units (LUs) or LUs may
47、 be grouped together to make higher level LUs. A fundamental principle of chain traceability is that logistic units shall be identified by a unique code. This code shall be a national code which may be globally unique in itself (similar to the GS1 SSCC code) or it could be unique in that particular
48、scope only, which means that there should be no other LUs in that part of the chain that may have the same number. If the scope (the product type, the company, the chain, the sector, the country) is assigned a globally unique number, the combination of the globally unique scope number and the locall
49、y unique LU number shall constitute a globally unique identifier for the LU.NOTE 2 The ULUI term is introduced to indicate a LU identifier which is, or might be, made globally unique.The key to the operation of this traceability scheme is the labelling of each unit of goods traded, whether of raw materials or finished products, with a unique ID. This shall be done by the food business that creates each unit. Businesses that transform units, such as processors who convert the units of raw materials received into the products dispatch
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