BS ISO 20022-2-2013 Financial services Universal financial industry message scheme UML profile《金融服务 通用金融工业信息规划 UML配置文件》.pdf

1、raising standards worldwideNO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBSI Standards PublicationBS ISO 20022-2:2013Financial services Universalfinancial industry messageschemePart 2: UML profileBS ISO 20022-2:2013 BRITISH STANDARDNational forewordThis British Standard is th

2、e UK implementation of ISO 20022-2:2013.It supersedes BS ISO 20022-2:2007 which is withdrawn.The UK participation in its preparation was entrusted to TechnicalCommittee IST/12, Financial services.A list of organizations represented on this committee can beobtained on request to its secretary.This pu

3、blication does not purport to include all the necessaryprovisions of a contract. Users are responsible for its correctapplication. The British Standards Institution 2013. Published by BSI StandardsLimited 2013ISBN 978 0 580 70957 9ICS 03.060Compliance with a British Standard cannot confer immunity f

4、romlegal obligations.This British Standard was published under the authority of theStandards Policy and Strategy Committee on 31 May 2013.Amendments issued since publicationDate Text affectedBS ISO 20022-2:2013Reference numberISO 20022-2:2013(E)ISO 2013INTERNATIONAL STANDARD ISO20022-2Third edition2

5、013-05-01Financial services Universal financial industry message scheme Part 2: UML profile Services financiers Schma universel de messages pour lindustrie financire Partie 2: Profil UML BS ISO 20022-2:2013ISO 20022-2:2013(E) COPYRIGHT PROTECTED DOCUMENT ISO 2013 All rights reserved. Unless otherwis

6、e specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in the country of the requester. ISO copyright of

7、fice Case postale 56 CH-1211 Geneva 20 Tel. + 41 22 749 01 11 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO 2013 All rights reservedBS ISO 20022-2:2013ISO 20022-2:2013(E) ISO 2013 All rights reserved iiiContents Page Foreword . v Introduction . vii 1 S

8、cope 1 2 Normative references 1 3 Terms and definitions . 1 4 How the Profile is specified 2 4.1 General . 2 4.2 Package structure of the Profile 2 4.3 Basic organization of the Profile specification 2 4.4 Properties of the Metamodel and UML Tag Definitions 3 4.5 Properties of the Metamodel that cor

9、respond to existing UML Properties . 3 4.6 AssociationEnds . 3 4.7 Constraints . 3 4.8 Figures 3 4.9 How modellers choose which UML Diagrams to create 3 5 Mapping the Metamodels elements to UML . 4 5.1 General . 4 5.2 UML realization of ISO20022:Metamodel . 4 5.2.1 General . 4 5.2.2 Metaclass: Busin

10、essProcessCatalogue 4 5.2.3 Metaclass: CodeSet . 4 5.2.4 Metaclass: Code 5 5.2.5 Metaclass: Constraint . 5 5.2.6 Metaclass: DataDictionary 5 5.2.7 Metaclass: IdentifierSet 5 5.2.8 Metaclass: Repository 5 5.2.9 Metaclass: RepositoryConcept 6 5.2.10 Metaclass: TopLevelCatalogueEntry . 6 5.2.11 Metacla

11、ss: TopLevelDictionaryEntry 6 5.2.12 Metaclass: Trace 6 5.2.13 DataType: Cardinality 6 5.3 UML realization of ISO20022:Metamodel:ScopeLevel 7 5.3.1 General . 7 5.3.2 Metaclass: BusinessProcess . 7 5.3.3 Metaclass: BusinessRole . 7 5.4 UML realization of ISO20022:Metamodel:ScopeToConceptualTransforma

12、tion . 8 5.4.1 General . 8 5.4.2 Metaclass: BusinessProcessTrace . 8 5.4.3 Metaclass: BusinessRoleTrace 8 5.5 UML realization of ISO20022:Metamodel:ConceptualLevel:Dynamic 8 5.5.1 General . 8 5.5.2 Metaclass: BusinessTransaction . 9 5.5.3 Metaclass: MessageTransmission 9 5.5.4 Metaclass: MessageTran

13、sportMode 10 5.5.5 Metaclass: Participant . 10 5.5.6 Metaclass: Receive 11 5.5.7 Metaclass: Send 11 5.6 UML realization of ISO20022:Metamodel:ConceptualLevel:Static . 11 5.6.1 General . 11 BS ISO 20022-2:2013ISO 20022-2:2013(E) iv ISO 2013 All rights reserved5.6.2 Metaclass: BusinessAssociation .11

14、5.6.3 Metaclass: BusinessAssociationEnd 12 5.6.4 Metaclass: BusinessAttribute 12 5.6.5 Metaclass: BusinessComponent .12 5.6.6 Metaclass: BusinessElement .13 5.7 UML realization of ISO20022:Metamodel:ConceptualToLogicalTransformation .13 5.7.1 General 13 5.7.2 Metaclass: BusinessComponentTrace 13 5.7

15、.3 Metaclass: BusinessElementTrace 14 5.7.4 Metaclass: CodeSetTrace .14 5.7.5 Metaclass: MessageTypeTrace 14 5.8 UML realization of ISO20022:Metamodel:LogicalLevel .15 5.8.1 General 15 5.8.2 Metaclass:BusinessArea .15 5.8.3 Metaclass: ChoiceComponent .15 5.8.4 Metaclass: ExternalSchema .15 5.8.5 Met

16、aclass: MessageAssociation 15 5.8.6 Metaclass: MessageAssociationEnd .15 5.8.7 Metaclass: MessageAttribute .16 5.8.8 Metaclass: MessageBuildingBlock 16 5.8.9 Metaclass: MessageComponent 16 5.8.10 Metaclass: MessageComponentType 17 5.8.11 Metaclass: MessageDefinition 17 5.8.12 Metaclass: MessageDefin

17、itionIdentifier 18 5.8.13 Metaclass: MessageElement 18 5.8.14 Metaclass: MessageSet .19 5.9 UML realization of ISO20022:Metamodel:DataTypes .19 5.9.1 General 19 5.9.2 DataType: Amount .19 5.9.3 DataType: Indicator .19 5.9.4 DataType: Quantity 19 5.9.5 DataType: Rate .19 5.9.6 DataType: Text .20 5.10

18、 UML realization of ISO20022:TypeLibrary:XMLSchema .20 5.11 UML realization of ISO20022:TypeLibrary:Enumerations .21 5.11.1 Enumeration: Aggregation .21 Annex A (normative) Definitions of Stereotypes and Tags 22 Bibliography 71 BS ISO 20022-2:2013ISO 20022-2:2013(E) ISO 2013 All rights reserved vFor

19、eword ISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a tech

20、nical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of

21、 electrotechnical standardization. International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated t

22、o the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for

23、 identifying any or all such patent rights. ISO 20022-2 was prepared by Technical Committee ISO/TC 68, Financial services. This third edition cancels and replaces the second edition (ISO 20022-2:2007) which has been technically revised. ISO 20022 consists of the following parts, under the general ti

24、tle Financial services Universal financial industry message scheme: Part 1: Metamodel Part 2: UML profile Part 3: Modelling Part 4: XML Schema generation Part 5: Reverse engineering Part 6: Message transport characteristics Part 7: Registration Part 8: ASN.1 generation ISO 20022-1:2013, ISO 20022-2:

25、2013, ISO 20022-3:2013, ISO 20022-4:2013, ISO 20022-5:2013, ISO 20022-6:2013, ISO 20022-7:2013 and ISO 20022-8:2013 will be implemented by the Registration Authority by no later than the end of May 2013, at which time support for the concepts set out within them will be effective. Users and potentia

26、l users of the ISO 20022 series are encouraged to familiarize themselves with the 2013 editions as soon as possible, in order to understand their impact and take advantage of their content as soon as they are implemented by the Registration Authority. For further guidance, please contact the Registr

27、ation Authority. BS ISO 20022-2:2013ISO 20022-2:2013(E) vi ISO 2013 All rights reservedFor the purposes of research on financial industry message standards, users are encouraged to share their views on ISO 20022:2013 and their priorities for changes to future editions of the document. Click on the l

28、ink below to take part in the online survey: http:/ BS ISO 20022-2:2013ISO 20022-2:2013(E) ISO 2013 All rights reserved viiIntroduction This International Standard defines a scalable, methodical process to ensure consistent descriptions of messages throughout the financial services industry. The pur

29、pose of this International Standard is to describe precisely and completely the externally observable aspects of financial services messaging in a way that can be verified independently against operational messaging. The trigger for the creation of this International Standard was the rapid growth in

30、 the scale and sophistication of messaging within financial services during the 1990s using ISO 15022. The financial services industry (from here on referred to as “the industry“) created the first version of this International Standard as the successor to ISO 15022 in response to that trigger. Sinc

31、e ISO 15022, the industry has broadened the scope from securities to the entire industry for this International Standard. This International Standard is based on open technology standards, which historically have evolved more rapidly than the industry itself. Consequently, this International Standar

32、d adopted a model-driven approach where the model of the industrys messaging can evolve separately from the evolution of the messaging technology standards. The period during which this International Standard has emerged followed the widespread adoption of the World Wide Web (the Web) for business.

33、XML (eXtensible Mark-up Language) emerged as the de facto standard for document representation on the Web and it became the first syntax for ISO 20022. The modelling process is further refined into three levels which, in addition to the messaging technology standard, is why this International Standa

34、rd is based on four levels: the Scope level, the Conceptual level, the Logical level and the Physical level. This four-level approach is based on the first four levels of the Zachman Framework. The remaining two levels of the Zachman Framework are equivalent to the implementations and the operationa

35、l levels, respectively. In ISO 20022-1, the first, second and third levels are described in UML (Unified Modelling Language) because it is widely supported and supports multiple levels of abstraction. The models created in accordance with this International Standard are technology independent in tha

36、t they do not require any particular physical expression or implementation. Such models aim to describe all parts of the message exchange. The models form the definition of the protocol between participants exchanging messages. This International Standard defines a method that describes a process by

37、 which these models can be created and maintained by the modellers. The models and the Physical level artefacts are stored in a central repository, serviced by a Registration Authority. This International Standards repository is available on the World Wide Web and offers public access for browsing.

38、The Repository is organized into two areas: A DataDictionary containing the industry model elements likely to have further or repeated use. A BusinessProcessCatalogue that contains models describing specific message definitions and business processes, and physical syntax implementations. This Intern

39、ational Standard is organized into the following parts. ISO 20022-1 describes in MOF (Meta-Object Facility) the metamodel of all the models and the Repository. BS ISO 20022-2:2013ISO 20022-2:2013(E) viii ISO 2013 All rights reserved This part of ISO 20022 covers the UML profile, a grounding of gener

40、al UML into a specific subset defined for this International Standard (to be used when UML is selected to define the models). ISO 20022-3 describes a modelling method to produce models for this International Standard. ISO 20022-4 covers XML schema generation rules to transform a Logical level model

41、into a Physical level description in the syntaxes. ISO 20022-5 covers logical model alignment and reverse engineering of existing message syntaxes. ISO 20022-6 covers message transport characteristics that define the quality of service required by the business process definitions so that they can op

42、erate successfully. ISO 20022-7 describes the process of managing the registration of models and physical syntax implementations. ISO 20022-8 gives ASN.1 syntax generation rules to transform a Logical level model into a Physical level description in ASN.1. BS ISO 20022-2:2013INTERNATIONAL STANDARD I

43、SO 20022-2:2013(E) ISO 2013 All rights reserved 1Financial services Universal financial industry message scheme Part 2: UML profile 1 Scope This part of ISO 20022 defines the UML Profile for this International Standard. In essence, it defines how to use UML to create models that conform to the ISO 2

44、0022 Metamodel, which is defined in ISO 20022-1. In so doing, it defines a UML-based concrete syntax for the Metamodel. It does not preclude the specification of additional concrete syntaxes for the Metamodel, such as a textual concrete syntax. The Profile defines how to represent in UML each of the

45、 Metamodels Scope Level Elements (Level 1), Business Level Elements (Level 2) and Message Level Elements (Level 3), as well as Metamodel Elements that are scoped across the levels. Therefore, the Profile covers all of the Metamodels Packages, except for the following: ISO20022:Metamodel:ConceptualLe

46、vel:MessageTransport ISO20022:Metamodel:LogicalLevel:Reversing ISO20022:Metamodel:LogicalToPhysicalTransformation ISO20022:Metamodel:PhysicalLevel The Profile also covers the ISO20022:TypeLibrary Package, upon which the Metamodel has some dependencies. This part of ISO 20022 is only applicable when

47、UML is used. 2 Normative references ISO 20022-1, Financial services Universal financial industry message scheme Part 1: Metamodel 3 Terms and definitions For the purposes of this document, the terms and definitions given in ISO 20022-1 and the following apply. 3.1 Metamodel1)the ISO 20022 metamodel

48、1) The reason that the defined term is “the metamodel” rather than “metamodel” is that sometimes the term “UML Metamodel” is used, and it would be incorrect in such cases to substitute “ISO 20022 metamodel” for “metamodel,” since the result of the substitution would be “UML ISO 20022 metamodel.” BS

49、ISO 20022-2:2013ISO 20022-2:2013(E) 2 ISO 2013 All rights reserved3.2 Profile the UML profile for ISO 20022 3.3 UML metamodel OMGs metamodel of UML 4 How the Profile is specified 4.1 General This clause explains the technique used to specify the Profile. 4.2 Package structure of the Profile The internal Package structure of the Profile is similar to the internal Package structure of the Metamodel. Whereas the M