BS ISO 20022-7-2013 Financial services Universal financial industry message scheme Registration《金融服务 通用金融行业信息规划 注册》.pdf

1、raising standards worldwideNO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBSI Standards PublicationBS ISO 20022-7:2013Financial services Universalfinancial industry messageschemePart 7: RegistrationBS ISO 20022-7:2013 BRITISH STANDARDNational forewordThis British Standard is t

2、he UK implementation of ISO 20022-7:2013.The UK participation in its preparation was entrusted to TechnicalCommittee IST/12, Financial services.A list of organizations represented on this committee can beobtained on request to its secretary.This publication does not purport to include all the necess

3、aryprovisions of a contract. Users are responsible for its correctapplication. The British Standards Institution 2013. Published by BSI StandardsLimited 2013ISBN 978 0 580 70961 6ICS 03.060Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standard was publi

4、shed under the authority of theStandards Policy and Strategy Committee on 31 May 2013.Amendments issued since publicationDate Text affectedBS ISO 20022-7:2013Reference numberISO 20022-7:2013(E)ISO 2013INTERNATIONAL STANDARD ISO20022-7First edition2013-05-01Financial services Universal financial indu

5、stry message scheme Part 7: Registration Services financiers Schma universel de messages pour lindustrie financire Partie 7: Enregistrement BS ISO 20022-7:2013ISO 20022-7:2013(E) COPYRIGHT PROTECTED DOCUMENT ISO 2013 All rights reserved. Unless otherwise specified, no part of this publication may be

6、 reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in the country of the requester. ISO copyright office Case postale 56 CH-1211 Geneva 20 Tel. + 4

7、1 22 749 01 11 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO 2013 All rights reservedBS ISO 20022-7:2013ISO 20022-7:2013(E) ISO 2013 All rights reserved iiiContents Page Foreword iv Introduction vi 1 Scope 1 2 Normative references 1 3 Terms and definit

8、ions . 1 4 Registration Authority (RA) 1 4.1 Functions and responsibilities 1 4.1.1 General responsibilities 1 4.1.2 Responsibilities to Submitting Organizations . 2 5 Submitting Organizations . 2 5.1 Membership . 2 5.2 Responsibilities . 3 6 Registration request process . 3 Annex A (normative) Regi

9、stration Authority 4 Bibliography 5 BS ISO 20022-7:2013ISO 20022-7:2013(E) iv ISO 2013 All rights reservedForeword ISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is nor

10、mally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in

11、the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization. International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of technical committees is to prepar

12、e International Standards. Draft International Standards adopted by the technical committees are circulated to the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote. Attention is drawn to the possibility that som

13、e of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. ISO 20022-7 was prepared by Technical Committee ISO/TC 68, Financial services. ISO 20022 consists of the following parts, under the general title F

14、inancial services Universal financial industry message scheme: Part 1: Metamodel Part 2: UML profile Part 3: Modelling Part 4: XML Schema generation Part 5: Reverse engineering Part 6: Message transport characteristics Part 7: Registration Part 8: ASN.1 generation ISO 20022-1:2013, ISO 20022-2:2013,

15、 ISO 20022-3:2013, ISO 20022-4:2013, ISO 20022-5:2013, ISO 20022-6:2013, ISO 20022-7:2013 and ISO 20022-8:2013 will be implemented by the Registration Authority by no later than the end of May 2013, at which time support for the concepts set out within them will be effective. Users and potential use

16、rs of the ISO 20022 series are encouraged to familiarize themselves with the 2013 editions as soon as possible, in order to understand their impact and take advantage of their content as soon as they are implemented by the Registration Authority. For further guidance, please contact the Registration

17、 Authority. BS ISO 20022-7:2013ISO 20022-7:2013(E) ISO 2013 All rights reserved vFor the purposes of research on financial industry message standards, users are encouraged to share their views on ISO 20022:2013 and their priorities for changes to future editions of the document. Click on the link be

18、low to take part in the online survey: http:/ BS ISO 20022-7:2013ISO 20022-7:2013(E) vi ISO 2013 All rights reservedIntroduction This International Standard defines a scalable, methodical process to ensure consistent descriptions of messages throughout the financial services industry. The purpose of

19、 this International Standard is to describe precisely and completely the externally observable aspects of financial services messaging in a way that can be verified independently against operational messaging. The trigger for the creation of this International Standard was the rapid growth in the sc

20、ale and sophistication of messaging within financial services during the 1990s using ISO 15022. The financial services industry (from here on referred to as “the industry“) created the first version of this International Standard as the successor to ISO 15022 in response to that trigger. Since ISO 1

21、5022, the industry has broadened the scope from securities to the entire industry for this International Standard. This International Standard is based on open technology standards, which historically have evolved more rapidly than the industry itself. Consequently, this International Standard adopt

22、ed a model-driven approach where the model of the industrys messaging can evolve separately from the evolution of the messaging technology standards. The period during which this International Standard has emerged followed the widespread adoption of the World Wide Web (the Web) for business. XML (eX

23、tensible Mark-up Language) emerged as the de facto standard for document representation on the Web and it became the first syntax for ISO 20022. The modelling process is further refined into three levels which, in addition to the messaging technology standard, is why this International Standard is b

24、ased on four levels: the Scope level, the Conceptual level, the Logical level and the Physical level. This four-level approach is based on the first four levels of the Zachman Framework. The remaining two levels of the Zachman Framework are equivalent to the implementations and the operational level

25、s, respectively. In ISO 20022-1, the first, second and third levels are described in UML (Unified Modeling Language) because it is widely supported and supports multiple levels of abstraction. The models created in accordance with this International Standard are technology independent in that they d

26、o not require any particular physical expression or implementation. Such models aim to describe all parts of the message exchange. The models form the definition of the protocol between participants exchanging messages. This International Standard defines a method that describes a process by which t

27、hese models can be created and maintained by the modellers. The models and the Physical level artefacts are stored in a central repository, serviced by a Registration Authority. This International Standards repository is available on the World Wide Web and offers public access for browsing. The Repo

28、sitory is organized into two areas: A DataDictionary containing the industry model elements likely to have further or repeated use. A BusinessProcessCatalogue that contains models describing specific message definitions and business processes, and physical syntax implementations. This International

29、Standard is organized into the following parts. ISO 20022-1 describes in MOF (Meta-Object Facility) the metamodel of all the models and the Repository. BS ISO 20022-7:2013ISO 20022-7:2013(E) ISO 2013 All rights reserved vii ISO 20022-2 covers the UML profile, a grounding of general UML into a specif

30、ic subset defined for this International Standard (to be used when UML is selected to define the models). ISO 20022-3 describes a modelling method to produce models for this International Standard. ISO 20022-4 covers XML schema generation rules to transform a Logical level model into a Physical leve

31、l description in the syntaxes. ISO 20022-5 covers logical model alignment and reverse engineering of existing message syntaxes. ISO 20022-6 covers message transport characteristics that define the quality of service required by the business process definitions so that they can operate successfully.

32、This part of ISO 20022 describes the process of managing the registration of models and physical syntax implementations. ISO 20022-8 gives ASN.1 syntax generation rules to transform a Logical level model into a Physical level description in ASN.1. BS ISO 20022-7:2013BS ISO 20022-7:2013INTERNATIONAL

33、STANDARD ISO 20022-7:2013(E) ISO 2013 All rights reserved 1Financial services Universal financial industry message scheme Part 7: Registration 1 Scope This part of ISO 20022 specifies the responsibilities of the Registration Authority. The Registration Authority (RA) is the operating authority respo

34、nsible for the registration of the universal financial industry message scheme and the maintenance of the ISO 20022 Repository, and for providing access to the information as described in ISO 20022-1. Concerning the registration request process, the RA is monitored and assisted by ISO/TC 68. NOTE 1

35、The ISO/TC 68 website can be found at http:/isotc.iso.org/livelink/livelink/open/tc68. NOTE 2 Details concerning the involvement of ISO/TC 68 in the registration request process can be found at www.iso20022.org. 2 Normative references The following referenced documents are indispensable for the appl

36、ication of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO 20022-1, Financial services Universal financial industry message scheme Part 1: Metamodel 3 Terms and definiti

37、ons For the purposes of this document, the terms and definitions given in ISO 20022-1 apply. 4 Registration Authority (RA) 4.1 Functions and responsibilities 4.1.1 General responsibilities The RA is responsible for the maintenance and publication of the ISO 20022 Repository and for providing access

38、to the information as described in ISO 20022-1. The RA is responsible for the overall consistency of the Repository across Business Areas. In that capacity, it may challenge or reject registration requests that put at risk this cross-consistency or that do not comply with the ISO 20022 specification

39、s. BS ISO 20022-7:2013ISO 20022-7:2013(E) 2 ISO 2013 All rights reservedThe RA is responsible for applying registration requests to the ISO 20022 Repository. The RA shall make available to any interested parties the ISO 20022 Repository outputs (as described in ISO 20022-1) in electronic form. The R

40、A shall maintain records of all ISO 20022 Repository item registration requests for a minimum period of three years. The registration requests include all additions, changes and deletions, as well as requests that have been rejected. The RA shall publish on the ISO 20022 website a Business Justifica

41、tion template and a Maintenance Change Request template to be used by Submitting Organizations to propose the submission of new or updated items to the ISO 20022 Repository. The RA shall publish on the ISO 20022 website the detailed process flow for registration requests, including a diagrammatical

42、representation and other additional material. 4.1.2 Responsibilities to Submitting Organizations The RA shall assist the Submitting Organization with the compilation of the Business Justification or Maintenance Change Request. When a request is received, the RA validates the request for completeness

43、 and consistency as per the template. If required, the RA informs the Submitting Organization that the submitted Business Justification or Maintenance Change Request cannot be incomplete or cannot lack consistency. The approval of Business Justifications and Maintenance Change Requests shall be perf

44、ormed with the help of ISO/TC 68 as described on www.iso20022.org. The RA shall assist the Submitting Organization with the submission of the candidate MessageDefinitions or other Repository updates. The RA will validate a submission when received for completeness and consistency, as per the ISO 200

45、22 specifications and, if required, informs the Submitting Organization of its findings regarding validation errors. With the help of the Submitting Organization, the RA shall generate the expected Repository outputs and additional documentation. The approval of Repository outputs shall be performed

46、 with the help of ISO/TC 68 as described on www.iso20022.org. The RA shall provide assistance for general information and service issues relating to the ISO 20022 Repository. The RA shall notify the Submitting Organization of the appeal process, which shall be detailed on www.iso20022.org. The RA sh

47、all respond in a timely manner to all requests from the Submitting Organization. This includes acknowledgement, processing and notification of the requests. The RA shall provide, if required, detailed explanations of all responses in English. 5 Submitting Organizations 5.1 Membership Organizations s

48、ubmitting ISO 20022 registration requests may be any individual, group or groups. The process is open to anyone, as long as they follow the requirements of this International Standard. Organizations submitting updates to the ISO 20022 Repository, e.g. new MessageSets or updates to existing MessageSe

49、ts, might be a user community or a standards development organization. BS ISO 20022-7:2013ISO 20022-7:2013(E) ISO 2013 All rights reserved 35.2 Responsibilities Submitting Organizations shall submit to the RA either a Business Justification for every proposal to add new items in the ISO 20022 Repository, or a Maintenance Change Request for every proposal to update existing items of the ISO 20022 Repository. The purpose of the Business Justification is t