BS ISO 28005-2-2011 Security management systems for the supply chain Electronic port clearance (EPC) Core data elements《供应链安全管理体系 电子出港证(EPC) 核心数据元素》.pdf

1、raising standards worldwideNO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBSI Standards PublicationBS ISO 28005-2:2011Security management systemsfor the supply chain Electronic port clearance (EPC)Part 2: Core data elementsBS ISO 28005-2:2011 BRITISH STANDARDNational forewordT

2、his British Standard is the UK implementation of ISO 28005-2:2011.The UK participation in its preparation was entrusted to TechnicalCommittee SME/32, Ships and marine technology - Steeringcommittee.A list of organizations represented on this committee can beobtained on request to its secretary.This

3、publication does not purport to include all the necessaryprovisions of a contract. Users are responsible for its correctapplication. BSI 2011ISBN 978 0 580 66170 9ICS 35.240.60; 47.020.99Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standard was publish

4、ed under the authority of theStandards Policy and Strategy Committee on 31 May 2011.Amendments issued since publicationDate Text affectedBS ISO 28005-2:2011Reference numberISO 28005-2:2011(E)ISO 2011INTERNATIONAL STANDARD ISO28005-2First edition2011-03-01Security management systems for the supply ch

5、ain Electronic port clearance (EPC) Part 2: Core data elements Systmes de management de la scurit pour la chane dapprovisionnement Oprations portuaires assistes par systmes lectroniques Partie 2: lments de donnes principaux BS ISO 28005-2:2011ISO 28005-2:2011(E) PDF disclaimer This PDF file may cont

6、ain embedded typefaces. In accordance with Adobes licensing policy, this file may be printed or viewed but shall not be edited unless the typefaces which are embedded are licensed to and installed on the computer performing the editing. In downloading this file, parties accept therein the responsibi

7、lity of not infringing Adobes licensing policy. The ISO Central Secretariat accepts no liability in this area. Adobe is a trademark of Adobe Systems Incorporated. Details of the software products used to create this PDF file can be found in the General Info relative to the file; the PDF-creation par

8、ameters were optimized for printing. Every care has been taken to ensure that the file is suitable for use by ISO member bodies. In the unlikely event that a problem relating to it is found, please inform the Central Secretariat at the address given below. COPYRIGHT PROTECTED DOCUMENT ISO 2011 All r

9、ights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in the country of

10、the requester. ISO copyright office Case postale 56 CH-1211 Geneva 20 Tel. + 41 22 749 01 11 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO 2011 All rights reservedBS ISO 28005-2:2011ISO 28005-2:2011(E) ISO 2011 All rights reserved iiiContents Page Fore

11、word .v 1 Scope1 1.1 General .1 1.2 Application of the core data elements 1 1.3 Types of data elements defined by this part of ISO 280052 1.4 Structure of the data element descriptions 3 2 Normative references3 3 Terms, definitions and abbreviated terms4 3.1 Terms and definitions .4 3.2 Abbreviated

12、terms.5 4 General provisions6 4.1 Use of XML name space .6 4.2 Principle for creating tag names in a message file6 4.3 Structure of data type definitions 6 4.4 Principles for defining enumerated types.7 4.5 Character sets for data fields.7 4.6 No use of XML attributes 7 4.7 Empty tags .8 4.8 Default

13、s for minOccurs and maxOccurs.8 5 Adapted XSD data types.8 5.1 Introduction8 5.2 epc:anyURI Generalized URI .8 5.3 epc:boolean Boolean flag8 5.4 epc:date General date8 5.5 epc:dateTime Time and date, with time zone 9 5.6 epc:decimal Decimal number9 5.7 epc:duration Time duration.10 5.8 epc:int Integ

14、er number.10 5.9 epc:string General string.10 5.10 epc:token Computer-understandable string .10 6 General data types 11 6.1 Introduction11 6.2 epc:AttachmentType Reference to an attached document11 6.3 epc:ContactInfoType Contact information 11 6.4 epc:CommunicationNumberType Communication number in

15、formation .12 6.5 epc:CountryCodeContentType Country identification.12 6.6 epc:GenderContentType Enumeration type for Male/Female12 6.7 epc:MeasureType A physical measurement .13 6.8 epc:NameType Name of person13 6.9 epc:OrganisationType Description of an organization 13 6.10 epc:PortType Identifica

16、tion of a port14 6.11 epc:PositionType Geographical position 14 6.12 epc:PostalAddressType A postal mail address 15 6.13 epc:RemarksType General remarks.15 6.14 epc:UNLoCodeContentType UN location code.15 6.15 epc:VersionType Version code.16 7 Core data types16 7.1 Introduction16 7.2 Ship identity a

17、nd contacts data types.16 BS ISO 28005-2:2011ISO 28005-2:2011(E) iv ISO 2011 All rights reserved7.3 Cargo data types. 19 7.4 Crew and passenger data 26 7.5 Class and certificates. 31 7.6 Security data types. 33 7.7 Service-related data types . 36 7.8 Ship particular types 38 7.9 Vessel operation dat

18、a types 41 7.10 Waste and environmental data types . 53 8 Electronic representation of this part of ISO 28005 55 8.1 Main XML schema file 55 8.2 Code set specification schema . 56 Annex A (informative) Certificate codes 57 Annex B (informative) Classification society codes. 60 Annex C (informative)

19、Onboard and shore duty codes 61 Annex D (informative) Waste type codes. 65 Annex E (informative) Message type codes 66 Annex F (informative) Service type codes. 68 Annex G (informative) Examples of cargo and package codes 69 Annex H (informative) Common unit codes 70 Annex I (informative) UN hazard

20、classes. 71 Annex J (informative) Ship type codes 72 Annex K (informative) UNECE purpose of call codes 75 Annex L (informative) IMO FAL mapping. 76 Annex M (informative) Short overview of XSD coding . 78 Bibliography. 80 BS ISO 28005-2:2011ISO 28005-2:2011(E) ISO 2011 All rights reserved vForeword I

21、SO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical c

22、ommittee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electr

23、otechnical standardization. International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated to the m

24、ember bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identi

25、fying any or all such patent rights. ISO 28005-2 was prepared by Technical Committee ISO/TC 8, Ships and marine technology. This first edition of ISO 28005-2 cancels and replaces ISO/PAS 28005-2:2009 which has been technically revised. ISO 28005 consists of the following parts, under the general tit

26、le Security management systems for the supply chain Electronic port clearance (EPC): Part 2: Core data elements The following part is under preparation: Part 1: Message structures BS ISO 28005-2:2011BS ISO 28005-2:2011INTERNATIONAL STANDARD ISO 28005-2:2011(E) ISO 2011 All rights reserved 1Security

27、management systems for the supply chain Electronic port clearance (EPC) Part 2: Core data elements 1 Scope 1.1 General This part of ISO 28005 contains technical specifications that facilitate efficient exchange of electronic information between ships and shore for coastal transit or port calls. It i

28、s intended to cover safety and security information requirements related mainly to the relationships between the ship and the port and coastal state authorities as defined in this subclause. This part of ISO 28005 contains the definition of core data elements for use in electronic port clearance (EP

29、C) messages. It contains definitions of core data elements for electronic messaging between ships and shore in the areas of safety, security and marine operations. It does not define any structuring of messages or provide any guidance on what information is required for a particular purpose; it is r

30、ather a general data dictionary for safety, security or operation-related maritime information. It is intended for use in XML messages and will for that reason differ somewhat from the similar trade data elements directory (TDED) International Standard, ISO 7372. The core data elements defined in th

31、is part of ISO 28005 are specified so that their meaning and interpretation in general are independent of the context in which they are used. This part of ISO 28005 does not define the message formats required to exchange information. 1.2 Application of the core data elements This part of ISO 28005

32、contains definitions of core data elements for electronic port clearance (EPC). These elements cover all requirements for ship-to-shore and shore-to-ship reporting as defined in the following. a) All FAL standard declarations (FAL 1 to 7) as defined in the FAL Convention. b) ISPS reporting requireme

33、nts as defined in ISPS and MSC 1305. c) All general ship reporting requirements as defined in IMO Resolution A.851. d) Recommended reporting on ship-generated waste as defined in MEPC 644 (mandatory within the European Union, as described in EU/2000/59). e) Required reporting as defined in the bulk

34、loading and unloading code IMO Resolution A.862. f) ETA reporting to pilot station as defined in IMO Resolution A.960. Annex L gives a cross-reference between the above references and the core data elements. BS ISO 28005-2:2011ISO 28005-2:2011(E) 2 ISO 2011 All rights reservedThis part of ISO 28005

35、can also be used for information exchanges between the ship and the ship agent, the port and ship operator or manager. It will not necessarily cover issues such as customs clearance of imported or exported goods or transport service provisions to goods owners. 1.3 Types of data elements defined by t

36、his part of ISO 28005 Figure 1 shows some of the types of elements that are defined and referenced in this part of ISO 28005. The grey boxes represent objects that are not defined in this part of ISO 28005, but which are respectively basis information and results of using this part of ISO 28005. The

37、 top-most grey box represents standard data types as defined in XML Schema Part 2 (XSD-2). The bottom-most grey box represents an electronic XML message containing data elements defined by using this part of ISO 28005. Core data typesStandard XSD typesxs:decimalxs:tokenepc:PortTypeepc:PositionTypeGe

38、neral data typesepc:PortOfArrivalTypeepc:LocationTypeXML message, XSD schemaPortOfArrivalReportingLocationepc:decimalepc:tokenAdapted XSD typesFigure 1 Elements of this part of ISO 28005 Figure 1 does not include all elements in each group, but has selected a few from each group as examples. From th

39、e top downwards, the defined elements are as follows. Adapted XSD types: These are basic XSD types with additional restrictions that apply for the use of these elements in this part of ISO 28005. General data types: These are data types that represent common concepts like a port description or a cer

40、tificate which normally need to be specialized more to be given a context-specific meaning. Core data types: These are data types that also contain a contextual meaning to the more generic concept, such as an arrival port instead of a general port or a reporting location instead of a general locatio

41、n. BS ISO 28005-2:2011ISO 28005-2:2011(E) ISO 2011 All rights reserved 3This part of ISO 28005 does not prohibit the use of data types other than the EPC Core Elements when messages are defined (this is indicated with the thin arrows in Figure 1). However, such data elements will be given a specific

42、 semantic meaning in the specification of the message format. 1.4 Structure of the data element descriptions Figure 2 gives an outline of the structure of this part of ISO 28005. The two rectangles at the top represent the general data types outlined in the previous clause while the row of rectangle

43、s at the bottom represents the EPC core elements. General data types (Clause 6)Ship ID 7.2 Cargo 7.3Crew and passenger7.4Class and certificates7.5Security7.6Service related 7.7Shipparticulars7.8Vesseloperation7.9Waste andenvironment7.10Adapted XSD types (Clause 5)Figure 2 Overview of the structure o

44、f this part of ISO 28005 The groups are loosely based on the order in which they appear on typical FAL forms: a) Ship ID: ship identification and contact details. b) Cargo: data related to cargo and cargo types. c) Crew and passenger: crew- and passenger-related data. d) Class and certificates: data

45、 related to class and certificates kept on board. e) Security: mainly ISPS-related data. f) Service-related: data related to services requested by the ship, including message headers and clearance request and status. g) Ship particulars: static data about the ship. h) Vessel operation: data that is

46、dependent on current operation or voyage; also physical data that changes, e.g. with loading such as draught. i) Waste and environment: currently, this section contains information about waste. The grouping of core elements is for convenience only and need not result in any particular structuring of

47、 EPC messages. Additionally, the data elements, when defined in an XSD file, will not use any formal grouping; all data elements will have the same name space. 2 Normative references The following referenced documents are indispensable for the application of this document. For dated references, only

48、 the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO 3166-1, Codes for the representation of names of countries and their subdivisions Part 1: Country codes BS ISO 28005-2:2011ISO 28005-2:2011(E) 4 ISO 2011 All righ

49、ts reservedISO 6346, Freight containers Coding, identification and marking ISO 9711-1, Freight containers Information related to containers on board vessels Part 1: Bay plan system ISO/IEC 10646:2003, Information technology Universal Multiple-Octet Coded Character Set (UCS) IETF RFC 3986, Uniform Resource Identifier (URI): Generic Syntax International Maritime Dangerous Goods (IMDG) Gde, IMO MEPC.1/Circ.644, Standard Format for the Advance Notification For