BS ISO 55001-2014 Asset management Management systems Requirements《资产管理 管理体系 要求》.pdf

1、BS ISO 55001:2014Asset managementManagement systems RequirementsBSI Standards PublicationCopyright British Standards Institution Provided by IHS under license with BSI - Uncontrolled Copy Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-BS ISO 55001:2014 BRITISH STA

2、NDARDNational forewordThis British Standard is the UK implementation of ISO 55001:2014. It is based on PAS 55-1:2008, which will be withdrawn on 15 January 2015.The UK participation in its preparation was entrusted to Technical Committee SSM/1/-/2, Asset management.A list of organizations represente

3、d on this committee can be obtained on request to its secretary.This publication does not purport to include all the necessary provisions of a contract. Users are responsible for its correct application. The British Standards Institution 2014. Published by BSI Standards Limited 2014ISBN 978 0 580 75

4、128 8 ICS 03.100.01 Compliance with a British Standard cannot confer immunity from legal obligations.This British Standard was published under the authority of the Standards Policy and Strategy Committee on 31 January 2014.Amendments/corrigenda issued since publicationDate T e x t a f f e c t e dCop

5、yright British Standards Institution Provided by IHS under license with BSI - Uncontrolled Copy Not for ResaleNo reproduction or networking permitted without license from IHS-,-,- ISO 2014Asset management Management systems RequirementsGestion dactifs Systmes de management ExigencesINTERNATIONAL STA

6、NDARDISO55001First edition2014-01-15Reference numberISO 55001:2014(E)BS ISO 55001:2014Copyright British Standards Institution Provided by IHS under license with BSI - Uncontrolled Copy Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-ISO 55001:2014(E)ii ISO 2014 All

7、 rights reservedCOPYRIGHT PROTECTED DOCUMENT ISO 2014All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without

8、prior written permission. Permission can be requested from either ISO at the address below or ISOs member body in the country of the requester.ISO copyright officeCase postale 56 CH-1211 Geneva 20Tel. + 41 22 749 01 11Fax + 41 22 749 09 47E-mail copyrightiso.orgWeb www.iso.orgPublished in Switzerlan

9、dBS ISO 55001:2014Copyright British Standards Institution Provided by IHS under license with BSI - Uncontrolled Copy Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-ISO 55001:2014(E) ISO 2014 All rights reserved iiiContents PageForeword ivIntroduction v1 Scope . 12

10、 Normative reference . 13 Terms and definitions . 14 Context of the organization . 14.1 Understanding the organization and its context . 14.2 Understanding the needs and expectations of stakeholders 14.3 Determining the scope of the asset management system 24.4 Asset management system . 25 Leadershi

11、p 25.1 Leadership and commitment . 25.2 Policy . 35.3 Organizational roles, responsibilities and authorities 36 Planning . 36.1 Actions to address risks and opportunities for the asset management system . 36.2 Asset management objectives and planning to achieve them 47 Support . 57.1 Resources . 57.

12、2 Competence . 57.3 Awareness . 67.4 Communication 67.5 Information requirements 67.6 Documented information . 78 Operation . 88.1 Operational planning and control 88.2 Management of change 88.3 Outsourcing 89 Performance evaluation . 89.1 Monitoring, measurement, analysis and evaluation . 89.2 Inte

13、rnal audit 99.3 Management review . 910 Improvement .1010.1 Nonconformity and corrective action 1010.2 Preventive action 1010.3 Continual improvement . 11Annex A (informative) Information on asset management activities .12Bibliography .13BS ISO 55001:2014Copyright British Standards Institution Provi

14、ded by IHS under license with BSI - Uncontrolled Copy Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-ISO 55001:2014(E)ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The w

15、ork of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-govern

16、mental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.The procedures used to develop this document and those intended for its further maintenance are described in t

17、he ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the different types of ISO documents should be noted. This document was drafted in accordance with the editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).Attention is drawn to the poss

18、ibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of any patent rights identified during the development of the document will be in the Introduction and/or on the ISO list o

19、f patent declarations received (see www.iso.org/patents).Any trade name used in this document is information given for the convenience of users and does not constitute an endorsement.For an explanation on the meaning of ISO specific terms and expressions related to conformity assessment, as well as

20、information about ISOs adherence to the WTO principles in the Technical Barriers to Trade (TBT) see the following URL: Foreword - Supplementary informationThe committee responsible for this document is Project Committee ISO/PC 251, Asset management.iv ISO 2014 All rights reservedBS ISO 55001:2014Cop

21、yright British Standards Institution Provided by IHS under license with BSI - Uncontrolled Copy Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-ISO 55001:2014(E)IntroductionThis International Standard specifies the requirements for the establishment, implementation

22、, maintenance and improvement of a management system for asset management, referred to as an “asset management system”.This International Standard can be used by any organization. The organization determines to which of its assets this International Standard applies.This International Standard is pr

23、imarily intended for use by: those involved in the establishment, implementation, maintenance and improvement of an asset management system; those involved in delivering asset management activities and service providers; internal and external parties to assess the organizations ability to meet legal

24、, regulatory and contractual requirements and the organizations own requirements.The order in which requirements are presented in this International Standard does not reflect their importance or imply the order in which they are to be implemented.Further guidance regarding the application of the req

25、uirements within this International Standard is provided in ISO 55002.General information on asset management, and information on the terminology applicable to this International Standard, is provided in ISO 55000. Organizations can find that consideration of the principles will assist the developme

26、nt of asset management in their organization.This International Standard applies the definition of “risk” given in ISO 31000:2009 and ISO Guide 73:2009. In addition, it uses the term “stakeholder” rather than “interested party”.This International Standard is designed to enable an organization to ali

27、gn and integrate its asset management system with related management system requirements.Annex A provides additional information on areas related to asset management activities. ISO 2014 All rights reserved vBS ISO 55001:2014Copyright British Standards Institution Provided by IHS under license with

28、BSI - Uncontrolled Copy Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-BS ISO 55001:2014Copyright British Standards Institution Provided by IHS under license with BSI - Uncontrolled Copy Not for ResaleNo reproduction or networking permitted without license from IH

29、S-,-,-Asset management Management systems Requirements1 ScopeThis International Standard specifies requirements for an asset management system within the context of the organization.This International Standard can be applied to all types of assets and by all types and sizes of organizations.NOTE 1 T

30、his International Standard is intended to be used for managing physical assets in particular, but it can also be applied to other asset types.NOTE 2 This International Standard does not specify financial, accounting or technical requirements for managing specific asset types.NOTE 3 For the purposes

31、of ISO 55000, ISO 55002 and this International Standard, the term “asset management system” is used to refer to a management system for asset management.2 Normative referenceThe following documents, in whole or in part, are normatively referenced in this document and are indispensable for its applic

32、ation. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies.ISO 55000:2014, Asset management Overview, principles and terminology3 Terms and definitionsFor the purposes of this document, the ter

33、ms and definitions given in ISO 55000 apply.4 Context of the organization4.1 Understanding the organization and its contextThe organization shall determine external and internal issues that are relevant to its purpose and that affect its ability to achieve the intended outcome(s) of its asset manage

34、ment system.Asset management objectives, included in the strategic asset management plan (SAMP), shall be aligned to, and consistent with, the organizational objectives.4.2 Understanding the needs and expectations of stakeholdersThe organization shall determine: the stakeholders that are relevant to

35、 the asset management system; the requirements and expectations of these stakeholders with respect to asset management; the criteria for asset management decision making; the stakeholder requirements for recording financial and non-financial information relevant to asset management, and for reportin

36、g on it both internally and externally.INTERNATIONAL STANDARD ISO 55001:2014(E) ISO 2014 All rights reserved 1BS ISO 55001:2014Copyright British Standards Institution Provided by IHS under license with BSI - Uncontrolled Copy Not for ResaleNo reproduction or networking permitted without license from

37、 IHS-,-,-ISO 55001:2014(E)4.3 Determining the scope of the asset management systemThe organization shall determine the boundaries and applicability of the asset management system to establish its scope. The scope shall be aligned with the SAMP and the asset management policy. When determining this s

38、cope, the organization shall consider: the external and internal issues referred to in 4.1; the requirements referred to in 4.2; the interaction with other management systems, if used.The organization shall define the asset portfolio covered by the scope of the asset management system.The scope shal

39、l be available as documented information.4.4 Asset management systemThe organization shall establish, implement, maintain and continually improve an asset management system, including the processes needed and their interactions, in accordance with the requirements of this International Standard.The

40、organization shall develop a SAMP which includes documentation of the role of the asset management system in supporting achievement of the asset management objectives.5 Leadership5.1 Leadership and commitmentTop management shall demonstrate leadership and commitment with respect to the asset managem

41、ent system by: ensuring that the asset management policy, the SAMP and asset management objectives are established and are compatible with the organizational objectives; ensuring the integration of the asset management system requirements into the organizations business processes; ensuring that the

42、resources for the asset management system are available; communicating the importance of effective asset management and of conforming to the asset management system requirements; ensuring that the asset management system achieves its intended outcome(s); directing and supporting persons to contribut

43、e to the effectiveness of the asset management system; promoting cross-functional collaboration within the organization; promoting continual improvement; supporting other relevant management roles to demonstrate their leadership as it applies to their areas of responsibility; ensuring that the appro

44、ach used for managing risk in asset management is aligned with the organizations approach for managing risk.NOTE Reference to “business” in this International Standard can be interpreted broadly to mean those activities that are core to the purposes of the organizations existence.2 ISO 2014 All righ

45、ts reservedBS ISO 55001:2014Copyright British Standards Institution Provided by IHS under license with BSI - Uncontrolled Copy Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-ISO 55001:2014(E)5.2 PolicyTop management shall establish an asset management policy that:

46、a) is appropriate to the purpose of the organization;b) provides a framework for setting asset management objectives;c) includes a commitment to satisfy applicable requirements;d) includes a commitment to continual improvement of the asset management system.The asset management policy shall: be cons

47、istent with the organizational plan; be consistent with other relevant organizational policies; be appropriate to the nature and scale of the organizations assets and operations; be available as documented information; be communicated within the organization; be available to stakeholders, as appropr

48、iate; be implemented and be periodically reviewed and, if required, updated.5.3 Organizational roles, responsibilities and authoritiesTop management shall ensure that the responsibilities and authorities for relevant roles are assigned and communicated within the organization.Top management shall assign the responsibility and authority for:a) establishing and updating the SAMP, including asset management objectives;b) ensuring that the asset management system supports delivery of the SAMP;c) ensuring that the asset managemen