CAN CSA-ISO IEC 10026-3-2000 Information Technology - Open Systems Interconnection - Distributed Transaction Processing - Part 3 Protocol Specification.pdf

1、CSA INTERNATIONAL National Standard of Canada CAN/CSA-ISOflEC 10026-3-00 (lSO/IEC 10026-3:1998) - -International Standard ISO/IEC 10026-3:1998 (third edition 1998-12-15) has been adopted without modification as CSA Standard CAN/CSA-ISO/IEC 10026-3-00, which has been approved as a National Standard o

2、f Canada by the Standards Council of Canada. ISBN 1-55324-055-3 March 2000 Information technology - Open Systems Interconnection - Distributed Transaction Processing -Part 3: Protocol specification Technologies de Iinformation -Interconnexion de systemes ouverts (OSI) - Traitement transactionnel rep

3、arti -Partie 3: Specification du protocole Reference number ISOllEe 10026-3:1998(E) The Canadian Standards Association, which operates under the name CSA International (CSA), under whose auspices this National Standard has been produced, was chartered in 1919 and accredited by the Standards Council

4、of Canada to the National Standards system in 1973. It is a not-for-profit, nonstatutory, voluntary membership association engaged in standards development and certification activities. CSA standards reflect a national consensus of producers and users - including manufacturers, consumers, retailers,

5、 unions and professional organizations, and governmental agencies. The standards are used widely by industry and commerce and often adopted by municipal, provincial, and federal governments in their regulations, particularly in the fields of health, safety, building and construction, and the environ

6、ment. Individuals, companies, and associations across Canada indicate their support for CSAs standards development by volunteering their time and skills to CSA Committee work and supporting the Associations objectives through sustaining memberships. The more than 7000 committee volunteers and the 20

7、00 sustaining memberships together form CSAs total membership from which its Directors are chosen. Sustaining memberships represent a major source of income for CSAs standards development activities. The Association offers certification and testing services in support of and as an extension to its s

8、tandards development activities. To ensure the integrity of its certification process, the Association regularly and continually audits and inspects products that bear the CSA Mark. In addition to its head office and laboratory complex in Toronto, CSA has regional branch offices in major centres acr

9、oss Canada and inspection and testing agencies in eight countries. Since 1919, the Association has developed the necessary expertise to meet its corporate mission: CSA is an independent service organization whose mission is to provide an open and effective forum for activities facilitating the excha

10、nge of goods and services through the use of standards, certification and related services to meet national and international needs. For futher information on CSA services, write to CSA International 1 78 Rexdale Boulevard Toronto, Ontario, M9W 1 R3 Canada CSA INTERNATIONAL The Standards Council of

11、Canada is the coordinating body of the National Standards system, a federation of independent, autonomous organizations working towards the further development and improvement of voluntary standardization in the national interest. The principal objects of the Council are to foster and promote volunt

12、ary standardization as a means of advancing the national economy, benefiting the health, safety, and welfare of the public, assisting and protecting the consumer, facilitating domestic and international trade, and furthering international cooperation in the field of standards. A National Standard of

13、 Canada is a standard which has been approved by the Standards Council of Canada and one which reflects a reasonable agreement among the views of a number of capable individuals whose collective interests provide to the greatest practicable extent a balance of representation of producers, users, con

14、sumers, and others with relevant interests, as may be appropriate to the subject in hand. It normally is a standard which is capable of making a significant and timely contribution to the national interest. Approval of a standard as a National Standard of Canada indicates that a standard conforms to

15、 the criteria and procedures established by the Standards Council of Canada. Approval does not refer to the technical content of the standard; this remains the continuing responsibility of the accredited standards-development organization. Those who have a need to apply standards are encouraged to u

16、se National Standards of Canada whenever practicable. These standards are subject to periodic review; therefore, users are cautioned to obtain the latest edition from the organization preparing the standard. The responsibility for approving National Standards of Canada rests with the Standards Counc

17、il of Canada 45 OConnor Street, Suite 1200 Ottawa, Ontario, K1 P 6N7 Canada Although the intended primary application of this Standard is stated in its Scope, it is important to note that it remains the responsibility of the users to judge its suitability for their particular purpose. CAN/CSA-ISO/IE

18、C 70026-3-00 Information technology - Open Systems Interconnection -Distributed Transaction Processing - Part 3: Protocol specification CAN/CSA-ISO/IEC 10026-3-00 Infonnation technology - Open System.s Interconnection -Distributed Transaction Processing - Part 3: Protocol spedfication CSAPreface Sta

19、ndards development within the Information Technology sector is harmonized with international standards development. Through the CSA Technical Committee on Information Technology (TClT), Canadians serve as the Canadian Advisory Committee (CAC) on ISO/IEC Joint Technical Committee 1 on Information Tec

20、hnology (ISO/IEC JTC1) for the Standards Council of Canada (SCC), the ISO member body for Canada and sponsor of the Canadian National Committee of the lEe. Also, as a member of the International Telecommunication Union (lTU), Canada participates in the International Telegraph and Telephone Consultat

21、ive Committee (lTU-T). This International Standard was reviewed by the CSA TCiT under the jurisdiction of the Strategic Steering Committee on Information Technology and deemed acceptable for use in Canada. (A committee membership list is available on request from the CSA Project Manager.) From time

22、to time, ISO/IEC may publish addenda, corrigenda, etc. The CSA TCiT will review these documents for approval and publication. For a listing, refer to the CSA Information Products catalogue or CSA Info Update or contact a CSA Sales representative. This Standard has been formally approved, without mod

23、ification, by these Committees and has been approved as a National Standard of Canada by the Standards Council of Canada. March 2000 CSA International- 2000 All rights reserved. No part of this publication may be reproduced in any form whatsoever without the prior permission of the publisher. ISO/IE

24、C material is reprinted with permission. Inquiries regarding this National Standard of Canada should be addressed to CSA International, 718 Rexdale Boulevard, Toronto, Ontario, M9W 7 R3. March 2000 CSA/1 INTERNATIONAL STANDARD ISO/lEe 10026-3 Third edition 1998-12-15 Information technology - Open Sy

25、stems Interconnection - Distributed Transaction Processing -Part 3: Protocol specification Technologies de Iinformation -Interconnexion de systemes ouverts (OSI) - Traitement transactionnel reparti -Partie 3: Specification du protocole This material is reproduced from ISO documents under Internation

26、al Organization for Standardization (ISO) Copyright license Number IHS/ICC/1996. Not for resale. No part of these ISO documents may be reproduced in any form. electronic retrieval system or otherwise. except as allowed in the copyright law of the country of use. or with the prior written consent of

27、ISO (Case postale 56. 1211 Geneva 20. Switzerland. Fax + 41 22 734 10 79). IHS or the ISO Licensors members. Reference number ISO/IEG 10026-3:1998(E) IsonEC 10026-3 : 1998 (E) Contents . Page Foreword . xi Introduction . xii 1 Scope . 1 2 Normative references 1 3 Definitions 2 4 Abbreviations . , .

28、3 5 Conventions . 3 6 Model of the PM . 3 6.1 Overview . 3 6.1.1 Principles of association usage . , 4 6.1.2 Functional unit capabilities and selection . 4 6.1.3 Dialogue establishment 5 6.1.4 Soliciting dialogue establishment . 6 6.1.5 Channel management 6 6.1.6 Channel utilization 7 6.1.7 Token co

29、ntrol . , . 7 6.1.8 Collisions of Ready Signals 8 6.1.9 Concatenation/separation 8 6.1.10 Embedding . 9 6.2 OSI TP Protocol structure . 9 6.2.1 Components of the PM ,. 9 7 Execution Rules . 12 7.1 Operation of the PM 12 7.1.1 Relationship of SAO(s) to MACF(s) . 12 7.1.2 Input events to the PM . 12 7

30、.1.3 Action sequences . 12 7.1.4 SACF queuing 13 7.1.5 Input event blocking at the PSAP . 13 7.1.6 PM error conditions 14 7.2 Procedure rules . 14 7.3 Definitions . 16 7.4 Log records used by the PM . 27 7.4.1 Log-ready record 27 7.4.2 Log-commit record . 27 7.4.3 Log-heuristic record . 27 7.4.4 Log

31、-damage record 28 7.5 Recovery-context-handle 28 8 Use of ACSE, CCR and the Presentation Layer . 28 8.1 Introduction . 28 ISO/IEC 1998 All rights reserved. Unless otherwise specified. no pan of this publication may be reproduced or utilized in any form or by any means. electronic or mechanical. incl

32、uding photocopying and micro film. without permission in writing from the publisher. ISOnEC Copyright Office. Case postale 56. CH-1211 Geneve 20. Switzerland ii ISO/IEC ISOIIEe 10026-3 : 1998 (E) 8.2 Use of ACSE Service primitives 28 8.2.1 Use of the A-ASSOCIATE parameters 29 8.2.2 Use of the A-RELE

33、ASE parameters 29 8.2.3 Use of the A-ABORT and A-P-ABORT parameters . 30 8.3 Use of CCR Service primitives 30 8.4 Use of the Presentation Layer 32 8.4.1 Use of Presentation Service primitives 32 8.4.2 Mapping of C-ROLLBACK-RI to Presentation . 32 8.5 Association Management 32 8.5.1 Introduction . 32

34、 8.5.2 Association/dialogue compatibility 33 8.5.3 Association/channel compatibility . 33 8.5.4 Initiating an association establishment . 34 8.5.5 Receiving an association establishment indication 35 8.5.6 Responding to association establishment 36 8.5.7 Receiving confirmation of association establi

35、shmenL . 37 8.5.8 Initiating an association release . 38 8.5.9 Aborting an association 38 8.5.10 Initiating a dialogue solicitation . 38 8.5.11 Responding to a dialogue solicitation . 38 8.5.12 Receiving a rejection of a dialogue solictation . 39 8.5.13 Successful dialogue solicitation 39 9 TP-ASE d

36、escription . 39 9.1 Introduction . 39 9.2 AF Service Oefinition 40 9.2.1 AF-BEGIN-OIALOGUE 40 9.2.2 AF-BIO 41 9.2.3 AF-ENO-OIALOGUE 41 9.2.4 AF-U-ERROR . 41 9.2.5 AF-ABORT . 41 9.2.6 AF-GRANT -CONTROL 41 9.2.7 AF-REQUEST-CONTROL . 41 9.2.8 AF-HANDSHAKE . 41 9.2.9 AF-HANDSHAKE-AND-GRANT-CONTROL. _ .

37、42 9.2.10 AF-DEFER . : . 42 9.2.11 AF-BEGIN-TRANSACTION . 42 9.2.12 AF-PREPARE 42 9.2.13 AF-REPORT 42 9.2.14 AF-ABORT -AND-REPORT 42 9.2.15 AF-NOCHANGE . 43 9.2.16 AF-EARL Y-EXIT . 43 9.2.17 AF-RECOVER 43 9.2.18 AF-TOKEN-GIVE . 43 9.2.19 AF-TOKEN-PLEASE 43 9.2.20 AF-SOLICIT-OIALOGUE 43 9.3 AF-Servic

38、es and TP APDUs: parameters and field Mappings . .43 9.3.1 AF-BEGIN-DiALOGUE request/indicationlresponse/confirm, TP-BEGIN-OIALOGUE-RI/-RC APDU 43 9.3.2 AF-BID request/indication/response/ confirm, TP-BIO-RI/-RC APDU . .46 9.3.3 AF-ENO-OIALOGUE request/ indication/response/confirm, TP-END-DIALOGUE-R

39、I/-RC APDU . 47 9.3.4 AF-U-ERROR request/indicationlresponse/confirm, TP-U-ERROR-RI/-RC APDU . 47 9.3.5 AF-ABORT request/indication, TP-ABORT-RI APDU . . .48 9.3.6 AF-GRANT-CONTROL request/ indication, TP-GRANT-CONTROL-RI APDU . 49 9.3.7 AF-REQUEST-CONTROL request/ indication, TP-REQUEST-CONTROL-RI

40、APOU 49 9.3.8 AF-HANDSHAKE request/indication/ response/confirm, TP-HANDSHAKE-RI/-RC APDU 49 iii IsonEC 10026-3: 1998 (E) ISO/IEC 9.3.9 AF-HANDSHAKE-AND-G RANT-CONTROL request/indicationlresponse confirm, TP:HANDSHAKE-AND-GRANT-CONTROL-RI/-RC APDU 49 9.3.10 AF-BEGIN-TRANSACTION request/indication, T

41、P-BEGIN-TRANSACTION-RI APDU . 49 9.3.11 AF-DEFER requestfindication, TP-DEFER-RI APDU 50 9.3.12 AF-PREPARE request/indication, TP-PREPARE-RI APDU 50 9.3.13 AF-REPORT request/ indication, TP-REPORT-RI APDU 50 9.3.14 AF-ABORT -AND-REPORT request/indication . 52 9.3.15 AF-NOCHANGE requestfindication, T

42、P-NEXT-TID-RI APDU . 53 9.3.16 AF-EARLY-EXIT request/indication/ response/confirm, TP-EARLY-EXIT-RI/-RC APDU . 53 9.3.17 AF-RECOVER request/indication, TP-RECOVER-RI APDU . 54 9.3.18 AF-TOKEN-GIVE request/indication, TP-TOKEN-GIVE-RI APDU 54 9.3.19 AF-TOKEN-PLEASE request/ indication, TP-TOKEN-PLEAS

43、E-RI APDU 55 9.3.20 AF-SOLICIT-DIALOGUE request/indication/response/confirm 55 9.4 Procedures 55 9.4.1 AF-BEGIN-DIALOGUE request . 56 9.4.2 TP-BEGIN-DiALOGUE-RI TP APDU . 56 9.4.3 AF-BEGIN-DIALOGUE response . 56 9.4.4 TP-BEGIN-DIALOGUE-RC TP APDU . 56 9.4.5 AF-BID request 56 9.4.6 TP-BID-RI TP APDU

44、56 9.4.7 AF-BID response 56 9.4.8 TP-BID-RC TP APDU 56 9.4.9 AF-END-DIALOGUE request . 56 9.4.10 TP-END-DIALOGUE-RI TP APDU . 56 9.4.11 AF-END-DIALOGUE response 56 9.4.12 TP-END-DIALOGUE-RC TP APDU . 56 9.4.13 AF-U-ERROR request. . 56 9.4.14 TP-U-ERROR-RI TP APDU . 57 9.4.15 AF-U-ERROR response . 57

45、 9.4.16 TP-U-ERROR-RC TP APDU 57 9.4.17 AF-ABORT request 57 9.4.18 TP-ABORT-RI TP APDU 57 9.4.19 AF-GRANT-CONTROL request . 57 9.4.20 TP-GRANT-CONTROL-RI TP APDU 57 9.4.21 AF-REQUEST-CONTROL request 57 9.4.22 TP-REQUEST-CONTROL-RI TP APDU 57 9.4.23 AF-HANDSHAKE request 57 9.4.24 TP-HANDSHAKE-RI TP A

46、PDU 57 9.4.25 AF-HANDSHAKE response . 57 9.4.26 TP-HANDSHAKE-RC TP APDU 57 9.4.27 AF-HANDSHAKE-AND-GRANT-CONTROL request 57 9.4.28 TPHANDSHAKE-AND-GRANT-CONTROL-RI TP APDU 57 9.4.29 AF-HANDSHAKE-AND-GRANT-CONTROL response 58 9.4.30 TP-HANDSHAKE-AND-GRANT-CONTROL-RC TP APDU 58 9.4.31 AF-DEFER request

47、 58 9.4.32 TP-DEFER-RI TP APDU 58 9.4.33 AF-BEGIN-TRANSACTION request 58 9.4.34 C-BEGIN indication 58 9.4.35 AF-PREPARE request . 58 9.4.36 C-PREPARE indication 58 9.4.37 AF-REPORT request . 58 9.4.38 TP-REPORT-RI TP APDU . 58 9.4.39 AF-ABORT-AND-REPORT request . 58 9.4.40 TP-ABORT-AND-REPORT-RI TP

48、APDU . 59 9.4.41 AF-EARLY-EXIT request 59 9.4.42 AF-EARL Y-EXIT response . 59 9.4.43 AF-RECOVER request . 59 iv ISO/IEC ISOIIEe 10026-3 : 1998 (E) 9.4.44 C-RECOVER indication 59 9.4.45 A-ABORT indication . 59 9.4.46 C-ROLLBACK indication 59 9.4.47 C-ROLLBACK confirm . 60 9.4.48 AFNOCHANGE request. .

49、 60 9.4.49 C-NOCHANGE indication 60 9.4.50 C-NOCHANGE confirm 60 9.4.51 C-COMMIT indication . 60 9.4.52 C-COMMIT confirm 61 9.4.53 C-RECOVER confirm . 61 9.4.54 P-TOKEN-GIVE (sync-minor) indication 61 9.4.55 AF-TOKEN-GIVE request 61 9.4.56 P-TOKEN-PLEASE (sync-minor) indication . 61 9.4.57 AF-TOKEN-PLEASE request . 61 9.4.58 AF-SOLICIT-OIALOGUE request. 61 9.4.59 TP-SOLICIT-OIALOGUE-RI TP APOU 61 9.4.60 AF-SOLICIT-OIALOGUE response 61 9.4.61 TP-SOLICIT-OIALOGUE-RC TP APOU . 62 9.5 Mapping