CSA ASME A17 7-2007 Performance-based safety code for elevators and escalators (First Edition).pdf

1、ASME A17.7-2007/CSA B44.7-07Performance-based safety code for elevators and escalatorsThe American Society of Mechanical EngineersLegal Notice for Harmonized Standard Jointly Developed by ASME and CSAIntellectual property rights and ownership As between American Society of Mechanical Engineers (ASME

2、) and Canadian Standards Association (CSA) (collectively ASMEand CSA) and the users of this document (whether it be in printed or electronic form), ASME and CSA are the joint owners of all works contained herein that are protected by copyright, all trade-marks (except as otherwise noted to the contr

3、ary), and all inventions and trade secrets that may be contained in this document, whether or not such inventions and trade secrets are protected by patents and applications for patents. The unauthorized use, modification, copying, or disclosure of this document may violate laws that protect the int

4、ellectual property of ASME and CSA and may give rise to a right in ASME and CSA to seek legal redress for such use, modification, copying, or disclosure. ASME and CSA reserve all intellectual property rights in thisdocument.Disclaimer and exclusion of liability This document is provided without any

5、representations, warranties, or conditions of any kind, express or implied, including, without limitation, implied warranties or conditions concerning this documents fitness for a particular purpose or use, its merchantability, or its non-infringement of any third partys intellectual property rights

6、. ASME and CSA do not warrant the accuracy, completeness, or currency of any of the information published in this document. ASME and CSA make no representations or warranties regarding this documents compliance with any applicable statute, rule, or regulation. IN NO EVENT SHALL ASME AND CSA, THEIR R

7、ESPECTIVE VOLUNTEERS, MEMBERS, SUBSIDIARIES, OR AFFILIATED COMPANIES, OR THEIR EMPLOYEES, DIRECTORS, OR OFFICERS, BE LIABLE FOR ANY DIRECT, INDIRECT, OR INCIDENTAL DAMAGES, INJURY, LOSS, COSTS, OR EXPENSES, HOWSOEVER CAUSED, INCLUDING BUT NOT LIMITED TO SPECIAL OR CONSEQUENTIAL DAMAGES, LOST REVENUE

8、, BUSINESS INTERRUPTION, LOST OR DAMAGED DATA, OR ANY OTHER COMMERCIAL OR ECONOMIC LOSS, WHETHER BASED IN CONTRACT, TORT (INCLUDING NEGLIGENCE), OR ANY OTHER THEORY OF LIABILITY, ARISING OUT OF OR RESULTING FROM ACCESS TO OR POSSESSION OR USE OF THIS DOCUMENT, EVEN IF ASME OR CSA HAVE BEEN ADVISED O

9、F THE POSSIBILITY OF SUCH DAMAGES, INJURY, LOSS, COSTS, OR EXPENSES. In publishing and making this document available, ASME and CSA are not undertaking to render professional or other services foror on behalf of any person or entity or to perform any duty owed by any person or entity to another pers

10、on or entity. The information in this document is directed to those who have the appropriate degree of experience to use and apply its contents, and ASME and CSA accept no responsibility whatsoever arising in any way from any and all use of or reliance on the information contained in this document.

11、ASME and CSA have no power, nor do they undertake, to enforce compliance with the contents of the standards or other documents they jointly publish. Authorized use of this document This document is being provided by ASME and CSA for informational and non-commercial use only. The user of this documen

12、t is authorized to do only the following: If this document is in electronic form: load this document onto a computer for the sole purpose of reviewing it; search and browse this document; and print this document. Limited copies of this document in print or paper form may be distributed only to perso

13、ns who are authorized by ASME and CSA to have such copies, and only if this Legal Notice appears on each such copy. In addition, users may not and may not permit others to alter this document in any way or remove this Legal Notice from the attached standard; sell this document without authorization

14、from ASME and CSA; or make an electronic copy of this document. If you do not agree with any of the terms and conditions contained in this Legal Notice, you may not load or use this document or make any copies of the contents hereof, and if you do make such copies, you are required to destroy them i

15、mmediately. Use ofthis document constitutes your acceptance of the terms and conditions of this Legal Notice. The American Society of Mechanical EngineersStandards Update ServiceASME A17.7-2007/CSA B44.7-07March 2007Title:Performance-based safety code for elevators and escalatorsPagination:131 pages

16、 (xvii preliminary and 114 text), each dated March 2007To register for e-mail notification about any updates to this publicationgo to shop.csa.caclick on CSA Update ServiceThe List ID that you will need to register for updates to this publication is 2018369.If you require assistance, please e-mail t

17、echsupportcsagroup.org or call 416-747-2233.Visit CSA Groups policy on privacy at csagroup.org/legal to find out how we protect your personal information.Blank pageASME A17.7-2007CSA B44.7-07Performance-based safety code for elevators and escalatorsASME/CSA StandardThe American Society of Mechanical

18、 EngineersPublished in March 2007 by CanadianStandards AssociationA not-for-profit private sector organization5060 Spectrum Way, Suite 100Mississauga, Ontario, CanadaL4W 5N6To purchase CSA Standards and related publications, visit CSAs Online Store at www.ShopCSA.ca or call toll-free 1-800-463-6727

19、or 416-747-4044.ISBN 1-55436-165-6 Canadian Standards Association 2007All rights reserved. No part of this publication may be reproduced in any form whatsoever without the prior permission of the publisher.Commitment for AmendmentsThis Standard is issued jointly by the American Society of Mechanical

20、 Engineers (ASME) and the Canadian Standards Association (CSA). Amendments to this Standard will be made only after processing according to the Standards writing procedures of both ASME and CSA.The American Society of Mechanical Engineers (ASME) Three Park AvenueNew York, NY 10016-5990USAwww.asme.or

21、gISBN 0-7918-3099-3 Copyright 2007The 2007 edition of this Standard is being issued with an automatic addenda subscription service. The use of addenda allows revisions made in response to public review comments or committee actions to be published as necessary.March 2007 iiiContents Canadian Standar

22、ds Association American Society of Mechanical Engineers, Inc. Performance-based safety code for elevators and escalatorsASME A17 Elevator and Escalator Committee vCSA B44 Technical Committee on the Elevator Safety Code viiASME A17.7/CSA B44.7 Committee on New Technology xForeword xiiASME Preface xii

23、iCSA Preface xvForm and arrangement xvi1GENERAL11.1 SCOPE 11.2 PURPOSE 21.3 DEFINITIONS 22 SAFETY REQUIREMENTS 52.1 PROCESSES FOR ESTABLISHING SAFETY 52.2 OPTIONS FOR ESTABLISHING SAFETY 62.3 SAFETY ASSESSMENT SUBJECT 62.4 ASSURING SAFETY BY IMPLEMENTING GESRs 72.5 SORTING OF APPLICABLE GESRs FOR AP

24、PROACH 1 82.6 IMPLEMENTATION OF GESRs 92.7 RISK ASSESSMENT PROCESS 92.8 PROTECTIVE MEASURES AND SAFETY PRINCIPLES 112.9 APPLICATION OF SPs 122.10 CODE COMPLIANCE DOCUMENTATION 132.11 CODE DATA PLATE 132.12 ADDITIONAL REQUIREMENTS 133 GLOBAL ESSENTIAL SAFETY REQUIREMENTS (GESRs) FOR ELEVATORS 153.1 C

25、OMMON GESRs RELATED TO PERSONS AT DIFFERENT LOCATIONS 153.2 GESRs RELATED TO PERSONS ADJACENT TO THE ELEVATOR FALLING INTO HOISTWAY 173.3 GESRs RELATED TO PERSONS AT THE ELEVATOR ENTRANCE 183.4 GESRs RELATED TO PERSONS IN THE LCU (CAR) 193.5 GESRs RELATED TO PERSONS IN WORKING AREAS 214 SAFETY PARAM

26、ETERS 235 REFERENCE CODES AND STANDARDS 255.1 REFERENCE DOCUMENTS 255.2 PROCUREMENT INFORMATION 29MANDATORY APPENDIX I CERTIFICATION OF CONFORMANCE OF ELEVATOR SYSTEMS, SUB-SYSTEMS, COMPONENTS, OR FUNCTIONS 31 Canadian Standards AssociationASME A17.7-2007/CSA B44.7-07 American Society of Mechanical

27、Engineers, Inc.iv March 2007NONMANDATORY APPENDICESA BACKGROUND TO GESRs 35B SAFETY PARAMETERS 53C RISK ASSESSMENT METHODOLOGIES 78D QUICK REFERENCES 83E EXAMPLE OF USE OF THIS CODE 87F ASME A17.7/CSA B44.7 Process 114TablesA-1 Examples of risk scenarios related to GESRs 36A-3 Cross-Referencing of G

28、ESRs in Part 3 and Elevator Sub-Systems 42A-4 Cross-Referencing of GESRs in Part 3 and Elevator Sub-Systems 48B-1 SPs for Each GESR 54B-2 Summary of Anthropometric Data 76C-1 Risk Assessment Template 79C-2.1 Levels of Severity 80C-2.2 Levels of Probabilities 80C-3.1 Risk Estimation and Evaluation 81

29、C-3.2 Risk Evaluation 81C-4 Guide for Team Moderator Role, Skills, Duties, and Responsibilities 82D-1 Examples of Hazards 83D-2 Examples of Hazardous Situations 84D-3 Examples of Causes (Component of Harmful Event) 85D-4 Examples of Possible Effects 86E-2.3 List of GESRs to be Verified for Conforman

30、ce 89E-2.4 Risk Assessment per Nonmandatory Appendix C 96FiguresE-1 Determination of the Subject of the Assessment 109E-2a Elaboration of the Design Concept 110E-2b View of Ground Guard and Raised LCU 111E-3 Elaboration of Design Concept LCU Landing Bridge 112E-4 Elaboration of the Design Concept 11

31、3F-1 ASME A17.7/CSA B44.7 Process 114 Canadian Standards Association American Society of Mechanical Engineers, Inc. Performance-based safety code for elevators and escalatorsMarch 2007 vASME A17 Elevator and Escalator CommitteeJ. W. Coaker, ChairH. E. Peelle III, Vice ChairN. B. Martin, Vice ChairG.

32、 A. Burdeshaw, SecretaryE. V. Baker, NEIEPR. E. Baxter, Richard E. Baxter and Associates, LLCL. Bialy, Otis Elevator Co. N. Marchitto, Alternate, Otis Elevator Co.J. R. Brooks, North Carolina Department of LaborW. C. Burklund, Kone, Inc. J. W. Coaker, Coaker (b) frequency of periodic inspections and

33、 tests; and (c) assignment of responsibility for persons authorized to make and witness inspections and tests. Correspondence with ASME A17 CommitteeASME codes and standards are developed and maintained with the intent to represent the consensus of concerned interests. As such, users of this and oth

34、er ASME A17 codes and standards may interact with the committee by requesting interpretations, proposing revisions, and attending committee meetings. Correspondence should be addressed to: Secretary, A17 Standards CommitteeThe American Society of Mechanical EngineersThree Park AvenueNew York, NY 100

35、16 USAE-mail: infocentralasme.orgAll correspondence to the Committee must include the individuals name and post office address in case the Committee needs to request further information. Proposing revisionsRevisions are made periodically to the Code to incorporate changes that appear necessary or de

36、sirable, as demonstrated by the experience gained from the application of the procedures, and in order to conform to developments in the elevator industry. Approved revisions will be published periodically. The ASME A17 Committee welcomes proposals for revisions to this Code. Such proposals should b

37、e as specific as possible, citing the section number(s), the proposed wording, and a detailed description of the reasons for the proposal, including any pertinent documentation. Requesting interpretations On request, the ASME A17 Committee will render an interpretation of any requirement of the Code

38、. Interpretations can be rendered only in response to a written request sent to the Secretary of the Standards Committee. The request for interpretation should be clear and unambiguous. It is further recommended that the inquirer submit the request using the following format: Canadian Standards Asso

39、ciationASME A17.7-2007/CSA B44.7-07 American Society of Mechanical Engineers, Inc.xiv March 2007Subject: Cite the applicable section number(s) and give a concise description. Edition: Cite the applicable edition and supplement of the Code for which the interpretation is being requested. Question: Ph

40、rase the question as a request for an interpretation of a specific requirement suitable for general understanding and use, not as a request for approval of a proprietary design or situation. The question shall be phrased, where possible, to permit a specific “yes” or “no” answer. The inquirer may al

41、so include any plans or drawings that are necessary to explain the question; however, they should not contain proprietary names or information. Requests that are not in this format will be rewritten in this format by the Committee prior to being answered, which may inadvertently change the intent of

42、 the original request. ASME procedures provide for reconsideration of any interpretation if additional information that might affect an interpretation becomes available. Further, persons aggrieved by an interpretation may appeal to the appropriate ASME committee or subcommittee. ASME does not “appro

43、ve,” “certify,” “rate,” or “endorse” any item, construction, proprietary device, or activity. Attending Committee meetings The ASME A17 Standards Committee and the various Working Committees regularly hold meetings, all of which are open to the public. Persons wishing to attend any meeting should co

44、ntact the Secretary of the Standards Committee. Canadian Standards Association American Society of Mechanical Engineers, Inc. Performance-based safety code for elevators and escalatorsMarch 2007 xvCSA PrefaceThis is the first edition of ASME A17.7/CSA B44.7, Performance-based safety code for elevato

45、rs and escalators. This is a fully harmonized binational Code.This Code is considered suitable for use for conformity assessment within the stated scope of the Code.This Code was prepared for use in Canada by the CSA Technical Committee on the Elevator Safety Code under the jurisdiction of the CSA S

46、trategic Steering Committee on Public Safety. It has been formally approved by the CSA Technical Committee. March 2007Notes: (1) Use of the singular does not exclude the plural (and vice versa) when the sense allows.(2) Although the intended primary application of this Code is stated in its Scope, i

47、t is important to note that it remains the responsibility of the users of the Code to judge its suitability for their particular purpose.(3) This publication was developed by consensus, which is defined by CSA Policy governing standardization Code of good practice for standardization as “substantial

48、 agreement. Consensus implies much more than a simple majority, but not necessarily unanimity“. It is consistent with this definition that a member may be included in the Technical Committee list and yet not be in full agreement with all clauses of this publication.(4) CSA Codes and Standards are su

49、bject to periodic review, and suggestions for their improvement will be referred to the appropriate committee.(5) All enquiries regarding this Code, including requests for interpretation, should be addressed to Canadian Standards Association, 5060 Spectrum Way, Suite 100, Mississauga, Ontario, Canada L4W 5N6. Requests for interpretation should(a) define the problem, making reference to the specific clause, and, where appropriate, include an illustrative sketch;(b) provide an expl