1、October 2014 Translation by DIN-Sprachendienst.English price group 16No part of this translation may be reproduced without prior permission ofDIN Deutsches Institut fr Normung e. V., Berlin. Beuth Verlag GmbH, 10772 Berlin, Germany,has the exclusive right of sale for German Standards (DIN-Normen).IC
2、S 93.020!%;$“2249401www.din.deDDIN EN 16228-3Drilling and foundation equipment Safety Part 3: Horizontal directional drilling equipment (HDD);English version EN 16228-3:2014,English translation of DIN EN 16228-3:2014-10Gerte fr Bohr- und Grndungsarbeiten Sicherheit Teil 3: Gerte fr das gerichtete Ho
3、rizontalbohrverfahren (HDD);Englische Fassung EN 16228-3:2014,Englische bersetzung von DIN EN 16228-3:2014-10Machines de forage et de fondation Scurit Partie 3: Appareils de forage horizontal dirig (HDD);Version anglaise EN 16228-3:2014,Traduction anglaise de DIN EN 16228-3:2014-10Together with DIN
4、EN 16228-1:2014-10, DIN EN 16228-2:2014-10, DIN EN 16228-4:2014-10,DIN EN 16228-5:2014-10, DIN EN 16228-6:2014-10 and DIN EN 16228-7:2014-10 supersedesDIN EN 791:2010-01 and DIN EN 996:2010-02Supersedes: see belowwww.beuth.deDocument comprises 35 pagesIn case of doubt, the German-language original s
5、hall be considered authoritative.09.14DIN EN 16228-3:2014-10 2 A comma is used as the decimal marker. National foreword This standard includes safety requirements. This document (EN 16228-3:2014) has been prepared by Technical Committee CEN/TC 151 “Construction equipment and building material machin
6、es Safety” (Secretariat: DIN, Germany). The responsible German body involved in its preparation was the DIN-Normenausschuss Maschinenbau (DIN Standards Committee Mechanical Engineering), Working Committee NA 060-13-03 AA Bohrgerte of Section Bau- und Baustoffmaschinen. Representatives of manufacture
7、rs and users of drilling and foundation equipment, and of the employers liability insurance associations contributed to this standard. ,This standard contains specifications meeting the essential requirements set out in Annex I of the “Machinery Directive”, Directive 2006/42/EC, and which apply to m
8、achines that are either first placed on the market or commissioned within the EEA. This standard serves to facilitate proof of compliance with the essential requirements of that directive. Once this standard is cited in the Official Journal of the European Union, it is deemed a “harmonized” standard
9、 and thus, a manufacturer applying this standard may assume compliance with the requirements of the Machinery Directive (“presumption of conformity”). Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. DIN and/or DKE shall not be hel
10、d responsible for identifying any or all such patent rights. The European Standards referred to in Clause 2 and in the Bibliography of the EN have been published as the corresponding DIN EN or DIN EN ISO Standards with the same number. Where the International Standards referred to are not also DIN I
11、SO Standards with the same number, there are no national standards available. Amendments This standard differs from DIN EN 791:2010-01 and DIN EN 996:2010-02 as follows: a) the EN 16228 standards series, Parts 1 to 7, has a completely new approach and replaces the previous standards EN 996 and EN 79
12、1 specifying piling and drilling equipment; b) the new EN 16228 standards series specifies drilling and foundation equipment for specific applications. Previous editions DIN 24096: 1987-06 DIN EN 791: 1996-01, 2010-01, DIN EN 996: 1996-04, 2010-02 DIN EN 996/A1: 2000-03 DIN EN 996/A2: 2003-11 EUROPE
13、AN STANDARD NORME EUROPENNE EUROPISCHE NORM EN 16228-3 May 2014 ICS 93.020 Supersedes EN 791:1995+A1:2009, EN 996:1995+A3:2009English Version Drilling and foundation equipment - Safety - Part 3: Horizontal directional drilling equipment (HDD) Machines de forage et de fondation - Scurit - Partie3:App
14、areils de forage horizontal dirig (HDD) Gerte fr Bohr- und Grndungsarbeiten - Sicherheit - Teil3: Gerte fr das gerichtete Horizontalbohrverfahren (HDD) This European Standard was approved by CEN on 6 March 2014. CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulat
15、e the conditions for giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member. This European Stan
16、dard exists in three official versions (English, French, German). A version in any other language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN members are the nat
17、ional standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Sl
18、ovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom. EUROPEAN COMMITTEE FOR STANDARDIZATION COMIT EUROPEN DE NORMALISATION EUROPISCHES KOMITEE FR NORMUNG CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels 2014 CEN All rights of exploitation in any form and by any me
19、ans reserved worldwide for CEN national Members. Ref. No. EN 16228-3:2014 EEN 16228-3:2014 (E) 2 Contents Page Foreword 4 Introduction .5 1 Scope 6 2 Normative references 6 3 Terms and definitions .7 4 List of additional significant hazards 8 5 Safety requirements and/or protective measures 9 5.1 Ge
20、neral 9 5.2 Stability .9 5.2.1 General 9 5.2.2 Ground pressure . 10 5.3 Brakes 10 5.3.1 Brakes for travelling . 10 5.3.2 Brakes for slewing 10 5.4 Winches, draw-works and ropes . 10 5.4.1 General . 10 5.4.2 Roller and leaf chains . 10 5.5 Indicating devices for inclination 10 5.6 Operating position(
21、s) . 10 5.6.1 General . 10 5.6.2 Cab/Cabin 11 5.6.3 Driving, tramming and operating(s) position . 11 5.6.4 Falling Object Protection (FOPS) 11 5.7 Access to operating positions, intervention and servicing points . 11 5.8 Retrieval, transportation, lifting and towing of horizontal directional drills
22、and their parts 11 5.9 Travel speed 11 5.10 Control devices . 12 5.10.1 General . 12 5.10.2 Pedestrian controlled horizontal directional drills 12 5.10.3 Protective measures for stopping of rotation and feed 12 5.10.4 Restricted operating mode 12 5.11 Equipment for information and warning 12 5.11.1
23、General . 12 5.11.2 Warning devices . 12 5.12 Guards and protective devices . 13 5.12.1 General . 13 5.12.2 Design 13 5.12.3 Foot barrier 13 5.12.4 Danger zones at rear of machine 13 5.12.5 Elevating drill frame . 13 5.12.6 Breakout clamps . 13 5.12.7 Ground fixation device . 14 5.12.8 Horizontal di
24、rectional drills with a drill rod/pipe storage magazine 14 5.12.9 Horizontal directional drills without a mechanical drill/pipe handling system 14 5.13 Immobilisation system . 15 5.14 Drill frame extensions 15 6 Verification of the safety requirements and/or protective measures 15 6.1 General . 15 D
25、IN EN 16228-3:2014-10 EN 16228-3:2014 (E) 3 6.2 Fitness for purpose testing 17 7 Information for use 17 7.1 General . 17 7.2 Operators manual . 18 7.3 Warning signs 18 Annex A (informative) Symbols and signs . 19 A.1 General . 19 A.2 Symbols for base machine and drilling rack 19 A.3 Symbols for fron
26、t vice . 20 A.4 Symbols for rod cradle . 21 A.5 Symbols for drill head . 22 A.6 Symbols for earth anchor . 23 A.7 Symbols for rod clamp 24 A.8 Symbols for rod loader . 25 A.9 Symbols for Drilling Fluid Supply 27 Annex B (normative) Noise test code . 31 B.1 General . 31 B.2 Operating conditions 31 An
27、nex ZA (informative) Relationship between this European Standard and the Essential Requirements of EU Directive 2006/42/EC 32 Bibliography 33 DIN EN 16228-3:2014-10 EN 16228-3:2014 (E) 4 Foreword This document (EN 16228-3:2014) has been prepared by Technical Committee CEN/TC 151 “Construction equipm
28、ent and building material machines - Safety”, the secretariat of which is held by DIN. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by November 2014 and conflicting national standards shall be wit
29、hdrawn at the latest by November 2014. This document supersedes EN 791:1995+A1:2009 and EN 996:1995+A3:2009. This document has been prepared under a mandate given to CEN by the European Commission and the European Free Trade Association, and supports essential requirements of EU Directive(s). For re
30、lationship with EU Directive(s), see informative Annex ZA, which is an integral part of this document. This European Standard is divided into several parts and covers drilling and foundation equipment. Part 1 contains requirements that are/may be common to all drilling and foundation equipment. Othe
31、r parts contain additional requirements for specific machines that supplement or modify the requirements of part 1. Compliance with the clauses of part 1 together with those of a relevant specific part of this standard giving requirements for a particular machine provides one means of conforming wit
32、h the essential health and safety requirements of the Directive concerned. When a relevant specific part does not exist, part 1 can help to establish the requirements for the machine, but will not by itself provide a means of conforming to the relevant essential health and safety requirements of the
33、 Directive. This European Standard, EN 16228, Drillling and foundation equipment Safety, consists of the following parts: Part 1: Common requirements Part 2: Mobile drill rigs for civil and geotechnical engineering, quarrying and mining Part 3: Horizontal directional drilling equipment (HDD) Part 4:
34、 Foundation equipment Part 5: Diaphragm walling equipment Part 6: Jetting, grouting and injection equipment Part 7: Interchangeable auxiliary equipment According to the CEN-CENELEC Internal Regulations, the national standards organizations of the following countries are bound to implement this Europ
35、ean Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slov
36、enia, Spain, Sweden, Switzerland, Turkey and the United Kingdom. DIN EN 16228-3:2014-10 EN 16228-3:2014 (E) 5 Introduction This document is a type C standard as stated in EN ISO 12100. The machinery concerned and the extent to which hazards, hazardous situations and events are covered are indicated
37、in the scope of this document. When provisions of this type C document are different from those, which are stated in type A or B documents, the provisions of this type C document take precedence over the provisions of the other documents, for machines that have been designed and built according to t
38、he provisions of this type C document. DIN EN 16228-3:2014-10 EN 16228-3:2014 (E) 6 1 Scope This European Standard, together with part 1, deals with all significant hazards for horizontal directional drilling equipment (HDD) when they are used as intended and under the conditions of misuse which are
39、 reasonably foreseeable by the manufacturer associated with the whole life time of the machine (see Clause 4). The requirements of this part are complementary to the common requirements formulated in EN 16228-1:2014. This document does not repeat the requirements from EN 16228-1, but adds or replace
40、s the requirements for application for horizontal directional drills. A machine is considered a horizontal directional drill if it is designed to drill in a shallow arc for the installation of pipes, conduits, and cables and typically has a drill string entry angle of less than 45 relative to the op
41、erating surface of the earth. 2 Normative references The following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced
42、 document (including any amendments) applies. EN 474-1:2006+A4:2013, Earth-moving machinery Safety Part 1: General requirements EN 12999:2011+A1:2012, Cranes Loader cranes EN 16228-1:2014, Drilling and foundation equipment Safety Part 1: Common requirements EN ISO 2867:2011, Earth-moving machinery A
43、ccess systems (ISO 2867:2011) EN ISO 3411:2007, Earth-moving machinery Physical dimensions of operators and minimum operator space envelope (ISO 3411:2007) EN ISO 3449:2008, Earth-moving machinery Falling-object protective structures Laboratory tests and performance requirements (ISO 3449:2005) EN I
44、SO 3471:2008, Earth-moving machinery Roll-over protective structures Laboratory tests and performance requirements (ISO 3471:2008) EN ISO 5353:1998, Earth-moving machinery, and tractors and machinery for agriculture and forestry Seat index point (ISO 5353:1995) EN ISO 6682:2008, Earth-moving machine
45、ry Zones of comfort and reach for controls (ISO 6682:1986, including Amd 1:1989) EN ISO 7731:2008, Ergonomics Danger signals for public and work areas Auditory danger signals (ISO 7731:2003) EN ISO 12100:2010, Safety of machinery General principles for design Risk assessment and risk reduction (ISO
46、12100:2010) ISO 9244:2008, Earth-moving machinery Machine safety labels General principles ISO 9533:2010, Earth-moving machinery Machine-mounted audible travel alarms and forward horns Test methods and performance criteria DIN EN 16228-3:2014-10 EN 16228-3:2014 (E) 7 ISO 11112:19951, Earth-moving ma
47、chinery Operators seat Dimensions and requirements)ISO/DIS 15818:2013, Earth-moving machinery Lifting and tying-down attachment points Performance requirements ISO 16754:2008, Earth-moving machinery Determination of average ground contact pressure for crawler machines ISO 17063:2003, Earth-moving ma
48、chinery Braking systems of pedestrian-controlled machines Performance requirements and test procedures 3 Terms and definitions For the purposes of this document, the terms and definitions given in EN ISO 12100:2010, EN 16228-1:2014 and the following apply. NOTE Terminology for horizontal directional
49、 drills is specified in ISO 21467. 3.1 horizontal directional drill machine that uses a steerable cutting head attached to the end of a drill string for creating a bore through the earth in a horizontal direction Note 1 to entry: Drilling can include fluid injection through the drill string to the cutting head, tracking of the bore by use of sensors or a transponder near the cutting head and subsequent enlargement of the bore by back-reaming. 3.2 drill string for HDD length of rod
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