DIN EN ISO 50001-2011 Energy management systems - Requirements with guidance for use (ISO 50001 2011) German version EN ISO 50001 2011《能源管理体系 使用指导要求(ISO 50001-2011) 德文版 EN ISO 5000.pdf

1、December 2011 Translation by DIN-Sprachendienst.English price group 14No part of this translation may be reproduced without prior permission ofDIN Deutsches Institut fr Normung e. V., Berlin. Beuth Verlag GmbH, 10772 Berlin, Germany,has the exclusive right of sale for German Standards (DIN-Normen).I

2、CS 27.010!$xk“1857257www.din.deDDIN EN ISO 50001Energy management systems Requirements with guidance for use (ISO 50001:2011)English translation of DIN EN ISO 50001:2011-12Energiemanagementsysteme Anforderungen mit Anleitung zur Anwendung (ISO 50001:2011)Englische bersetzung von DIN EN ISO 50001:201

3、1-12Systmes de management de lnergie Exigences et recommandations de mise en oeuvre (ISO 50001:2011)Traduction anglaise de DIN EN ISO 50001:2011-12SupersedesDIN EN 16001:2009-08www.beuth.deIn case of doubt, the German-language original shall be considered authoritative.Document comprises pages12.112

4、9DIN EN ISO 50001:2011-12 2 A comma is used as the decimal marker. National foreword This standard has been prepared by Technical Committee ISO/TC 242 “Energy Management” (Secretariat: ANSI, USA) and has been taken over as EN ISO 50001:2011 by Technical Committee CEN/CENELEC/ JWG 3 “Energy managemen

5、t and related services General requirements and qualification procedures Structure” (Secretariat: UNI, Italy). The responsible German body involved in its preparation was the Normenausschuss Grundlagen des Umwelt-schutzes (Principles of Environmental Protection Standards Committee), Working Committe

6、e NA 172-00-09 AA Energieeffizienz und Energiemanagement. The DIN Standards corresponding to the International Standards referred to in this document are as follows: ISO 9000 DIN EN ISO 9000 ISO 9001 DIN EN ISO 9001 ISO 14001 DIN EN ISO 14001 ISO 22000 DIN EN ISO 22000 Amendments This standard diffe

7、rs from DIN EN 16001:2009-08 as follows: a) the content of the standard has been completely revised; b) terms and definitions have been updated/supplemented (e.g. energy performance); c) normative references have been updated; d) the clause numbering has been modified; e) Figure 1 relating to the en

8、ergy management system model has been updated (see Introduction); f) The standard has been editorially revised. Previous editions DIN EN 16001: 2009-08 National Annex NA (informative) Bibliography DIN EN ISO 9000, Quality management systems Fundamentals and vocabulary DIN EN ISO 9001, Quality manage

9、ment systems Requirements DIN EN ISO 14001, Environmental management systems Requirements with guidance for use DIN EN ISO 22000, Food safety management systems Requirements for any organization in the food chain EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN ISO 50001 October 2011 ICS 27.010

10、Supersedes EN 16001:2009English version Energy management systems - Requirements with guidance for use (ISO 50001:2011) Systmes de management de lnergie - Exigences et recommandations de mise en oeuvre (ISO 50001:2011) Energiemanagementsysteme - Anforderungen mit Anleitung zur Anwendung (ISO 50001:2

11、011) This European Standard was approved by CEN on 25 October 2011. CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bi

12、bliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN and CENELEC member. This European Standard exists in three official versions (English, French, German). A version in any other language made by translation un

13、der the responsibility of a CEN and CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN and CENELEC members are the national standards bodies and national electrotechnical committees of Austria, Belgium, Bulgaria, C

14、roatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland and United Kingdom. CEN Management Centre: CENELE

15、C Management Centre:Avenue Marnix 17, B-1000 Brussels Avenue Marnix 17, B-1000 Brussels 2011 CEN/CENELEC All rights of exploitation in any form and by any means reserved worldwide for CEN national Members and for CENELEC Members. Ref. No. EN ISO 50001:2011 EContents Page Foreword .3 Introduction.4 1

16、 Scope6 2 Normative references6 3 Terms and definitions .6 4 Energy management system requirements10 4.1 General requirements .10 4.2 Management responsibility 10 4.2.1 Top management.10 4.2.2 Management representative.11 4.3 Energy policy .11 4.4 Energy planning 11 4.4.1 General .11 4.4.2 Legal req

17、uirements and other requirements 4.4.3 Energy review 12 4.4.4 Energy baseline .12 4.4.5 Energy performance indicators .13 4.4.6 Energy objectives, energy targets and energy management action plans.13 4.5 Implementation and operation .13 4.5.1 General .13 4.5.2 Competence, training and awareness.13 4

18、.5.3 Communication .14 4.5.4 Documentation 14 4.5.5 Operational control .15 4.5.6 Design.15 4.5.7 Procurement of energy services, products, equipment and energy .15 4.6 Checking.16 4.6.1 Monitoring, measurement and analysis16 4.6.2 Evaluation of compliance with legal requirements and other requireme

19、nts 16 4.6.3 Internal audit of the EnMS 16 4.6.4 Nonconformities, correction, corrective action and preventive action .17 4.6.5 Control of records .17 4.7 Management review 17 4.7.1 General .17 4.7.2 Input to management review17 4.7.3 Output from management review 18 Annex A (informative) Guidance o

20、n the use of this International Standard .19 Annex B (informative) Correspondence between ISO 50001:2011, ISO 9001:2008, ISO 14001:2004 and ISO 22000:2005.25 Bibliography2 2DIN EN ISO 50001:2011-12 EN ISO 50001:2011 (E) 127Foreword This European Standard shall be given the status of a national stand

21、ard, either by publication of an identical text or by endorsement, at the latest by April 2012, and conflicting national standards shall be withdrawn at the latest by April 2012. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. CEN

22、 and/or CENELEC shall not be held responsible for identifying any or all such patent rights. This document supersedes EN 16001:2009. According to the CEN/CENELEC Internal Regulations, the national standards organizations of the following countries are bound to implement this European Standard: Austr

23、ia, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland and the United Kingdom. E

24、ndorsement notice The text of ISO 50001:2011 has been approved by CEN as a EN ISO 50001:2011 without any modification. 3DIN EN ISO 50001:2011-12 EN ISO 50001:2011 (E) The text of ISO 50001:2011 has been prepared by Technical Committee ISO/TC 242 “Energy Management” of the International Organization

25、for Standardization (ISO) and has been taken over as EN ISO 50001:2011 by Technical Committee CEN/CLC/JWG 3 “Energy management and related services General requirements and qualification procedures structure” the secretariat of which is held by UNI. Introduction The purpose of this International Sta

26、ndard is to enable organizations to establish the systems and processes necessary to improve energy performance, including energy efficiency, use and consumption. Implementation of this International Standard is intended to lead to reductions in greenhouse gas emissions and other related environment

27、al impacts and energy cost through systematic management of energy. This International Standard is applicable to all types and sizes of organizations, irrespective of geographical, cultural or social conditions. Successful implementation depends on commitment from all levels and functions of the org

28、anization, and especially from top management. This International Standard specifies energy management system (EnMS) requirements, upon which an organization can develop and implement an energy policy, and establish objectives, targets, and action plans which take into account legal requirements and

29、 information related to significant energy use. An EnMS enables an organization to achieve its policy commitments, take action as needed to improve its energy performance and demonstrate the conformity of the system to the requirements of this International Standard. This International Standard appl

30、ies to the activities under the control of the organization, and application of this International Standard can be tailored to fit the specific requirements of the organization, including the complexity of the system, degree of documentation, and resources. This International Standard is based on th

31、e Plan - Do - Check - Act (PDCA) continual improvement framework and incorporates energy management into everyday organizational practices, as illustrated in Figure 1. NOTE In the context of energy management, the PDCA approach can be outlined as follows: Plan: conduct the energy review and establis

32、h the baseline, energy performance indicators (EnPIs), objectives, targets and action plans necessary to deliver results that will improve energy performance in accordance with the organizations energy policy; Do: implement the energy management action plans; Check: monitor and measure processes and

33、 the key characteristics of operations that determine energy performance against the energy policy and objectives, and report the results; Act: take actions to continually improve energy performance and the EnMS. 4DIN EN ISO 50001:2011-12 EN ISO 50001:2011 (E) Energy policy Energy planning Implement

34、ation and operation Nonconformities,correction, corrective and preventiveactionMonitoring, measurement and analysis Internal audit of the EnMS Management review Checking Continual improvement Figure 1 Energy management system model for this International Standard Worldwide application of this Intern

35、ational Standard contributes to more efficient use of available energy sources, to enhanced competitiveness and to reducing greenhouse gas emissions and other related environmental impacts. This International Standard is applicable irrespective of the types of energy used. This International Standar

36、d can be used for certification, registration and self-declaration of an organizations EnMS. It does not establish absolute requirements for energy performance beyond the commitments in the energy policy of the organization and its obligation to comply with applicable legal requirements and other re

37、quirements. Thus, two organizations carrying out similar operations, but having different energy performance, can both conform to its requirements. This International Standard is based on the common elements of ISO management system standards, ensuring a high level of compatibility notably with ISO

38、9001 and ISO 14001. NOTE Annex B shows the relationship between this International Standard and ISO 9001:2008, ISO 14001:2004 and ISO 22000:2005. An organization can choose to integrate this International Standard with other management systems, including those related to quality, the environment and

39、 occupational health and safety. 5DIN EN ISO 50001:2011-12 EN ISO 50001:2011 (E) Energy management systems Requirements with guidance for use 1 Scope This International Standard specifies requirements for establishing, implementing, maintaining and improving an energy management system, whose purpos

40、e is to enable an organization to follow a systematic approach in achieving continual improvement of energy performance, including energy efficiency, energy use and consumption. This International Standard specifies requirements applicable to energy use and consumption, including measurement, docume

41、ntation and reporting, design and procurement practices for equipment, systems, processes and personnel that contribute to energy performance. This International Standard applies to all variables affecting energy performance that can be monitored and influenced by the organization. This Internationa

42、l Standard does not prescribe specific performance criteria with respect to energy. This International Standard has been designed to be used independently, but it can be aligned or integrated with other management systems. This International Standard is applicable to any organization wishing to ensu

43、re that it conforms to its stated energy policy and wishing to demonstrate this to others, such conformity being confirmed either by means of self-evaluation and self-declaration of conformity, or by certification of the energy management system by an external organization. This International Standa

44、rd also provides, in Annex A, informative guidance on its use. 2 Normative references No normative references are cited. This clause is included in order to retain clause numbering identical with other ISO management system standards. 3 Terms and definitions For the purposes of this document, the fo

45、llowing terms and definitions apply. 3.1 boundaries physical or site limits and/or organizational limits as defined by the organization EXAMPLE A process; a group of processes; a site; an entire organization; multiple sites under the control of an organization. 3.2 continual improvement recurring pr

46、ocess which results in enhancement of energy performance and the energy management system 6DIN EN ISO 50001:2011-12 EN ISO 50001:2011 (E) NOTE 1 The process of establishing objectives and finding opportunities for improvement is a continual process. NOTE 2 Continual improvement achieves improvements

47、 in overall energy performance, consistent with the organizations energy policy. 3.3 correction action to eliminate a detected nonconformity (3.21) NOTE Adapted from ISO 9000:2005, definition 3.6.6. 3.4 corrective action action to eliminate the cause of a detected nonconformity (3.21) NOTE 1 There c

48、an be more than one cause for a nonconformity. NOTE 2 Corrective action is taken to prevent recurrence whereas preventive action is taken to prevent occurrence. NOTE 3 Adapted from ISO 9000:2005, definition 3.6.5. 3.5 energy electricity, fuels, steam, heat, compressed air, and other like media NOTE

49、1 For the purposes of this International Standard, energy refers to the various forms of energy, including renewable, which can be purchased, stored, treated, used in equipment or in a process, or recovered. NOTE 2 Energy can be defined as the capacity of a system to produce external activity or perform work. 3.6 energy baseline quantitative reference(s) providing a basis for comparison of energy performance NOTE 1 An energy baseline reflects a specified period of time. NOTE 2 An energy baseline can be normalized using variables which affe