DIN ISO 18436-1-2013 Condition monitoring and diagnostics of machines - Requirements for qualification and assessment of personnel - Part 1 Requirements for assessment bodies and t.pdf

1、May 2013Translation by DIN-Sprachendienst.English price group 11No part of this translation may be reproduced without prior permission ofDIN Deutsches Institut fr Normung e. V., Berlin. Beuth Verlag GmbH, 10772 Berlin, Germany,has the exclusive right of sale for German Standards (DIN-Normen).ICS 03.

2、100.30; 25.020!%#e1“2006614www.din.deDDIN ISO 18436-1Condition monitoring and diagnostics of machines Requirements for qualification and assessment of personnel Part 1: Requirements for assessment bodies and the assessmentprocess (ISO 18436-1:2012),English translation of DIN ISO 18436-1:2013-05Zusta

3、ndsberwachung und -diagnostik von Maschinen Anforderungen an die Qualifizierung und Bewertung von Personal Teil 1: Anforderungen an Bewertungsstellen und den Bewertungsvorgang(ISO 18436-1:2012),Englische bersetzung von DIN ISO 18436-1:2013-05Surveillance et diagnostic dtat des machines Exigences rel

4、atives la qualification et lvaluation du personnel Partie 1: Exigences relatives aux organismes dvaluation et au mode opratoiredvaluation (ISO 18436-1:2012),Traduction anglaise de DIN ISO 18436-1:2013-05www.beuth.deIn case of doubt, the German-language original shall be considered authoritative.Docu

5、ment comprises 17 pages04.13 A comma is used as the decimal marker. Contents Page National foreword .3 National Annex NA (informative) Bibliographie 4 Introduction .5 1 Scope .6 2 Normative references .6 3 Terms and definitions 6 4 Assessment body .7 4.1 Charter .7 4.2 General provisions .7 4.3 Requ

6、irements 8 4.4 Responsibilities 8 4.5 Organizational structure of the assessment body 9 4.6 Examination centres 9 4.7 Technical committees for certification .9 5 Requirements for assessment body personnel . 10 5.1 General provisions 10 5.2 Additional criteria for examiners . 10 6 Classification of p

7、ersonnel 11 6.1 General 11 6.2 Categories . 11 6.3 Employer . 11 7 Eligibility for examination 11 7.1 General 11 7.2 Mature candidate entry 11 8 Qualification examinations . 12 8.1 Conduct of examinations 12 8.2 Grading . 12 8.3 Re-examination 12 9 Certification 8 9.1 Administration . 13 9.2 Recogni

8、tion documents 13 10 Validity and renewal of recognition . 13 10.1 Validity of recognition . 13 10.2 Renewal of recognition . 13 10.3 Late renewal of recognition 14 10.4 Reassessment . 14 11 Files . 14 12 Transition period . 14 Annex A (normative) Code of ethics . 15 Annex B (normative) Qualificatio

9、ns for examiners and invigilators 16 Bibliography . 17 DIN ISO 18436-1:2013-05 2National foreword This document (ISO 18436-1:2012) has been prepared by Technical Committee ISO/TC 108 “Mechanical vibration, shock and condition monitoring”, Subcommittee SC 5 “Condition monitoring and diagnostics of ma

10、chine systems” (Secretariat: ANSI, USA). The responsible German body involved in its preparation was the Normenausschuss Akustik, Lrmminderung und Schwingungstechnik im DIN und VDI (Acoustics, Noise Control and Vibration Engineering Standards Committee in DIN and VDI), Working Committee NA 001-03-06

11、-05 UA (NALS/VDI C 6.5) Schwingungs-berwachung in collaboration with the Normenausschusses Materialprfung (Materials Testing Standards Committee), Working Committee NA 062-08-21 AA Qualifizierung und Zertifizierung von Personal der zerstrungsfreien Prfung. Attention is drawn to the possibility that

12、some of the elements of this document may be the subject of patent rights. DIN shall not be held responsible for identifying any or all such patent rights. In German, a differentiation is made between Qualifizierung: Process of demonstrating whether an entity activity or process, product, organizati

13、on, or any combination thereof is capable of fulfilling specified requirements and Qualifikation: Demonstration of personal attributes, education, training and/or work experience. Both terms in English are “Qualification”. ISO 18436 consists of the following parts under the general title Condition m

14、onitoring and diagnostics of machines Requirements for qualification and assessment of personnel: Part 1: Requirements for assessment bodies and the assessment process Part 2: Vibration condition monitoring and diagnostics Part 3: Requirements for training bodies and the training process Part 4: Fie

15、ld lubricant analysis Part 5: Lubricant laboratory technician/analyst Part 6: Acoustic emission Part 7: Thermography Part 8: Ultrasound Part 9: Condition monitoring specialists*)The DIN Standards corresponding to the International Standards referred to in this document are as follows: ISO 9712 DIN E

16、N ISO 9712 ISO/IEC 17000 DIN EN ISO/IEC 17000 ISO/IEC 17011 DIN EN ISO/IEC 17011 ISO/IEC 17024 DIN EN ISO/IEC 17024 standards standards series ISO/IEC 17050 series DIN EN ISO/IEC 17050 ISO 18436-2 DIN ISO 18436-2 ISO 18436-3 DIN ISO 18436-3 *) in preparation DIN ISO 18436-1:2013-05 3National Annex N

17、A (informative) Bibliography DIN EN ISO 9712, Non-destructive testing Qualification and certification of NDT personnel DIN EN ISO/IEC 17000, Conformity assessment Vocabulary and general principles DIN EN ISO/IEC 17011, Conformity assessment General requirements for accreditation bodies accrediting c

18、onformity assessment bodies DIN EN ISO/IEC 17024, Conformity assessment General requirements for bodies operating certification of persons DIN EN ISO/IEC 17050-1, Conformity assessment Suppliers declaration of conformity Part 1: General requirements DIN EN ISO/IEC 17050-2, Conformity assessment Supp

19、liers declaration of conformity Part 2: Supporting documentation DIN ISO 18436-2, Condition monitoring and diagnostics of machines Requirements for qualification and assessment of personnel Part 2: Vibration condition monitoring*)DIN ISO 18436-3, Condition monitoring and diagnostics of machines Requ

20、irements for qualification and assessment of personnel Part 3: Requirements for training bodies and the training process *)Draft stageDIN ISO 18436-1:2013-05 4IntroductionCondition monitoring and diagnostics of machines are integral parts of an effective maintenance programme. Non-intrusive technolo

21、gies used in condition monitoring and fault diagnosis include vibration, infrared thermography, oil and wear debris analysis, acoustic and ultrasonic analysis, and electric signature analysis. In many instances, these technologies act as complimentary condition monitoring tools. The skills and exper

22、tise of the practitioners performing the measurements and analysing the data are critical to the effective application of these technologies.This part of ISO 18436 defines the requirements for persons and organizations operating assessment systems in the non-intrusive machine condition monitoring an

23、d diagnostic technologies that use the technology parts of ISO 18436. General requirements for assessment body personnel are contained in this part of ISO 18436. Specific requirements for the assessment of personnel in condition monitoring and diagnostics are contained in ISO 18436-2 and ISO 18436-4

24、 to ISO 18436-9.In accordance with ISO/IEC 17000, an assessment body (person or organization) may be a first-party conformity assessment organization issuing a declaration of conformity, a second party issuing an attestion of conformity or it may be a third-party certification body compliant with IS

25、O/IEC 17024 issuing certificates of conformity. This part of ISO 18436 specifies the general provisions for certification bodies; however, where applicable, they should apply to first and second parties.DIN ISO 18436-1:2013-05 51 ScopeThis part of ISO 18436 specifies requirements for persons and org

26、anizations (“assessment body”) operating conformity assessment systems for personnel who perform machinery condition monitoring, identify machine faults, and recommend corrective action. Procedures for the conformity assessment of condition monitoring and diagnostic personnel are specified.NOTE Thes

27、e requirements are in addition to those of ISO/IEC 17000, ISO/IEC 17024, and ISO/IEC 17050-1.2 Normative referencesThe following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, only the edition cited applies

28、. For undated references, the latest edition of the referenced document (including any amendments) applies.ISO/IEC 17000:2004, Conformity assessment Vocabulary and general principlesISO/IEC 17024:2012, Conformity assessment General requirements for bodies operating certification of personsISO/IEC 17

29、050 (all parts), Conformity assessment Suppliers declaration of conformityISO 18436 (all relevant parts), Condition monitoring and diagnostics of machines Requirements for qualification and assessment of personnel3 Terms and definitionsFor the purposes of this document, the terms and definitions giv

30、en in ISO/IEC 17000, ISO/IEC 17024, ISO/IEC 17050 and the following apply.3.1certificatecertificate issued by a certification body in accordance with the conditions of its accreditation and bearing an accreditation symbol or statementNote 1 to entry: The certificate shall state the relevant part of

31、ISO 18436 dealing with the specific technology concerned3.2certification bodyorganization that meets the requirements of ISO/IEC 17024 for third-party certification bodies and issues a certificate of conformity3.3examination centrecentre approved by the certification body where qualification examina

32、tions are carried outSOURCE: ISO 9712:2012,13.8.Condition monitoring and diagnostics of machines Requirements for qualification and assessment of personnel Part 1: Requirements for assessment bodies and the assessment process DIN ISO 18436-1:2013-05 63.4invigilatorperson authorized by the certificat

33、ion body to supervise examinationsSOURCE: ISO 9712:2012,13.12.3.5technical committee for certificationTCCcommittee organized by an assigned certification body to direct the technical aspects of certification3.6significant interruptionabsence or change of activity which prevents the certified individ

34、ual from practising the duties corresponding to the category in the method and the sector(s) within the certified scope, for either a continuous period in excess of one year or two or more periods for a total time exceeding two yearsNote 1 to entry: Legal holidays or periods of sickness or courses o

35、f less than 30 days are not taken into account when calculating the interruption.SOURCE: ISO 9712:2012,13.27, modified.3.7first-party assessmentconformity assessment activity that is performed by the person or organization that provides the condition monitoring personnel and issues a declaration (wr

36、itten attestation) of conformitySOURCE: ISO/IEC 17000:2004, 2.2, modified3.8second-party assessmentconformity assessment activity that is performed by a person or organization that has a user interest in the condition monitoring personnel of another organizationSOURCE: ISO/IEC 17000:2004, 2.3, modif

37、ied3.9third-party assessmentconformity assessment activity that is performed by an organization which is recognized to assess (evaluate) the competence of personnel and issue a certificateSOURCE: ISO/IEC 17000:2004, 2.4, modified4 Assessment body4.1 CharterThe assessment process, which includes all

38、procedures adopted to demonstrate the conformity of individuals with the requirements specified in this International Standard and leads to a written attestation of their qualifications, shall be administered by an assessment body.4.2 General provisionsQualifications for recognition shall not be bas

39、ed on limiting conditions, such as undue financial commitment, training by a specific organization, or membership in any specific organization. However, specific training courses involving standard curricula are required for recognition of compliance by an assessment body, which shall have a process

40、 to ensure adherence to the curricula.There shall be no limit to the number of persons certified in any category.DIN ISO 18436-1:2013-05 7The assessment body shall be responsible for granting, maintaining, renewing, extending, restricting and withdrawing certificates or recognition.4.3 RequirementsA

41、n assessment body shall:a) conform to this part of ISO 18436 and to other relevant parts of ISO 18436 (see the complete listing in the Foreword) for personnel involved in the condition monitoring and diagnostics of machines;b) have the administrative resources needed to conduct examinations and admi

42、nister examination centres;c) be independent of any commercial interest;d) use non-discriminatory policies and procedures in the administration of the certification system;e) comply with all applicable national and international laws.In addition, a certification body shall be in accordance with ISO/

43、IEC 17024:2012, Clauses 5 to 8.4.4 ResponsibilitiesAn assessment body shall:a) initiate, maintain and promote the assessment procedures to demonstrate the qualification of an individual to carry out tasks in machinery condition monitoring and diagnosis, which leads to written attestation of their qu

44、alifications;b) administer the procedures and operations for conformity assessment in accordance with the requirements of this part of ISO 18436, and a stringent code of ethics (see Annex A), including sanctions, that will apply to certificate holders and recognized persons;c) take the ultimate resp

45、onsibility for the assessment procedures, including technical and administrative requirements;d) ensure the adherence to training curricula as specified in the individual technical parts of ISO 18436 (see the complete listing in the Foreword);e) approve properly staffed and equipped examination cent

46、res, which it shall monitor on a periodic basis;f) develop or approve suitable assessment examination questions;g) approve the eligibility of candidates for examination;h) authorize the time and location of the examination, the examination centre, and the invigilator or examiner for each examination

47、;i) prepare and distribute examinations to the examination centre;j) receive and evaluate the completed examinations;k) notify the examinee of the results of the examination;l) issue the certificate or recognition of conformity to successful examinees;m) keep appropriate records of the operations of

48、 conformity;n) provide an overview of the examination results to the examinee upon written request;o) develop and implement renewal and recertification procedures and requirements;p)monitor all delegated functions.DIN ISO 18436-1:2013-05 8N1) N1) National footnote: For the sake of clarity it is reco

49、mmended that in addition to the requirements specified in 4.3, a cer-tification body in its entirety shall be in accordance with ISO/IEC 17024 as required by the definition of a certification body in 3.2. 4.5 Organizational structure of the assessment bodyThe assessment body shall have an organizational structure, accessible to the public that invites and permits participation by all interested persons.4