DOT 49 CFR PART 1560-2010 SECURE FLIGHT PROGRAM.pdf

1、401 Transportation Security Administration, DHS Pt. 1560 (vi) Any other information relevant to security measures or procedures at the flight school, including applicable information in the TSA Information Publication Security Guidelines for General Aviation Airports. (d) Recurrent security awarenes

2、s train-ing program. (1) A flight school must ensure that each flight school em-ployee receives recurrent security awareness training each year in the same month as the month the flight school employee received initial secu-rity awareness training in accordance with this subpart. (2) At a minimum, a

3、 recurrent secu-rity awareness training program must contain information regarding (i) Any new security measures or pro-cedures implemented by the flight school; (ii) Any security incidents at the flight school, and any lessons learned as a result of such incidents; (iii) Any new threats posed by or

4、 in-cidents involving general aviation air-craft contained on the TSA Web site; and (iv) Any new TSA guidelines or rec-ommendations concerning the security of general aviation aircraft, airports, or flight schools. 1552.25 Documentation, record-keeping, and inspection. (a) Documentation. A flight sc

5、hool must issue a document to each flight school employee each time the flight school employee receives initial or re-current security awareness training in accordance with this subpart. The doc-ument must (1) Contain the flight school employ-ees name and a distinct identification number. (2) Indica

6、te the date on which the flight school employee received the se-curity awareness training. (3) Contain the name of the instruc-tor who conducted the training, if any. (4) Contain a statement certifying that the flight school employee re-ceived the security awareness training. (5) Indicate the type o

7、f training re-ceived, initial or recurrent. (6) Contain a statement certifying that the alternative training program used by the flight school meets the cri-teria in 49 CFR 1552.23(c), if the flight school uses an alternative training pro-gram to comply with this subpart. (7) Be signed by the flight

8、 school em-ployee and an authorized official of the flight school. (b) Recordkeeping requirements. A flight school must establish and main-tain the following records for one year after an individual no longer is a flight school employee: (1) A copy of the document required by paragraph (a) of this s

9、ection for the initial and each recurrent security awareness training conducted for each flight school employee in accordance with this subpart; and (2) The alternative flight school secu-rity awareness training program used by the flight school, if the flight school uses such a program. (c) Inspect

10、ion. A flight school must permit TSA and the Federal Aviation Administration to inspect the records required under paragraph (b) of this section during reasonable business hours. PART 1560SECURE FLIGHT PROGRAM Subpart AGeneral Sec. 1560.1 Scope, purpose, and implementation. 1560.3 Terms used in this

11、 part. Subpart BCollection and Transmission of Secure Flight Passenger Data for Watch List Matching 1560.101 Request for and transmission of in-formation to TSA. 1560.103 Privacy notice. 1560.105 Denial of transport or sterile area access; designation for enhanced screen-ing. 1560.107 Use of watch l

12、ist matching results by covered aircraft operators. 1560.109 Aircraft Operator Implementation Plan. 1560.111 Covered airport operators. Subpart CPassenger Redress 1560.201 Applicability. 1560.203 Representation by counsel. 1560.205 Redress process. 1560.207 Oversight of process. AUTHORITY: 49 U.S.C.

13、 114, 40113, 44901, 44902, 44903. SOURCE: 73 FR 64061, Oct. 28, 2008, unless otherwise noted. VerDate Mar2010 08:56 Nov 10, 2010 Jkt 220220 PO 00000 Frm 00411 Fmt 8010 Sfmt 8010 Y:SGML220220.XXX 220220erowe on DSK5CLS3C1PROD with CFRProvided by IHSNot for ResaleNo reproduction or networking permitte

14、d without license from IHS-,-,-402 49 CFR Ch. XII (10110 Edition) 1560.1 Subpart AGeneral 1560.1 Scope, purpose, and imple-mentation. (a) Scope. This part applies to the fol-lowing: (1) Aircraft operators required to adopt a full program under 49 CFR 1544.101(a). (2) Foreign air carriers required to

15、 adopt a security program under 49 CFR 1546.101(a) or (b). (3) Airport operators that seek to au-thorize individuals to enter a sterile area for purposes approved by TSA. (4) Individuals who seek redress in accordance with subpart C of this part. (b) Purpose. The purpose of this part is to enhance t

16、he security of air travel within the United States and support the Federal governments counterter-rorism efforts by assisting in the detec-tion of individuals identified on Fed-eral government watch lists who seek to travel by air, and to facilitate the secure travel of the public. This part enables

17、 TSA to operate a watch list matching program known as Secure Flight, which involves the comparison of passenger and non-traveler informa-tion with the identifying information of individuals on Federal government watch lists. (c) Implementation. Each covered air-craft operator must begin requesting

18、the information described in 1560.101(a)(1) and have the capability to transmit SFPD to TSA in accord-ance with its Aircraft Operator Imple-mentation Plan (AOIP) as approved by TSA. Each covered aircraft operator must begin transmitting information to TSA as required in 1560.101(b) on the date speci

19、fied in, and in accordance with, its AOIP as approved by TSA. TSA will inform each covered aircraft operator 60 days prior to the date on which TSA will assume the watch list matching function from that aircraft operator. 1560.3 Terms used in this part. In addition to the terms in 1500.3 and 1540.5

20、of this chapter, the following terms apply to this part: Aircraft Operator Implementation Plan or AOIP means a written procedure de-scribing how and when a covered air-craft operator or airport operator transmits passenger and flight infor-mation and non-traveler information to TSA, as well as other

21、 related mat-ters. Airport code means the official code, designated by the International Air Transport Association (IATA), for an airport. Consolidated User Guide means a docu-ment developed by the Department of Homeland Security (DHS) to provide guidance to aircraft operators that must transmit pas

22、senger information to one or more components of DHS on operational processing and trans-mission of passenger information to all required components in a unified man-ner. The Consolidated User Guide is part of the covered aircraft operators security program. Covered aircraft operator means each aircr

23、aft operator required to carry out a full program under 49 CFR 1544.101(a) or a security program under 49 CFR 1546.101(a) or (b). Covered airport operator means each airport operator that seeks to author-ize non-traveling individuals to enter a sterile area for a purpose permitted by TSA. Covered fl

24、ight means any operation of an aircraft that is subject to or oper-ates under a full program under 49 CFR 1544.101(a). Covered flight also means any operation of an aircraft that is subject to or operates under a security program under 49 CFR 1546.101(a) or (b) arriving in or departing from the Unit

25、ed States, or overflying the conti-nental United States. Covered flight does not include any flight for which TSA has determined that the Federal government is conducting passenger matching comparable to the matching conducted pursuant to this part. Date of birth means the day, month, and year of an

26、 individuals birth. Department of Homeland Security Trav-eler Redress Inquiry Program or DHS TRIP means the voluntary program through which individuals may request redress if they believe they have been: (1) Denied or delayed boarding trans-portation due to DHS screening pro-grams; (2) Denied or del

27、ayed entry into or departure from the United States at a port of entry; or VerDate Mar2010 08:56 Nov 10, 2010 Jkt 220220 PO 00000 Frm 00412 Fmt 8010 Sfmt 8010 Y:SGML220220.XXX 220220erowe on DSK5CLS3C1PROD with CFRProvided by IHSNot for ResaleNo reproduction or networking permitted without license f

28、rom IHS-,-,-403 Transportation Security Administration, DHS 1560.3 (3) Identified for additional (sec-ondary) screening at U.S. transpor-tation facilities, including airports, and seaports. Full name means an individuals full name as it appears on a verifying iden-tity document held by the individua

29、l. Inhibited status means the status of a passenger or non-traveling individual to whom TSA has instructed a covered aircraft operator or a covered airport operator not to issue a boarding pass or to provide access to the sterile area. Itinerary information means informa-tion reflecting a passengers

30、 or non- traveling individuals itinerary speci-fied in the covered aircraft operators AOIP. For non-traveling individuals, itinerary information is the airport code for the sterile area to which the non-traveler seeks access. For pas-sengers, itinerary information includes the following: (1) Departu

31、re airport code. (2) Aircraft operator. (3) Scheduled departure date. (4) Scheduled departure time. (5) Scheduled arrival date. (6) Scheduled arrival time. (7) Arrival airport code. (8) Flight number. (9) Operating carrier (if available). Known Traveler Number means a unique number assigned to an in

32、di-vidual for whom the Federal govern-ment has conducted a security threat assessment and determined does not pose a security threat. Non-traveling individual or non-trav-eler means an individual to whom a covered aircraft operator or covered airport operator seeks to issue an au-thorization to ente

33、r the sterile area of an airport in order to escort a minor or a passenger with disabilities or for some other purpose permitted by TSA. The term non-traveling individual or non-traveler does not include employees or agents of airport or aircraft opera-tors or other individuals whose access to a ste

34、rile area is governed by another TSA requirement. Overflying the continental United States means departing from an airport or location outside the United States and transiting the airspace of the con-tinental United States en route to an-other airport or location outside the United States. Airspace

35、of the conti-nental United States includes the air-space over the lower 48 states of the United States, not including Alaska or Hawaii, and the airspace overlying the territorial waters between the U.S. coast of the lower 48 states and 12 nau-tical miles from the continental U.S. coast. Overflying t

36、he continental United States does not apply to: (1) Flights that transit the airspace of the continental United States be-tween two airports or locations in the same country, where that country is Canada or Mexico; or (2) Any other category of flights that the Assistant Secretary of Homeland Securit

37、y (Transportation Security Ad-ministration) designates in a notice in the FEDERAL REGISTER. Passenger means an individual who is traveling on a covered flight. The term passenger does not include: (1) A crew member who is listed as a crew member on the flight manifest; or (2) An individual with flig

38、ht deck privileges under 49 CFR 1544.237 trav-eling on the flight deck. Passenger Resolution Information or PRI means the information that a cov-ered aircraft operator or covered air-port operator transmits to TSA for an individual who TSA places in an inhib-ited status and from whom the covered air

39、craft operator or covered airport op-erator is required to request additional information and a Verifying Identity Document. Passenger Resolution Infor-mation includes, but is not limited to, the following: (1) Covered aircraft operators agent identification number or agent sine. (2) Type of Verifyi

40、ng Identity Docu-ment presented by the passenger. (3) The identification number on the Verifying Identity Document. (4) Issue date of the Verifying Iden-tity Document. (5) Name of the governmental author-ity that issued the Verifying Identity Document. (6) Physical attributes of the pas-senger such

41、as height, eye color, or scars, if requested by TSA. Passport information means the fol-lowing information from an individ-uals passport: (1) Passport number. (2) Country of issuance. (3) Expiration date. VerDate Mar2010 08:56 Nov 10, 2010 Jkt 220220 PO 00000 Frm 00413 Fmt 8010 Sfmt 8010 Y:SGML22022

42、0.XXX 220220erowe on DSK5CLS3C1PROD with CFRProvided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-404 49 CFR Ch. XII (10110 Edition) 1560.101 (4) Gender. (5) Full name. Redress Number means the number as-signed by DHS to an individual proc-essed through th

43、e redress procedures described in 49 CFR part 1560, subpart C. Secure Flight Passenger Data or (SFPD) means information regarding a passenger or non-traveling individual that a covered aircraft operator or cov-ered airport operator transmits to TSA, to the extent available, pursuant to 1560.101. SFP

44、D is the following in-formation regarding a passenger or non-traveling individual: (1) Full name. (2) Date of birth. (3) Gender. (4) Redress number or Known Trav-eler Number (once implemented). (5) Passport information. (6) Reservation control number. (7) Record sequence number. (8) Record type. (9)

45、 Passenger update indicator. (10) Traveler reference number. (11) Itinerary information. Self-service kiosk means a kiosk oper-ated by a covered aircraft operator that is capable of accepting a passenger reservation or a request for authoriza-tion to enter a sterile area from a non- traveling indivi

46、dual. Sterile area means sterile area as defined in 49 CFR 1540.5. Terrorist Screening Center or TSC means the entity established by the Attorney General to carry out Home-land Security Presidential Directive 6 (HSPD6), dated September 16, 2003, to consolidate the Federal governments approach to ter

47、rorism screening and provide for the appropriate and lawful use of terrorist information in screen-ing processes. Verifying Identity Document means one of the following documents: (1) An unexpired passport issued by a foreign government. (2) An unexpired document issued by a U.S. Federal, State, or

48、tribal govern-ment that includes the following infor-mation for the individual: (i) Full name. (ii) Date of birth. (iii) Photograph. (3) Such other documents that TSA may designate as valid verifying iden-tity documents. Watch list refers to the No Fly and Selectee List components of the Ter-rorist

49、Screening Database maintained by the Terrorist Screening Center. For certain flights, the watch list may include the larger set of watch lists maintained by the Federal government as warranted by security consider-ations. Subpart BCollection and Trans-mission of Secure Flight Pas-senger Data for Watch List Matching 1560.101 Request for and trans-mission of information to TSA. (a) Request for information. (1) Each covered aircraft operator must requ