DOT 49 CFR PART 630-2010 NATIONAL TRANSIT DATABASE.pdf

1、461 Federal Transit Admin., DOT 630.3 funds are or will be available to carry out the project. (i) Compliance with national policy concerning elderly persons and individ-uals with disabilities. The grant appli-cant shall certify that it will comply with the requirements of 49 U.S.C. 5301(d) concerni

2、ng the rights of elderly persons and persons with disabilities. (j) FTA Master Agreement. The grant applicant shall comply with applicable provisions of the FTA Master Agree-ment which is incorporated by ref-erence in the grant agreement. 72 FR 15053, Mar. 30, 2007 624.11 Reporting. (a) Recipients o

3、f financial assistance under 49 U.S.C. 5308 who purchase or lease hybrid electric, battery electric and fuel cell vehicles shall report semi-annually the following information to the appropriate FTA Regional Office for the first three years of the useful life of the vehicle: (1) Vehicle miles travel

4、ed; (2) Fuel/energy costs; (3) Vehicle fuel/energy consumption and oil consumption; (4) Number of road calls or break-downs resulting from clean fuel and ad-vanced propulsion technology systems, and (5) Maintenance costs associated with the clean fuels or advanced propulsion system. (b) Recipients o

5、f financial assistance under 49 U.S.C. 5308 who purchase or lease compressed natural gas (CNG), liquefied natural gas (LNG), and lique-fied petroleum gas (LPG) vehicles may report the information described in paragraph (a) of this section, but this reporting is voluntary. (c) Recipients of financial

6、 assistance under 49 U.S.C. 5308 that purchase or lease clean diesel vehicles are not re-quired to report information beyond FTA grant reporting requirements for capital projects. 67 FR 40104, June 11, 2002, as amended at 72 FR 15053, Mar. 30, 2007 PART 630NATIONAL TRANSIT DATABASE Subpart AGeneral

7、Sec. 630.1 Purpose. 630.2 Scope. 630.3 Definitions. 630.4 Requirements. 630.5 Failure to report data. 630.6 Late and incomplete reports. 630.7 Failure to respond to questions. 630.8 Questionable data items. 630.9 Notice of FTA action. 630.10 Waiver of reporting requirements. 630.11 Data adjustments.

8、 AUTHORITY: 49 U.S.C. 5307, 5311, 5335, and 49 CFR 1.51. SOURCE: 72 FR 68761, Dec. 6, 2007, unless otherwise noted. 630.1 Purpose. The purpose of this part is to pre-scribe requirements and procedures necessary for compliance with the Na-tional Transit Database Reporting Sys-tem and Uniform System o

9、f Accounts, as mandated by 49 U.S.C. 5335, and to set forth the procedures for addressing a reporting entitys failure to comply with these requirements. 630.2 Scope. This part applies to all applicants for, and any person that receives bene-fits directly from, a grant under 49 U.S.C. 5307 or 5311. 6

10、30.3 Definitions. (a) Except as otherwise provided, terms defined in 49 U.S.C. 5302 et seq. apply to this part. (b) Except as otherwise provided, terms defined in the current editions of the National Transit Database Report-ing Manuals and the NTD Uniform Sys-tem of Accounts are used in this part as

11、 so defined. (c) For purposes of this part: Administrator means the Federal Transit Administrator or the Adminis-trators designee. Applicant means an applicant for as-sistance under 49 U.S.C. 5307 or 5311. Assistance means Federal financial assistance for the planning, acquisi-tion, construction, or

12、 operation of pub-lic transportation services. VerDate Mar2010 10:10 Dec 13, 2010 Jkt 220218 PO 00000 Frm 00471 Fmt 8010 Sfmt 8010 Y:SGML220218.XXX 220218wwoods2 on DSK1DXX6B1PROD with CFRProvided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-462 49 CFR Ch.

13、 VI (10110 Edition) 630.4 Beneficiary means any entity that re-ceives benefits from assistance under 49 U.S.C. 5307 or 5311. Current edition of the National Tran-sit Database Reporting Manuals and Uniform System of Accounts means the most recently issued editions of the reference documents. Days mea

14、n calendar days. Reference Document(s) means the cur-rent editions of the National Transit Database Reporting Manuals and Uni-form System of Accounts. These docu-ments are subject to periodic revision. Beneficiaries and applicants are re-sponsible for using the current editions of the reference docu

15、ments. Reporting entity means a transit agen-cy, a State Department of Transpor-tation that is a recipient of grants under 49 U.S.C. 5311, or a Federally-rec-ognized Indian Tribe that is a direct re-cipient of grants under 49 U.S.C. 5311. State Department of Transportation means the Department of Tr

16、anspor-tation of a State of the United States, the District of Columbia, Puerto Rico, the Northern Mariana Islands, Guam, American Samoa, or the U.S. Virgin Is-lands. Transit agency means an entity pro-viding public transportation as defined in 49 U.S.C. 5302. 630.4 Requirements. (a) National Transi

17、t Database Report-ing System. Each applicant for and ben-eficiary of Federal financial assistance under 49 U.S.C. 5307 or 5311 must com-ply with the applicable requirements of 49 U.S.C. 5335, as set forth in the ref-erence documents. State Departments of Transportation shall provide reports on behal

18、f of their subrecipients of grants under 49 U.S.C. 5311 as specified in the reference documents. Transit agencies that are beneficiaries of grants under both 49 U.S.C. 5307 and 5311 must file an individual report as an urbanized area transit agency. Fed-erally-recognized Indian Tribes that are direc

19、t beneficiaries of grants under 49 U.S.C. 5311 must file an individual report. State Departments of Transpor-tation should not report on behalf of transit agencies that have filed indi-vidual reports as urbanized area transit agencies nor on behalf of Indian Tribes that are required to file an indiv

20、idual report. (b) Copies. Copies of reference docu-ments are available from the National Transit Database Web site located at http:/www.ntdprogram.gov. These ref-erence documents are subject to peri-odic revision. Revisions of reference documents will be posted on the Na-tional Transit Database Web

21、site and a notice of any significant changes to the reporting requirements specified in these reference documents will be pub-lished in the FEDERAL REGISTER. 630.5 Failure to report data. Failure to report data in accordance with this part will result in the non-compliant reporting entity being inel

22、i-gible to receive any Section 5307 or 5311 grants directly or indirectly until such time as a report is filed in accordance with this part. 630.6 Late and incomplete reports. (a) Late reports. Each reporting entity shall ensure that FTA receives its re-port by the due dates prescribed in the refere

23、nce documents. A reporting enti-ty may request a 30 day extension to submit its report. FTA will treat a fail-ure to submit the required report by the due date or the extension date as failure to report data under 630.5. (b) Incomplete reports. FTA will treat an NTD submission that does not con-tain

24、 all of the required data; or does not contain the required certifications, where applicable; or that is not in sub-stantial conformance with the defini-tions, procedures, and format require-ments set out in the reference docu-ments as a failure to report data under 630.5, unless the reporting entit

25、y has exhausted all possibilities for obtain-ing this information. 630.7 Failure to respond to questions. FTA will review each NTD submis-sion to verify the reasonableness of the data submitted. If any of the data do not appear reasonable, FTA will notify the reporting entity of this fact in writing

26、, and request written justifica-tion from the reporting entity to either document the accuracy of the ques-tioned data, or to revise the questioned data with a more accurate submission. Failure of a reporting entity to make a VerDate Mar2010 10:10 Dec 13, 2010 Jkt 220218 PO 00000 Frm 00472 Fmt 8010

27、Sfmt 8010 Y:SGML220218.XXX 220218wwoods2 on DSK1DXX6B1PROD with CFRProvided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-463 Federal Transit Admin., DOT 633.5 good-faith written response to this re-quest will be treated as a failure to re-port data under 6

28、30.5. 630.8 Questionable data items. FTA may enter a zero, or adjust any questionable data item(s), in any re-porting entitys NTD submission that is used in computing the Section 5307 apportionment. These adjustments may be made if any data appears to be inaccurate, have not been collected and repor

29、ted in accordance with FTA ref-erence documents, or if there is not adequate documentation and a reliable recordkeeping system. 630.9 Notice of FTA action. Before taking final action under 630.5 or 630.8, FTA will transmit a written request to the reporting entity to provide the necessary informatio

30、n within a specified reasonable period of time. FTA will advise the reporting en-tity of its final decision. 630.10 Waiver of reporting require-ments. Waivers of one or more sections of the reporting requirements may be granted at the discretion of the Admin-istrator on a written showing that the pa

31、rty seeking the waiver cannot fur-nish the required data without unrea-sonable expense and inconvenience. Each waiver will be for a specified pe-riod of time. 630.11 Data adjustments. Errors in the data used in making the Section 5307 apportionment may be discovered after any particular years apport

32、ionment is completed. If so, FTA shall make adjustments to correct these errors in a subsequent years ap-portionment to the extent feasible. PART 633PROJECT MANAGEMENT OVERSIGHT Subpart AGeneral Provisions Sec. 633.1 Purpose. 633.3 Scope. 633.5 Definitions. Subpart BProject Management Oversight Serv

33、ices 633.11 Covered projects. 633.13 Initiation of PMO services. 633.15 Access to information. 633.17 PMO contractor eligibility. 633.19 Financing the PMO program. Subpart CProject Management Plans 633.21 Basic requirement. 633.23 FTA review of PMP. 633.25 Contents of a project management plan. 633.

34、27 Implementation of a project manage-ment plan. 633.29 PMP waivers. AUTHORITY: 49 U.S.C. 1601 et. seq., 1619. SOURCE: 54 FR 36711, Sept. 1, 1989, unless otherwise noted. Subpart AGeneral Provisions 633.1 Purpose. This part implements section 324 of the Surface Transportation and Uni-form Relocation

35、 Assistance Act of 1987 (Pub. L. 10017), which added section 23 to the FT Act. The part provides for a two-part program for major capital projects receiving assistance from the agency. First, subpart B discusses project management oversight, de-signed primarily to aid FTA in its role of ensuring suc

36、cessful implementation of federally-funded projects. Second, subpart C discusses the project man-agement plan (PMP) required of all major capital projects. The PMP is de-signed to enhance the recipients plan-ning and implementation efforts and to assist FTAs grant application analysis efforts. 633.3

37、 Scope. This rule applies to a recipient of Federal financial assistance under-taking a major capital project using funds made available under: (a) Sections 3, 9, or 18 of the Federal Mass Transit Act of 1964, as amended; (b) 23 U.S.C. 103(e)(4); or (c) Section 14(b) of the National Cap-ital Transpo

38、rtation Amendments of 1979 (93 Stat. 1320, Pub. L. 96184). 633.5 Definitions. As used in this part: VerDate Mar2010 10:10 Dec 13, 2010 Jkt 220218 PO 00000 Frm 00473 Fmt 8010 Sfmt 8010 Y:SGML220218.XXX 220218wwoods2 on DSK1DXX6B1PROD with CFRProvided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-