EN 16864-2017 en Building hardware - Mechatronic padlocks - Requirements and test methods.pdf

1、Building hardware - Mechatronic padlocks - Requirements and test methodsBS EN 16864:2017BSI Standards PublicationWB11885_BSI_StandardCovs_2013_AW.indd 1 15/05/2013 15:06EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN 16864 September 2017 ICS 91.190 English Version Building hardware - Mechatroni

2、c padlocks - Requirements and test methods Quincaillerie pour le btiment - Cadenas mcatroniques - Exigences et mthodes dessai Schlsser und Baubeschlge - Mechatronische Hangschlsser - Anforderungen und Prfverfahren This European Standard was approved by CEN on 11 May 2017. CEN members are bound to co

3、mply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENEL

4、EC Management Centre or to any CEN member. This European Standard exists in three official versions (English, French, German). A version in any other language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the

5、same status as the official versions. CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembou

6、rg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom. EUROPEAN COMMITTEE FOR STANDARDIZATION COMIT EUROPEN DE NORMALISATION EUROPISCHES KOMITEE FR NORMUNG CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 B

7、russels 2017 CEN All rights of exploitation in any form and by any means reserved worldwide for CEN national Members. Ref. No. EN 16864:2017 ENational forewordThis British Standard is the UK implementation of EN 16864:2017.The UK participation in its preparation was entrusted to Technical Committee

8、B/538/4, Building hardware.A list of organizations represented on this committee can be obtained on request to its secretary.This publication does not purport to include all the necessary provisions of a contract. Users are responsible for its correct application. The British Standards Institution 2

9、017 Published by BSI Standards Limited 2017ISBN 978 0 580 86085 0ICS 91.190Compliance with a British Standard cannot confer immunity from legal obligations. This British Standard was published under the authority of the Standards Policy and Strategy Committee on 30 September 2017.Amendments/corrigen

10、da issued since publicationDate Text affectedBRITISH STANDARDBS EN 16864:2017EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN 16864 September 2017 ICS 91.190 English Version Building hardware - Mechatronic padlocks - Requirements and test methods Quincaillerie pour le btiment - Cadenas mcatroniq

11、ues - Exigences et mthodes dessai Schlsser und Baubeschlge - Mechatronische Hangschlsser - Anforderungen und Prfverfahren This European Standard was approved by CEN on 11 May 2017. CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving thi

12、s European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member. This European Standard exists in three official v

13、ersions (English, French, German). A version in any other language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN members are the national standards bodies of Austr

14、ia, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Serbia, Slovakia, Slovenia, Spain

15、, Sweden, Switzerland, Turkey and United Kingdom. EUROPEAN COMMITTEE FOR STANDARDIZATION COMIT EUROPEN DE NORMALISATION EUROPISCHES KOMITEE FR NORMUNG CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels 2017 CEN All rights of exploitation in any form and by any means reserved worldwide

16、for CEN national Members. Ref. No. EN 16864:2017 EBS EN 16864:2017BS EN 16864:2017EN 16864:2017 (E) 2 Contents Page European foreword . 4 Introduction 5 1 Scope 6 2 Normative references 6 3 Terms, definitions and symbols . 7 4 Requirements 10 Table 1 Bump and vibration requirements . 11 Table 2 Envi

17、ronmental resistance MP . 12 Table 3 Environmental resistance of electronic key for MP 13 Table 4 Mechanical codes. 13 Table 5 Code attack resistance . 14 Table 6 Audit trail and time zone 14 Table 7 Security requirements . 16 5 Testing, assessment and sampling methods 18 Figure 1 Drill test rig 26

18、Figure 2 Shackle twisting test . 27 Figure 3 Extraction of plug. 28 Figure 4 Torque test . 29 Figure 5 Shackle pulling arrangement 30 Figure 6 Sawing test 31 Figure 7 Shackle cutting test . 32 Table 8 Shackle attack requirements 32 Table 9 Shackle dimensions 33 Figure 8 Gauge for measuring shackle a

19、ccessibility . 33 Figure 9 Impact on padlock body 34 Figure 10 Impact on padlock shackle 34 Figure 11 MP mounting arrangement . 35 6 Classification system . 37 Table 10 Classification system . 38 Table 11 Examples of classification of MP . 39 Table 12 Examples of classification of electronic key . 3

20、9 7 Marking 39 BS EN 16864:2017EN 16864:2017 (E) 3 Annex A (normative) Tool sets for attack resistance tests . 40 Table A.1 . 40 Table A.2 . 41 Table A.3 . 42 Annex B (normative) Table of test procedures . 43 Table B.1 Test procedures for MP . 43 Table B.2 Test procedures for electronic keys . 44 Bi

21、bliography . 45 BS EN 16864:2017EN 16864:2017 (E) 4 European foreword This document (EN 16864:2017) has been prepared by Technical Committee CEN/TC 33 “Doors, windows, shutters, building hardware and curtain walling”, the secretariat of which is held by AFNOR. This European Standard shall be given t

22、he status of a national standard, either by publication of an identical text or by endorsement, at the latest by March 2018, and conflicting national standards shall be withdrawn at the latest by March 2018. Attention is drawn to the possibility that some of the elements of this document may be the

23、subject of patent rights. CEN shall not be held responsible for identifying any or all such patent rights. According to the CEN-CENELEC Internal Regulations, the national standards organisations of the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Cro

24、atia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Tur

25、key and the United Kingdom. BS EN 16864:2017EN 16864:2017 (E) 5 Introduction Mechanical padlocks have been used to provide security and control of external doors, cabinets and movable items. Increasing demand for the flexibility of master key systems, audit trail, copy control of keys, etc. has made

26、 it desirable to incorporate additional functions into such mechanical padlocks, and new technologies have made it possible to develop mechatronic padlocks. A mechatronic padlock uses either pure electrically operated means or combination of electrically operated and mechanical means to achieve secu

27、rity. The test methods are specified in detail to ensure reproducibility at any testing establishment within Europe, and the acceptance criteria are defined objectively to ensure consistency of assessment. Mechanical performance of the mechatronic padlock is based on EN 12320:2012. It is assumed tha

28、t mechatronic padlocks (MPs) will conform to the legal regulations i.e. of the Electromagnetic Compatibility (EMC) Directive 2014/30/EU, The Low Voltage (LV) Directive 2014/35/EU, Radio and Telecommunications Terminal Equipment (RTTED) - Directive 1999/5/EC and other relevant directives concerning e

29、lectronic apparatus. On occasions there may be a need for additional functions within the design of the padlock. Purchasers should satisfy themselves that the products are suitable for their intended use. This is particularly important when the operation of such additional functions is safety relate

30、d. Accordingly, this European Standard includes assessment of such features when they are included in the padlock design. BS EN 16864:2017EN 16864:2017 (E) 6 1 Scope This European Standard specifies requirements for performance and testing of mechatronic padlocks (MPs) and their keys and/or electron

31、ic keys. It establishes categories of use based on performance tests and grades of security based on design requirements and on performance tests that simulate attack. If the design incorporates mechanical security means in addition to the mechatronic means, these are also tested. This European Stan

32、dard does not cover any other element of a security system, other than those directly involved in the control of a padlock. This European Standard does not cover the physical testing of multi-function devices such as Smartphones that may be used as part of the control system. 2 Normative references

33、The following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. EN 1232

34、0:2012, Building hardware - Padlocks and padlock fittings - Requirements and test methods EN 1670:2007, Building hardware - Corrosion resistance - Requirements and test methods EN 60068-2-1, Environmental testing - Part 2-1: Tests - Test A: Cold EN 60068-2-2, Environmental testing - Part 2-2: Tests

35、- Test B: Dry heat EN 60068-2-6:2008, Environmental testing - Part 2-6: Tests - Test Fc: Vibration (sinusoidal) EN 60068-2-27:2009, Environmental testing - Part 2-27: Tests - Test Ea and guidance: Shock EN 60068-2-30:2005, Environmental testing - Part 2-30: Tests - Test Db: Damp heat, cyclic (12 h +

36、 12 h cycle) EN 60529:1991, Degrees of protection provided by enclosures (IP Code) EN 61000-4-2, Electromagnetic compatibility (EMC) - Part 4-2: Testing and measurement techniques - Electrostatic discharge immunity test EN ISO 10666:1999, Drilling screws with tapping screw thread - Mechanical and fu

37、nctional properties (ISO 10666:1999) EN ISO 15480, Hexagon washer head drilling screws with tapping screw thread (ISO 15480) EN ISO 15481, Cross recessed pan head drilling screws with tapping screw thread (ISO 15481) EN ISO 15482, Cross recessed countersunk head drilling screws with tapping screw th

38、read (ISO 15482) EN ISO 15483, Cross recessed raised countersunk head drilling screws with tapping screw thread (ISO 15483) ISO 10899, High-speed steel two-flute twist drills Technical specifications BS EN 16864:2017EN 16864:2017 (E) 7 3 Terms, definitions and symbols 3.1 Terms and definitions For t

39、he purposes of this document, the following terms and definitions apply. 3.1.1 audit trail capability degree of functionality intended to provide a record of the mechatronic padlock (MP) and/or its electronic key events that will identify the individual credential used to operate the mechatronic pad

40、lock 3.1.2 attack unauthorised attempt to open a mechatronic padlock (MP) by various techniques (destructive and/or non-destructive techniques) 3.1.3 cryptographic attack use of codes and credentials that are randomly or algorithmically generated to defeat the electronic security of the MP 3.1.4 spo

41、ofing presentation of a forged credential Note 1 to entry Spoofing includes the use of devices to capture an unencrypted code. 3.1.5 brute force attack the use of a high speed code generator to try and enter a valid code or credential 3.1.6 dictionary attack the use of a list of common words or numb

42、er sequences to try and shorten the duration of a code-guessing attack 3.1.7 cam component of the mechatronic padlock (MP) to provide the movement necessary to effect locking or to move a locking part that retains the shackle, such as a pawl or ball 3.1.8 cylinder device, usually distinct from its a

43、ssociated lock or latch, operated by a key 3.1.9 detaining elements parts of the padlock, which should be moved by the authorisation of the electronic key and key (if available) into a pre-determined position before the locking mechanism can move BS EN 16864:2017EN 16864:2017 (E) 8 3.1.10 code mecha

44、nism any combination of mechanical and/or electronic elements that may be given various values in order to restrict the opening of the padlock to the correct keys 3.1.11 effective mechanical code variation difference between locking mechanisms of padlocks of similar design achieved only by the movab

45、le detainer, which enables each padlock to be operated only by the correct key or keys 3.1.12 electronic code variation difference between locking mechanisms of padlocks of similar design achieved only by the electronic code which enables each padlock to be operated only by the correct key or keys 3

46、.1.13 electronic dummy key electronic key which cannot electronically operate the mechatronic padlock (MP) Note 1 to entry: If applicable, the electronic dummy key has the right mechanical code. 3.1.14 electronic key discrete device containing the information necessary to authorise operation of the

47、mechatronic padlock 3.1.15 key separate device corresponding to the operating means of the mechatronic padlock, which can mechanically operate the padlock 3.1.16 knob element of the mechatronic padlock for mechanical hand operation of the padlock 3.1.17 mechatronic padlock MP independent locking dev

48、ice comprising a body, a code mechanism, a locking mechanism and a shackle. The code mechanism includes an electronic component that interfaces with mechatronic detaining elements after verification 3.1.18 plug part of a mechatronic padlock that can be moved when the proper key is used 3.1.19 steps

49、cuts in the surface of a bit or blade which operate the mechanical code elements 3.1.20 time zone degree of functionality intended to provide security by limiting the time that a valid credential will operate the MP BS EN 16864:2017EN 16864:2017 (E) 9 3.1.21 manufacturer entity or organisation that is legally responsible for putting the product on the market 3.1.22 credential portion of data that serves to identify the user as valid 3.1.23 staple part of the padlock fitting through which the padlock shackle