EN ISO 14065-2013 en Greenhouse gases - Requirements for greenhouse gas validation and verification bodies for use in accreditation or other forms of recognition《温室气体 温室气体确认与验证机构的认.pdf

1、raising standards worldwideNO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBSI Standards PublicationBS EN ISO 14065:2013Greenhouse gases Requirements for greenhousegas validation and verificationbodies for use in accreditationor other forms of recognition(ISO 14065:2013)BS EN I

2、SO 14065:2013 BRITISH STANDARDNational forewordThis British Standard is the UK implementation of EN ISO14065:2013. It supersedes BS EN ISO 14065:2012 which is withdrawn.The UK participation in its preparation was entrusted to TechnicalCommittee SES/1/7, Greenhouse gas management and relatedactivitie

3、s.A list of organizations represented on this committee can beobtained on request to its secretary.This publication does not purport to include all the necessaryprovisions of a contract. Users are responsible for its correctapplication. The British Standards Institution 2013. Published by BSI Standa

4、rdsLimited 2013ISBN 978 0 580 76277 2ICS 13.020.40Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standard was published under the authority of theStandards Policy and Strategy Committee on 30 April 2013.Amendments issued since publicationDate Text affect

5、edEUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN ISO 14065 April 2013 ICS 13.020.40 Supersedes EN ISO 14065:2012English Version Greenhouse gases - Requirements for greenhouse gas validation and verification bodies for use in accreditation or other forms of recognition (ISO 14065:2013) Gaz effe

6、t de serre - Exigences pour les organismes fournissant des validations et des vrifications des gaz effet de serre en vue de laccrditation ou dautres formes de reconnaissance (ISO 14065:2013) Treibhausgase - Anforderungen an Validierungs- und Verifizierungsstellen fr Treibhausgase zur Anwendung bei d

7、er Akkreditierung oder anderen Formen der Anerkennung (ISO 14065:2013) This European Standard was approved by CEN on 2 April 2013. CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national stand

8、ard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member. This European Standard exists in three official versions (English, French, German). A version in an

9、y other language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Repu

10、blic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom. EUROPEAN

11、 COMMITTEE FOR STANDARDIZATION COMIT EUROPEN DE NORMALISATION EUROPISCHES KOMITEE FR NORMUNG Management Centre: Avenue Marnix 17, B-1000 Brussels 2013 CEN All rights of exploitation in any form and by any means reserved worldwide for CEN national Members. Ref. No. EN ISO 14065:2013: EBS EN ISO 14065

12、:2013EN ISO 14065:2013 (E) 3 Foreword This document (EN ISO 14065:2013) has been prepared by Technical Committee ISO/TC 207 “Environmental management”. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest

13、 by October 2013, and conflicting national standards shall be withdrawn at the latest by October 2013. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. CEN and/or CENELEC shall not be held responsible for identifying any or all suc

14、h patent rights. This document supersedes EN ISO 14065:2012. This document has been prepared under a mandate given to CEN by the European Commission and the European Free Trade Association, and supports essential requirements of EU Directive. For relationship with EU Directive, see informative Annex

15、 ZA, which is an integral part of this document. According to the CEN-CENELEC Internal Regulations, the national standards organizations of the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, F

16、ormer Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom. Endorsement notice The text of ISO 140

17、65:2013 has been approved by CEN as EN ISO 14065:2013 without any modification. BS EN ISO 14065:2013EN ISO 14065:2013 (E) 4 Annex ZA (informative) Relationship between this European Standard and the Essential Requirements of EU Directive (EC) 765/2008 This European Standard has been prepared under a

18、 mandate given to CEN by the European Commission and the European Free Trade Association to provide one means of conforming to Essential Requirements of the New Approach Directive (EC) 765/2008, New legislative framework (NLF). Once this standard is cited in the Official Journal of the European Unio

19、n under that Directive and has been implemented as a national standard in at least one Member State, compliance with the normative clauses of this standard confers, within the limits of the scope of this standard, a presumption of conformity with the relevant Essential Requirements of that Directive

20、 and associated EFTA regulations. WARNING Other requirements and other EU Directives may be applicable to the products falling within the scope of this standard. BS EN ISO 14065:2013ISO 14065:2013(E) ISO 2013 All rights reserved iiiContents PageForeword vIntroduction vi1 Scope . 12 Normative referen

21、ces 13 Terms and definitions . 13.1 Terms related to greenhouse gases . 13.2 Terms related to people and organizations 23.3 Terms related to validation and verification . 33.4 Terms related to recognition and assurance . 54 Principles . 64.1 General . 64.2 Impartiality 64.3 Competence . 64.4 Factual

22、 approach to decision making 64.5 Openness 64.6 Confidentiality . 65 General requirements . 75.1 Legal status 75.2 Legal and contractual matters . 75.3 Governance and management commitment . 75.4 Impartiality 75.5 Liability and financing 96 Competencies . 96.1 Management and personnel 96.2 Competenc

23、ies of personnel 96.3 Deployment of personnel . 106.4 Use of contracted validators or verifiers . 116.5 Personnel records 126.6 Outsourcing. 127 Communication and records .127.1 Information provided to a client or responsible party 127.2 Communication of responsibilities to a client or responsible p

24、arty .137.3 Confidentiality 137.4 Publicly accessible information . 137.5 Records . 138 Validation or verification process .148.1 General 148.2 Pre-engagement 148.3 Approach . 148.4 Validation or verification . 158.5 Review and issuance of validation or verification statement 158.6 Records . 158.7 F

25、acts discovered after the validation or verification statement 169 Appeals 1610 Complaints .1611 Special validations or verifications 1712 Management system 17Annex A (informative) Relationships between the application of ISO 14065 and ISO 14064-1, ISO 14064-2, ISO 14064-3, and ISO 14066 .18BS EN IS

26、O 14065:2013ISO 14065:2013(E)iv ISO 2013 All rights reservedAnnex B (informative) Impartiality 20Annex C (informative) Comparison of validation and verification process requirements of ISO 14065 and ISO 14064-3 .24Annex D (informative) Example of management system documentation 26Bibliography .27BS

27、EN ISO 14065:2013ISO 14065:2013(E)ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body inte

28、rested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnica

29、l Commission (IEC) on all matters of electrotechnical standardization.International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the tec

30、hnical committees are circulated to the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote.Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO

31、shall not be held responsible for identifying any or all such patent rights.ISO 14065 was prepared by Technical Committee ISO/TC 207, Environmental management, Subcommittee SC 7, Green house gas management and related activities.This second edition cancels and replaces the first edition (ISO 14065:2

32、007), of which it constitutes a minor revision. ISO 2013 All rights reserved vBS EN ISO 14065:2013ISO 14065:2013(E)IntroductionClimate change has been identified as one of the greatest challenges facing nations, governments, business, and citizens for the coming decades. Climate change has implicati

33、ons for both human and natural systems and could lead to significant changes in resource use, production, and economic activity. In response, international, regional, national, and local initiatives are being developed and implemented to limit greenhouse gas (GHG) concentrations in the Earths atmosp

34、here. Such GHG initiatives rely on the quantification, monitoring, reporting, and verification of GHG emissions and/or removals.The overall aim of GHG validation or verification activities is to give confidence to all parties that rely upon a GHG assertion. The party making the GHG assertion is resp

35、onsible for conformity with requirements of the relevant standard or GHG programme. The validation or verification body is responsible for completing an objective assessment and providing a validation or verification statement concerning the responsible partys GHG assertion based on evidence. This I

36、nternational Standard provides requirements for bodies that undertake GHG validation or verification using ISO 14064-3 or other relevant standards or specifications. It contains a number of principles that these bodies should be able to demonstrate and provides specific requirements that reflect the

37、se principles. General requirements relate to matters such as legal and contractual arrangements, responsibilities, the management of impartiality, and issues of liability and financing. Specific requirements include provisions related to structures, resource requirements and competencies, informati

38、on and records management, validation and verification processes, appeals, complaints, and management systems.This International Standard provides GHG programme administrators, regulators, and accreditors with a basis for assessing and recognizing the competence of validation and verification bodies

39、. It can also be used in other ways, such as in peer assessment within groups of validation or of verification bodies or between such groups.Figure 1 and Annex A show relationships between the application of this International Standard and ISO 14064-1, ISO 14064-2, ISO 14064-3, and ISO 14066.vi ISO

40、2013 All rights reservedBS EN ISO 14065:2013ISO 14065:2013(E)Figure 1 Framework for using ISO 14065 with ISO 14064-1, ISO 14064-2, ISO 14064-3, and ISO 14066 ISO 2013 All rights reserved viiBS EN ISO 14065:2013BS EN ISO 14065:2013Greenhouse gases Requirements for greenhouse gas validation and verifi

41、cation bodies for use in accreditation or other forms of recognition1 ScopeThis International Standard specifies principles and requirements for bodies that undertake validation or verification of greenhouse gas (GHG) assertions.It is GHG programme neutral. If a GHG programme is applicable, the requ

42、irements of that GHG programme are additional to the requirements of this International Standard.2 Normative referencesThe following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, only the edition cited app

43、lies. For undated references, the latest edition of the referenced document (including any amendments) applies.ISO 14064-3:2006, Greenhouse gases Part 3: Specification with guidance for the validation and verification of greenhouse gas assertions3 Terms and definitionsFor the purposes of this docume

44、nt, the following terms and definitions apply.3.1 Terms related to greenhouse gases3.1.1GHGgaseous constituent of the atmosphere, both natural and anthropogenic, that absorbs and emits radiation at specific wavelengths within the spectrum of infrared radiation emitted by the Earths surface, the atmo

45、sphere, and cloudsNote 1 to entry: GHGs include carbon dioxide (CO2), methane (CH4), nitrous oxide (N2O), hydrofluorocarbons (HFCs), perfluorocarbons (PFCs), and sulfur hexafluoride (SF6).SOURCE: ISO 14064-3:2006, 2.13.1.2greenhouse gas assertionfactual and objective declaration made by the responsi

46、ble partyNote 1 to entry: The GHG assertion could be presented at a point in time or could cover a period of time.Note 2 to entry: The GHG assertion provided by the responsible party should be clearly identifiable and capable of consistent evaluation or measurement against suitable criteria by a val

47、idator or verifier.Note 3 to entry: The GHG assertion could be provided in the form of a GHG report, GHG project plan, or per unit of product CO2-e emission (carbon footprint of product) quantification.SOURCE: ISO 14064-3:2006, 2.11, modifiedINTERNATIONAL STANDARD ISO 14065:2013(E) ISO 2013 All righ

48、ts reserved 1BS EN ISO 14065:2013ISO 14065:2013(E)3.1.3greenhouse gas consultancy servicesprovision of organization-specific or project-specific GHG quantification, GHG data monitoring or recording, GHG information system or internal auditing services, or training that supports a GHG assertion3.1.4g

49、reenhouse gas information systempolicies, processes, and procedures to establish, manage, and maintain GHG informationSOURCE: ISO 14064-3:2006, 2.123.1.5greenhouse gas projectactivity or activities that alter the conditions identified in the baseline scenario which cause GHG emission reductions or removal enhancementsSOURCE: ISO 14064-3:2006, 2.143.1.6greenhouse gas programmevoluntary or mandatory international, national, or sub-national system or scheme that registers, accounts, or manages GHG emissions, removals, emission reduction