ETSI 3GPP TS 22 038-2003 See TS 122 038 V4 2 0 (Version 4 2 0 Release 4).pdf

1、 ETSI TS 122 038 V3.3.0 (2003-06)Technical Specification Digital cellular telecommunications system (Phase 2+);Universal Mobile Telecommunications System (UMTS);USIM/SIM Application Toolkit (USAT/SAT);Service description;Stage 1(3GPP TS 22.038 version 3.3.0 Release 1999)GLOBAL SYSTEM FOR MOBILE COMM

2、UNICATIONSRETSI ETSI TS 122 038 V3.3.0 (2003-06) 1 3GPP TS 22.038 version 3.3.0 Release 1999 Reference RTS/TSGS-0122038v330 Keywords GSM, UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Asso

3、ciation but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice Individual copies of the present document can be downloaded from: http:/www.etsi.org The present document may be made available in more than one electronic version or in print. In any case of existing or

4、perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF). In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive within ETSI Secretariat. Users of the present document sho

5、uld be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, send your comment to: editoretsi.org Copyright Noti

6、fication No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2003. All rights reserved. DECTTM, PLUGTESTSTM and UMTSTM are Trade Marks of ETSI registered

7、 for the benefit of its Members. TIPHONTMand the TIPHON logo are Trade Marks currently being registered by ETSI for the benefit of its Members. 3GPPTM is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. ETSI ETSI TS 122 038 V3.3.0 (2003-06) 2 3G

8、PP TS 22.038 version 3.3.0 Release 1999 Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in

9、 ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/webapp.etsi.org/IPR/home.asp). Pursuant to the ET

10、SI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Forewor

11、d This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corres

12、ponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp . ETSI ETSI TS 122 038 V3.3.0 (2003-06) 3 3GPP TS 22.038 version 3.3.0 Release 1999 Contents Intellectual Property Rights2 Foreword.2 Foreword.5 1 Sco

13、pe 6 2 References 6 2.1 Normative references .7 3 Definitions and abbreviations.7 3.1 Definitions7 3.2 Abbreviations .8 4 Description .8 5 High level SAT/USAT requirements .9 6 SAT/USAT/ME interface requirements.9 6.1 SAT API.9 6.2 SAT/USAT proactive capability 10 6.3 ME Capability for support of be

14、arer independent protocol11 7 SAT/USAT User Interface requirements .11 7.1 Data presentation requirements (e.g. Display) .11 7.2 Data acquisition requirements (e.g. Keypad) .11 7.3 Access requirements (e.g. Menu) .11 7.4 Menu capability11 7.4.1 Set up capability .11 7.4.2 Selection capability.12 7.5

15、 Soft-key capability .12 7.6 User control of the SAT/USAT execution environment 12 8 Network interface requirements .12 8.1 SAT/USAT SIM/Network interaction12 8.2 Communication control capability .12 8.3 Service Interworking requirements 13 9 SAT/USAT bearer requirements 13 9.1 Bearers supported.13

16、10 Charging requirements .13 11 Security requirements.14 11.1 Secure Environment requirements14 12 Void14 13 Roaming .14 14 Interaction with supplementary services 14 14.1 General .14 14.2 Line Identification 15 14.2.1 Calling Line Identification Presentation (CLIP).15 14.2.2 Calling Line Identifica

17、tion Restriction (CLIR).15 14.2.3 Connected Line Identification Presentation (COLP) 15 14.2.4 Connected Line Identification Restriction (COLR)15 14.3 Call Forwarding15 14.3.1 Call Forwarding Unconditional (CFU).15 14.3.2 Call Forwarding Busy (CFB)15 14.3.3 Call Forwarding on No Reply (CFNRy).15 14.3

18、.4 Call Forwarding on Not Reachable (CFNRc).15 ETSI ETSI TS 122 038 V3.3.0 (2003-06) 4 3GPP TS 22.038 version 3.3.0 Release 1999 14.4 Call Completion .15 14.4.1 Call Hold (CH) .15 14.4.2 Call Waiting (CW)15 14.5 Multi Party (MPTY).15 14.6 Closed User Group (CUG) .16 14.7 Advice of Charge (AoC) 16 14

19、.8 Call Barring16 14.8.1 Barring of all outgoing calls .16 14.8.2 Barring of outgoing international calls .16 14.8.2.1 Mobile originated calls16 14.8.2.2 Forwarded Calls 16 14.8.3 Barring of outgoing international calls except those directed to the HPLMN country.16 14.8.4 Barring of all incoming cal

20、ls.16 14.8.5 Barring of incoming calls when roaming16 14.9 Explicit Call Transfer (ECT)16 14.10 Completion of Call to Busy Subscriber (CCBS) 16 14.11 Multiple Subscriber Profile (MSP).16 15 Interaction with network features.17 15.1 Interactions with Operator Determined Barring (ODB).17 15.1.1 Barrin

21、g of all outgoing calls .17 15.1.2 Barring of all outgoing international calls 17 15.1.3 Barring of all outgoing international calls except those directed to the home PLMN country.17 15.1.4 Barring of outgoing calls when roaming outside the home PLMN country .17 15.1.5 Barring of outgoing premium ra

22、te calls 17 15.1.6 Barring of incoming calls .17 15.1.7 Barring of incoming calls when roaming outside the home PLMN country 17 15.1.8 Operator Specific Barring.17 15.1.9 Barring of Supplementary Services Management.17 15.2 Interactions with Optimal Routing (OR) 17 15.3 Interactions with MExE18 15.4

23、 Interactions with CAMEL 18 16 Compatibility of SAT/USAT, MEs and applications .18 16.1 SAT/USAT Classification18 16.2 ME/(U)SIM operation 18 16.3 ME/(U)SIM capability information exchange19 16.4 ME and (U)SIM compatibility .19 16.5 Void19 17 Void19 Annex A (informative): Change history .20 History

24、21 ETSI ETSI TS 122 038 V3.3.0 (2003-06) 5 3GPP TS 22.038 version 3.3.0 Release 1999 Foreword This Technical Specification has been produced by the 3GPP. The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG mo

25、dify the contents of this TS, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved do

26、cument under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the specification; ETSI ETSI TS 122 038 V3.3.0 (2003-06) 6 3GPP

27、TS 22.038 version 3.3.0 Release 1999 1 Scope This 3GPP Technical Specification defines the stage one description of the (U)SIM application Toolkit (SAT/USAT). Stage one is an overall service description, primarily from the subscribers and serving environments points of view, and does not deal with t

28、he details of the human interface itself. This TS includes information applicable to network operators, serving environments and terminal, switch and database manufacturers. This TS contains the core requirements for a (U)SIM application Toolkit (SAT/USAT) which are sufficient to provide a complete

29、service. It is highly desirable however, that technical solutions for a (U)SIM application Toolkit (SAT/USAT) are sufficiently flexible to allow for possible enhancements. Additional functionalities not documented in this TS may implement requirements which are considered outside the scope of this T

30、S. This additional functionality may be on a network-wide basis, nation-wide basis or particular to a group of users. Such additional functionality shall not compromise conformance to the core requirements of the service. MEScope ofthis TSPLMNSAT/USATServer(s)SIM/USIMSAT/USATGSM/UMTSFigure 1: Scope

31、of this TS As indicated in Figure 1, the scope of this TS encompasses the SAT/USAT functionality in the UE/MS (comprising (U)SIM and ME) and the interaction with the PLMN environment. The SAT/USAT Server is not necessarily a separate entity as shown in the figure; nodes providing SAT/USAT services m

32、ay also exist within the PLMN. The functionalities of the SAT/USAT servers (such as charging aspects, security level classification etc.) are not covered by this specification. The requirements are considered to be applicable to both GSM and UMTS systems. 2 References The following documents contain

33、 provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. ETSI ETSI TS 122 038 V3.3.0 (2003-06) 7 3GPP TS 22.038 version 3.3.0 Release 1

34、999 - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Relea

35、se as the present document. 2.1 Normative references 1 3GPP TS 31.101: UICC-Terminal Interface; Physical and Logical Characteristics 2 Void 3 Void 4 GSM 11.11: Specification of the Subscriber Identity Module - Mobile Equipment interface 5 GSM 11.14: Specification of the SIM Application Toolkit for t

36、he Subscriber Identity Module - Mobile Equipment interface. 6 GSM 02.19: Subscriber Identity Module Application Programming Interface (SIM API) 7 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“ 8 GPP TS 24.008: Mobile radio interface Layer 3 specification; Core network protocols; Stage 3 9 3GPP

37、 TS 23.060: General Packet Radio Service (GPRS) Service description; Stage 2 10 Void 11 3GPP TS 27.060: Packet domain; Mobile Station (MS) supporting Packet Switched services 12 3GPP TS 22.090: Unstructured Supplementary Service Data (USSD) Stage 1 13 3GPP TS 23.090: Unstructured Supplementary Servi

38、ce Data (USSD) Stage 2 14 3GPP TS 31.111: USIM Application Toolkit (USAT) 3 Definitions and abbreviations 3.1 Definitions For the purposes of this TS the following definitions apply: applet: a small program that is intended not to be run on its own, but rather to be embedded inside another applicati

39、on application: SAT/USAT information in the form of software, applications, associated resources (e.g. libraries) and/or data bearer independent protocol: Mechanism at the interface between the (U)SIM and the ME which provide access to the data bearers supported by the ME. buffer: A dedicated memory

40、 used to temporarily store data to be sent and/or retrieved. content: data and/or information associated with, or independent of, a particular application which may be presented to or collected from a user data channel: allow the (U)SIM and the network to exchange data using a selected bearer link:

41、radio resource SAT/USAT service: a service enhanced (or made possible) by SAT/USAT technology ETSI ETSI TS 122 038 V3.3.0 (2003-06) 8 3GPP TS 22.038 version 3.3.0 Release 1999 SAT/USAT execution environment: the SAT/USAT execution environment provides the mechanisms to operate single or multiple SAT

42、/USAT-applications SAT/USAT serving environment: an entity which delivers SAT/USAT services to the subscriber. This is normally the PLMN operator, but could be an entity with SAT/USAT responsibility (which may have been delegated by the PLMN operator) SAT/USAT subscriber: the owner of a PLMN subscri

43、ption who has entered into an agreement with a SAT/USAT serving environment for SAT/USAT services. Access to SAT/USAT services though other types of networks is out of scope of this specification SAT/USAT server: a node supporting SAT/USAT services in the SAT/USAT service environment user: the user

44、of a SAT/USAT UE/MS , who may or may not be the subscriber (U)SIM: SIM and/or USIM. 3.2 Abbreviations For the purposes of this TS the following abbreviations apply: API Application Programming Interface CAMEL Customized Applications for Mobile network Enhanced Logic CS Circuit Switched CSE CAMEL Ser

45、vice Environment IN Intelligent Network ME Mobile Equipment MExE Mobile Execution Environment MMI Man Machine Interface MS Mobile Station NO Network OperatorPLMN Public Land Mobile Network SAT SIM Application Toolkit SCI Subscriber Controlled Input SIM Subscriber Identity Module UE User Equipment US

46、AT USIM Application Toolkit USIM Universal Subscriber Identity Module Further abbreviations are given in TS 21.905 7. 4 Description SAT/USAT provides a standardised execution environment for applications stored on the (U)SIM card and the ability to utilize certain functions of the supporting mobile

47、equipment. SAT/USAT provides mechanisms which allow applications, existing in the (U)SIM, to interact and operate with any ME which supports the specified mechanism(s) thus ensuring interoperability between a (U)SIM and an ME, independent of the respective manufacturers and operators. A transport me

48、chanism is provided enabling applications to be down-loaded and/or updated. A significant aspect of SAT/USAT is the highly secure environment provided by the (U)SIM card. This is further enhanced by the fact that the subscriber and the issuer of the (U)SIM and also the SAT/USAT applications have a “

49、trusted relationship“ (e.g. the subscriber trusts the issuer of the card to charge correctly for the resources used). This allows certain features, such as call control, to be implemented with a degree of freedom which would not be acceptable in a “non-trusted relationship“. The introduction of the SAT/USAT execution environment into UE/MSs (i.e. ME+(U)SIM) is a significant step forward in their evolution. The ability of UE/MSs to support SAT/USAT represents an extension of the UE/MSs and PLMN capabilities. In order to allow current and future