1、 ETSI EN 319 412-4 V1.1.1 (2016-02) Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 4: Certificate profile for web site certificates EUROPEAN STANDARD ETSI ETSI EN 319 412-4 V1.1.1 (2016-02) 2 Reference DEN/ESI-0019412-4 Keywords electronic signature, IP, profile, securit
2、y, trust services ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be d
3、ownloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any exi
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5、bject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org
6、/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without
7、the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Member
8、s. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI EN 319 412-4 V1.1.1 (2016-02) 3 Contents Intellectual Property Rights 4g3Foreword .
9、 4g3Modal verbs terminology 4g3Introduction 4g31 Scope 5g32 References 5g32.1 Normative references . 5g32.2 Informative references 5g33 Definitions and abbreviations . 6g33.1 Definitions 6g33.2 Abbreviations . 6g34 Profile requirements . 6g34.1 Generic profile requirements 6g34.2 EU Qualified Certif
10、icate statements . 6g34.3 Certificate policies 6g3History 7g3ETSI ETSI EN 319 412-4 V1.1.1 (2016-02) 4 Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly
11、available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
12、server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may b
13、ecome, essential to the present document. Foreword This European Standard (EN) has been produced by ETSI Technical Committee Electronic Signatures and Infrastructures (ESI). The present document is part 4 of multi-part deliverable covering the Certificates Profiles. Full details of the entire series
14、 can be found in part 1 i.5. National transposition dates Date of adoption of this EN: 22 February 2016 Date of latest announcement of this EN (doa): 31 May 2016 Date of latest publication of new National Standard or endorsement of this EN (dop/e): 30 November 2016 Date of withdrawal of any conflict
15、ing National Standard (dow): 30 June 2017 Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expressi
16、on of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. Introduction ITU and ISO issued standards for certification of public keys in ITU X.509 | ISO/IEC 9594-8 i.4 which are used for the security of communications and data for a wide range
17、of electronic applications. Regulation (EU) No 910/2014 i.3 of the European Parliament and of the Council of 23 July 2014 on electronic identification and trust services for electronic transactions in the internal market and repealing Directive 1999/93/EC defines requirements on specific types of ce
18、rtificates named “qualified certificates“. Implementation of the Directive 1999/93/EC i.2 and deployment of certificate infrastructures throughout Europe as well as in countries outside of Europe, have resulted in a variety of certificate implementations for use in public and closed environments, wh
19、ere some are declared as qualified certificates while others are not. The CA/Browser Forum released the Extended Validation Certificate Guidelines 3 and the Baseline Requirements for the issuance and management of publicly trusted TLS/SSL certificates 2 to mitigate website spoofing attacks. The pres
20、ent document aims to maximize the interoperability of systems issuing and using certificates both in the European context under the Regulation (EU) No 910/2014 i.3 and in the wider international environment, also by meeting requirements from CA Browser Forum. ETSI ETSI EN 319 412-4 V1.1.1 (2016-02)
21、5 1 Scope The present document specifies a certificate profile for web site certificates that are accessed by the TLS protocol i.1. The profile defined in the present document builds on the CA/Browser Forum Baseline requirements 2 and Extended validation guidelines 3. The present document focuses on
22、 requirements on certificate content. Requirements on decoding and processing rules are limited to aspects required to process certificate content defined in the present document. Further processing requirements are only specified for cases where it adds information that is necessary for the sake of
23、 interoperability. This profile can be used for legal and natural persons. For certificates issued to legal persons, the profile builds on the CAB Forum EV Profile 3 or baseline requirements 2. For certificates issued to natural persons, the profile builds only on CAB Forum baseline requirements 2.
24、2 References 2.1 Normative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (inclu
25、ding any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term
26、validity. The following referenced documents are necessary for the application of the present document. 1 ETSI EN 319 412-5: “Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 5: QCStatements“. 2 CA/Browser Forum: “Baseline Requirements for the Issuance and Management of Pu
27、blicly-Trusted Certificates“. 3 CA/Browser Forum: “Guidelines for The Issuance and Management of Extended Validation Certificates“. 2.2 Informative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific refe
28、rences, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The followi
29、ng referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. i.1 IETF RFC 5246: “The Transport Layer Security (TLS) Protocol Version 1.2“. i.2 Directive 1999/93/EC of the European Parliament and of the Counci
30、l of 13 December 1999 on a Community framework for electronic signatures. i.3 Regulation (EU) No 910/2014 of the European Parliament and of the Council of 23 July 2014 on electronic identification and trust services for electronic transactions in the internal market and repealing Directive 1999/93/E
31、C. ETSI ETSI EN 319 412-4 V1.1.1 (2016-02) 6 i.4 Recommendation ITU-T X.509 | ISO/IEC 9594-8: “Information technology - Open Systems Interconnection - The Directory: Public-key and attribute certificate frameworks“. i.5 ETSI EN 319 412-1: “Electronic Signatures and Infrastructures (ESI); Certificate
32、 Profiles; Part 1: Overview and common data structures“. i.6 ETSI EN 319 411-2: “Electronic Signatures and Infrastructures (ESI); Policy and security requirements for Trust Service Providers issuing certificates; Part 2: Requirements for trust service providers issuing EU qualified certificates“. 3
33、Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in ETSI EN 319 412-1 i.5 apply. 3.2 Abbreviations For the purposes of the present document, the abbreviations given in ETSI EN 319 412-1 i.5 and the following apply: TLS Transport
34、Layer Security 4 Profile requirements 4.1 Generic profile requirements For certificates issued to legal persons, all certificate fields and extensions shall comply with requirements on subscriber certificates stated in the CA/Browser Forum Baseline Requirements 2, or extended validation certificates
35、 3, with the amendments specified in clauses 4.2 and 4.3 of the present document for EU Qualified Certificates. For certificates issued to natural persons, all certificate fields and extensions shall comply with requirements on subscriber certificates stated in the CA/Browser Forum Baseline Requirem
36、ents 2, with the amendments specified in clauses 4.2 and 4.3 of the present document for EU Qualified Certificates. Certificates may include one or more semantics identifiers as specified in clause 5 of ETSI EN 319 412-1 i.5 to provide relevant semantics definitions to determine the identity of the
37、subject of the certificate. 4.2 EU Qualified Certificate statements When certificates are issued as EU Qualified Certificates, they shall include QCStatements as specified in clauses 4 and 5 of ETSI EN 319 412-5 1. 4.3 Certificate policies When the certificates are issued as EU Qualified Certificate
38、s, they should include, in the certificate policies extension, one of the certificate policy identifiers defined in clause 5.3 of ETSI EN 319 411-2 i.6. Policy identifiers included in the certificate policies extension of EU Qualified Certificates shall be consistent with the EU Qualified Certificat
39、e Statements according to clause 4.2. ETSI ETSI EN 319 412-4 V1.1.1 (2016-02) 7 History Document history V1.0.0 June 2015 EN Approval Procedure AP 20151016: 2015-06-18 to 2015-10-16 V1.0.1 July 2015 Publication as ETSI TS 119 412-4 V1.1.0 December 2015 Vote V 20160221: 2015-12-23 to 2016-02-22 V1.1.1 February 2016 Publication
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