1、 ETSI TR 102 967 V1.2.1 (2015-11) Reconfigurable Radio Systems (RRS) ; Use cases for dynamic equipment reconfiguration TECHNICAL REPORT ETSI ETSI TR 102 967 V1.2.1 (2015-11) 2 Reference RTR/RRS-0343 Keywords conformance, radio, use case ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FR
2、ANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be m
3、ade available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print,
4、the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this
5、and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utili
6、zed in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to re
7、production in all media. European Telecommunications Standards Institute 2015. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of
8、the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TR 102 967 V1.2.1 (2015-11) 3 Contents Intellectual Property Rights 5g3Foreword . 5g3Modal verbs terminology 5g31 Scope 6g32 References 6g32.1 Normative references . 6g32.2 I
9、nformative references 6g33 Definitions and abbreviations . 7g33.1 Definitions 7g33.2 Abbreviations . 7g34 Principles and Objectives for Reconfigurable Equipment . 8g35 Stakeholders and Interrelations 10g35.0 Introduction 10g35.1 Stakeholders, Entities and Statements of Conformity 10g36 Reconfigurati
10、on generic Use Cases 12g36.0 Introduction 12g36.1 OEM Establishing Initial Conformity of RE Platform . 12g36.2 DoC/StoC Verification of reconfigurable equipment . 13g36.3 OEM Upgrade (individual or en-masse) 13g36.4 Third Party reconfiguration (individual or en-masse) . 14g36.5 Configuration enforce
11、ment of reconfigurable equipment 15g37 Responsibility . 15g37.1 Overview 15g37.2 Vertical Market model 16g37.3 Horizontal Market model . 17g37.4 Hybrid Model - Horizontal Market model with a single Contact Point 18g37.4.0 Introduction. 18g37.4.1 Hybrid Model - Horizontal Market model with an indepen
12、dent single Contact Point and the OEM involved in the reconfiguration . 18g37.4.2 Hybrid Model - Horizontal Market with OEM as single Contact Point . 18g38 Declaration of Conformity in the context of Software Reconfiguration in Europe . 20g39 Further Details on Use Cases . 20g39.0 Introduction 20g39
13、.1 Overview 20g39.2 Detailed Description of Use Cases . 20g39.2.1 Use Case “OEM Establishing Initial Conformity of RE Platform“ 20g39.2.1.1 General Use Case Description. 20g39.2.1.2 Stakeholders 20g39.2.1.3 Use Case Description 21g39.2.1.4 Information Flow 21g39.2.1.5 Derived potential system requir
14、ements . 21g39.2.2 Use Case “DoC/StoC Verification of reconfigurable equipment“ 21g39.2.2.1 General Use Case Description. 21g39.2.2.2 Stakeholders 22g39.2.2.3 Use Case Description 22g39.2.2.4 Information Flow 22g39.2.2.5 Derived potential system requirements . 22g39.2.3 Void 23g39.2.4 Use Case “OEM
15、Upgrade (individual or en-masse)“ 23g39.2.4.1 General Use Case Description. 23g39.2.4.2 Stakeholders 23g39.2.4.3 Use Case Description 23g3ETSI ETSI TR 102 967 V1.2.1 (2015-11) 4 9.2.4.4 Information Flow 24g39.2.4.5 Derived potential system requirements . 24g39.2.5 Use Case “Third Party reconfigurati
16、on (individual or en-masse)“ 25g39.2.5.1 General Use Case Description. 25g39.2.5.2 Stakeholders 25g39.2.5.3 Use Case Description 25g39.2.5.4 Information Flow 25g39.2.5.5 Derived potential system requirements . 26g39.2.6 Use Case “Configuration enforcement of reconfigurable equipment“ 26g39.2.6.1 Gen
17、eral Use Case Description. 26g39.2.6.2 Stakeholders 27g39.2.6.3 Use Case Description 27g39.2.6.4 Information Flow 27g39.2.6.5 Derived potential system requirements . 28g310 Technical Challenges . 28g311 Conclusion 28g3History 29g3ETSI ETSI TR 102 967 V1.2.1 (2015-11) 5 Intellectual Property Rights I
18、PRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or
19、potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/ipr.etsi.org). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI.
20、 No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Report (TR) has been produced by ETSI Technical Committee Reconfigura
21、ble Radio Systems (RRS). Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions)
22、. “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TR 102 967 V1.2.1 (2015-11) 6 1 Scope The present document outlines the Use Cases which are related to the introduction of mechanisms to enable, for reconfigurable radio systems, the dynamic r
23、econfiguration of equipment and its continuing conformity with the applicable legislation. These Use Cases involve the dynamic reconfiguration of reconfigurable radio equipment after its initial Declaration of Conformity and deployment. Such post-deployment reconfiguration will ensure the continued
24、conformity in the new configuration to the applicable legislation. In some Use Cases, new mechanisms that enable reconfigurable devices to have their Declaration of Conformity dynamically verified may be introduced. Note that the term “Declaration of Conformity“ is typically used in conjunction with
25、 the European Radio Equipment Directive. In other regulation domains, other terminology may be employed. While the Use Cases presented in the present document are designed to support the novel radio reconfiguration features of the Radio Equipment Directive i.3 that is applicable in Europe, the princ
26、iples and the Use Cases outlined here are not limited to Europe and may also be appropriate for other regions. 2 References 2.1 Normative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, on
27、ly the cited version applies. For non-specific references, the latest version of the reference document (including any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE: While any hy
28、perlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are necessary for the application of the present document. Not applicable. 2.2 Informative references References are either specific (identified
29、by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the reference document (including any amendments) applies. NOTE: While any hyperlinks included in this clause w
30、ere valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. i.1 Report Recommendation ITU-R SM.2152: “Definiti
31、ons of Software Defined Radio (SDR) and Cognitive Radio System (CRS“), 2009. i.2 Void. i.3 Directive 2014/53/EU of the European Parliament and of the Council of 16 April 2014 on the harmonisation of the laws of the Member States relating to the making available on the market of radio equipment and r
32、epealing Directive 1999/5/EC. ETSI ETSI TR 102 967 V1.2.1 (2015-11) 7 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the following terms and definitions apply: Cognitive Radio System (CRS): Radio system employing technology that allows the system: to obtain
33、 knowledge of its operational and geographical environment, established policies and its internal state; to dynamically and autonomously adjust its operational parameters and protocols according to its obtained knowledge in order to achieve predefined objectives; and to learn from the results obtain
34、ed. NOTE: This is the current definition as given in Report Recommendation ITU-R SM.2152 i.1. RadioApp (RA): software component to be installed and operated on reconfigurable Mobile Devices NOTE: The operation of the software component impacts the conformity of the reconfigurable equipment to the ap
35、plicable legislation. Reconfigurable Equipment (RE): part of a reconfigurable radio system NOTE: The Reconfigurable Equipment is capable of being dynamically reconfigured to adapt to a wide range of communications conditions. Such reconfiguration may include the band of operation, the radio access t
36、echnology, the associated networks and the services accessed. The reconfiguration may occur after initial sale, deployment and operation. Reconfigurable Radio System (RRS): generic term for radio systems encompassing Software Defined and/or Cognitive Radio Systems Software Defined Radio (SDR): radio
37、 transmitter and/or receiver employing a technology that allows the RF operating parameters including, but not limited to, frequency range, modulation type, or output power to be set or altered by software, excluding changes to operating parameters which occur during the normal pre-installed and pre
38、determined operation of a radio according to a system specification or standard NOTE: This is the current definition as given in Report Recommendation ITU-R SM.2152 i.1. user: user of the Reconfigurable Radio System or the Reconfigurable Equipment 3.2 Abbreviations For the purposes of the present do
39、cument, the following abbreviations apply: CRS Cognitive Radio System DoC Declaration of Conformity EC European CommissionGSM Global System for Mobile Communications HW HardWare NRA National Regulatory Authority OEM Original Equipment Manufacturer PAMR Public Access Mobile Radio PMR Professional Mob
40、ile Radio PPDR Public Protection and Disaster Relief RAT Radio Access Technology RE Reconfigurable Equipment RMP Reconfiguration Market Platform RRS Reconfigurable Radio System RVM Radio Virtual Machine SDR Software Defined Radio SM Software Manufacturer SP Service Provider StoC Statement of conform
41、ity SW SoftWare TCAM Telecommunication Conformity Assessment and Market Surveillance Committee ETSI ETSI TR 102 967 V1.2.1 (2015-11) 8 4 Principles and Objectives for Reconfigurable Equipment The present document focuses on the Use Cases and the related procedures applicable to equipment to be place
42、d on the market that is able to be dynamically reconfigured. This includes, for instance, a piece of equipment for which the radio part can be reconfigured after deployment with new software remotely. Very often such a reconfiguration may occur “over-the-air“ while the reconfigurable equipment is at
43、tached to a network. In the framework of the present document, it is assumed that equipment reconfiguration may include software provided by third party software suppliers. A corresponding legal framework is available in Europe under the Radio Equipment Directive (RED) i.3. Other regions may have th
44、eir specific legal frameworks for placing such reconfigurable equipment on the market and/or putting it into service. Herein, it is assumed that methods and processes traditionally used in the context of the assessment of conformity to applicable legislation may continue to be applied. The extension
45、s and standards for dynamically reconfigurable equipment may take into consideration the following principles and objectives: i) One single entity, typically but not necessarily the Original Equipment Manufacturer, will ensure and declare that the resulting combination of (third party) software and
46、hardware is in conformity to the applicable requirements. ii) The entity responsible for the joint operation of hardware and software will provide all relevant technical documentation on request for market surveillance (including all background information used for the DoC). iii) A mechanism may be
47、developed to ensure that reconfigurable equipment will only allow compliant software to be installed and to ensure the externally verifiable integrity of the software. A mechanism may be used to indicate that a Declaration of Conformity has been issued for the combination of the software and hardwar
48、e equipment in question. iv) Third party software may be installed as long as the resulting combination of software and hardware is in conformity with the appropriate applicable legislation. v) A history file should be kept inside the dynamically reconfigurable equipment for storing information on p
49、revious reconfigurations. This may enable the equipment to go back to a previous (stable) configuration in case of unexpected operation (e.g. creation of interference to other users or systems) and/or to identify which software modifications have been installed onto the equipment (so as to facilitate ex-post equipment monitoring). vi) Typically, a Declaration of Conformity may be issued for software and hardware components which are available at the time of the Declaration (“Scenario 1“); additionally, depending on the applicable legislation, a Declaration of Co
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