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ETSI TR 125 912-2017 Universal Mobile Telecommunications System (UMTS) LTE Feasibility study for evolved Universal Terrestrial Radio Access (UTRA) and Universal Terrestrial Radio A.pdf

1、 ETSI TR 125 912 V14.0.0 (2017-04) Universal Mobile Telecommunications System (UMTS); LTE; Feasibility study for evolved Universal Terrestrial Radio Access (UTRA) and Universal Terrestrial Radio Access Network (UTRAN) (3GPP TR 25.912 version 14.0.0 Release 14) TECHNICAL REPORT ETSI ETSI TR 125 912 V

2、14.0.0 (2017-04)13GPP TR 25.912 version 14.0.0 Release 14Reference RTR/TSGR-0025912ve00 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre l

3、a Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document s

4、hall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETS

5、I Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present doc

6、ument, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by w

7、ritten permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM,

8、UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI

9、ETSI TR 125 912 V14.0.0 (2017-04)23GPP TR 25.912 version 14.0.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members an

10、d non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/)

11、 Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the prese

12、nt document. Foreword This Technical Report (TR) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references

13、to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to

14、 be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TR 125 912 V14.0.0 (2017-04)33GPP TR 25.912 version 14.0.0 Release 14Conten

15、ts Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 7g31 Scope 8g32 References 8g33 Definitions, symbols and abbreviations . 8g33.1 Definitions 8g33.2 Symbols 8g33.3 Abbreviations . 9g34 Introduction 10g35 Deployment scenario 11g36 Radio interface protocol architec

16、ture for evolved UTRA 11g36.1 User plane . 13g36.2 Control plane 13g37 Physical layer for evolved UTRA 14g37.1 Downlink transmission scheme 14g37.1.1 Basic transmission scheme based on OFDMA . 14g37.1.1.1 Basic parameters . 14g37.1.1.1.1 Modulation scheme . 15g37.1.1.2 Multiplexing including referen

17、ce-signal structure 15g37.1.1.2.1 Downlink data multiplexing 15g37.1.1.2.2 Downlink reference-signal structure 15g37.1.1.2.3 Downlink L1/L2 Control Signaling . 15g37.1.1.3 MIMO and transmit diversity 16g37.1.1.4 MBMS . 16g37.1.2 Physical layer procedure . 16g37.1.2.1 Scheduling . 16g37.1.2.2 Link ad

18、aptation . 17g37.1.2.3 HARQ . 17g37.1.2.4 Cell search . 17g37.1.2.5 Inter-cell interference mitigation . 18g37.1.3 Physical layer measurements 18g37.1.3.1 UE measurements . 18g37.1.3.1.1 Measurements for Scheduling . 18g37.1.3.1.1.1 Channel Quality Measurements . 18g37.1.3.1.1.2 Measurements for Int

19、erference Coordination/Management . 19g37.1.3.1.2 Measurements for Mobility . 19g37.1.3.1.2.1 Intra-frequency neighbour measurements 19g37.1.3.1.2.2 Inter-frequency neighbour measurements 19g37.1.3.1.2.3 Inter RAT measurements . 19g37.1.3.1.2.4 Measurement gap control . 19g37.2 Uplink transmission s

20、cheme . 19g37.2.1 Basic transmission scheme . 19g37.2.1.1 Modulation scheme . 20g37.2.1.2 Multiplexing including reference signal structure . 20g37.2.1.2.1 Uplink data multiplexing . 20g37.2.1.2.2 Uplink reference-signal structure 21g37.2.1.2.3 Multiplexing of L1/L2 control signaling . 21g37.2.1.2.4

21、 Uplink L1/L2 Control Signalling. 21g37.2.1.3 MIMO . 22g37.2.1.4 Power De-rating Reduction . 22g3ETSI ETSI TR 125 912 V14.0.0 (2017-04)43GPP TR 25.912 version 14.0.0 Release 147.2.2 Physical channel procedure. 22g37.2.2.1 Random access procedure . 22g37.2.2.1.1 Non-synchronized random access . 22g37

22、2.2.1.1.1 Power control for non-synchronized random access 22g37.2.2.1.2 Synchronized random access . 22g37.2.2.2 Scheduling . 22g37.2.2.3 Link adaptation . 23g37.2.2.4 Power control 23g37.2.2.5 HARQ . 23g37.2.2.6 Uplink timing control 23g37.2.2.7 Inter-cell interference mitigation . 23g38 Layer 2

23、and RRC evolution for evolved UTRA . 24g38.1 MAC sublayer 25g38.1.1 Services and functions 25g38.1.2 Logical channels . 25g38.1.2.1 Control channels . 26g38.1.2.2 Traffic channels . 26g38.1.3 Mapping between logical channels and transport channels 26g38.1.3.1 Mapping in Uplink 27g38.1.3.2 Mapping in

24、 downlink 27g38.2 RLC sublayer 27g38.3 PDCP sublayer . 28g38.4 RRC 28g38.4.1 Services and functions 28g38.4.2 RRC protocol states 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. t

25、echnical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TR 125 912 V14.0.0 (2017-04)83GPP TR 25.912 version 14.0.0 Release 141 Scope This present document is the technical report for the study it

26、em “Evolved UTRA and UTRAN“ 1. The objective of the study item is to develop a framework for the evolution of the 3GPP radio-access technology towards a high-data-rate, low-latency and packet-optimized radio access technology. 2 References The following documents contain provisions which, through re

27、ference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version

28、 applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TD RP-040461: “Proposed Study Item on Evolved UTRA and UTRAN“. 2 3GPP TR 25.814: “

29、Physical Layer Aspects for Evolved UTRA“ 3 3GPP TR 23.882: “3GPP System Architecture Evolution: Report on Technical Options and Conclusions“ 4 3GPP TR 25.913: “Requirements for Evolved UTRA (E-UTRA) and Evolved UTRAN (E-UTRAN)“ 5 3GPP TR 25.813: “Evolved UTRA (E-UTRA) and Evolved UTRAN (E-UTRAN): Ra

30、dio Interface Protocol Aspects.“ 6 3GPP TD RP-060292 R3.018: “E-UTRA and E-UTRAN; Radio access architecture and interfaces.“ 7 Recommendation ITU-R SM.329-10: “Unwanted emissions in the spurious domain“ 8 3GPP TD R4-060660: “E-UTRA Radio Technology Aspects V0.1.0“, NTT DoCoMo 9 3GPP TD R4-051146: “S

31、ome operators requirements for prioritisation of performance requirements work in RAN WG4“ 10 3GPP TD R1-070674: “LTE physical layer framework for performance verification“ Orange, China Mobile, KPN, NTT DoCoMo, Sprint, T-Mobile, Vodafone, Telecom Italia. 3 Definitions, symbols and abbreviations 3.1

32、 Definitions void 3.2 Symbols void ETSI ETSI TR 125 912 V14.0.0 (2017-04)93GPP TR 25.912 version 14.0.0 Release 143.3 Abbreviations For the purposes of the present document, the following abbreviations apply: ACK Acknowledgement ACLR Adjacent Channel Leakage Ratio aGW Access Gateway AM Acknowledge M

33、ode ARQ Automatic Repeat Request AS Access Stratum BCCH Broadcast Control Channel BCH Broadcast Channel C/I Carrier-to-Interference Power Ratio CAZAC Constant Amplitude Zero Auto-Correlation CMC Connection Mobility Control CP Cyclic Prefix C-plane Control Plane CQI Channel Quality Indicator CRC Cycl

34、ic Redundancy Check DCCH Dedicated Control Channel DL Downlink DRX Discontinuous Reception DTCH Dedicated Traffic Channel DTX Discontinuous Transmission eNB E-UTRAN NodeB EPC Evolved Packet Core E-UTRA Evolved UTRA E-UTRAN Evolved UTRAN FDD Frequency Division Duplex FDM Frequency Division Multiplexi

35、ng GERAN GSM EDGE Radio Access Network GNSS Global Navigation Satellite System GSM Global System for Mobile communication HARQ Hybrid ARQ HO HandoverHSDPA High Speed Downlink Packet Access ICIC Inter-Cell Interference Coordination IP Internet Protocol LB Load BalancingLCR Low Chip Rate LTE Long Term

36、 Evolution MAC Medium Access Control MBMS Multimedia Broadcast Multicast Service MCCH Multicast Control Channel MCS Modulation and Coding Scheme MIMO Multiple Input Multiple Output MME Mobility Management Entity MTCH MBMS Traffic Channel NACK Non-AcknowledgementNAS Non-Access Stratum OFDM Orthogonal

37、 Frequency Division Multiplexing OFDMA Orthogonal Frequency Division Multiple Access PA Power Amplifier PAPR Peak-to-Average Power Ratio PCCH Paging Control Channel PDCP Packet Data Convergence Protocol PDU Packet Data Unit PHY Physical layerPLMN Public Land Mobile Network PRB Physical Resource Bloc

38、k PSC Packet Scheduling ETSI ETSI TR 125 912 V14.0.0 (2017-04)103GPP TR 25.912 version 14.0.0 Release 14QAM Quadrature Amplitude Modulation QoS Quality of Service RAC Radio Admission Control RACH Random Access Channel RAT Radio Access Technology RB Radio Bearer RBC Radio Bearer Control RF Radio Freq

39、uency RLC Radio Link Control RNL Radio Network Layer ROHC Robust Header Compression RRC Radio Resource Control RRM Radio Resource Management RU Resource Unit S1 interface between eNB and aGW S1-C S1-Control plane S1-U S1-User planeSAE System Architecture Evolution SAP Service Access Point SC-FDMA Si

40、ngle Carrier Frequency Division Multiple Access SCH Synchronization Channel SDMA Spatial Division Multiple Access SDU Service Data Unit SFN Single Frequency Network TA Tracking Area TB Transport BlockTCP Transmission Control Protocol TDD Time Division Duplex TM Transparent ModeTNL Transport Network

41、Layer TTI Transmission Time Interval UE User Equipment UL Uplink UM Un-acknowledge Mode UMTS Universal Mobile Telecommunication System UPE User Plane Entity U-plane User plane UTRA Universal Terrestrial Radio Access UTRAN Universal Terrestrial Radio Access Network VRB Virtual Resource Block X2 inter

42、face between eNBs X2-C X2-Control plane X2-U X2-User plane 4 Introduction At the 3GPP TSG RAN #26 meeting, the SI description on “Evolved UTRA and UTRAN“ was approved 1. The justification of the study item was, that with enhancements such as HSDPA and Enhanced Uplink, the 3GPP radio-access technolog

43、y will be highly competitive for several years. However, to ensure competitiveness in an even longer time frame, i.e. for the next 10 years and beyond, a long-term evolution of the 3GPP radio-access technology needs to be considered. Important parts of such a long-term evolution include reduced late

44、ncy, higher user data rates, improved system capacity and coverage, and reduced cost for the operator. In order to achieve this, an evolution of the radio interface as well as the radio network architecture should be considered. Considering a desire for even higher data rates and also taking into ac

45、count future additional 3G spectrum allocations the long-term 3GPP evolution should include an evolution towards support for wider transmission bandwidth than 5 MHz. At the same time, support for transmission bandwidths of 5MHz and less than 5MHz should be investigated in order to allow for more fle

46、xibility in whichever frequency bands the system may be deployed ETSI ETSI TR 125 912 V14.0.0 (2017-04)113GPP TR 25.912 version 14.0.0 Release 145 Deployment scenario A very large set of scenarios are foreseen, as stated in 25.913 4: - Standalone deployment scenario: In this scenario the operator is

47、 deploying E-UTRAN either with no previous network deployed in the area or it could be deployed in areas where there is existing UTRAN/GERAN coverage but for any reason there is no requirement for interworking with UTRAN/GERAN (e.g. standalone wireless broadband application). - Integrating with exis

48、ting UTRAN and/or GERAN deployment scenario: In this scenario it is assumed that the operator is having either a UTRAN and/or a GERAN network deployed with full or partial coverage in the same geographical area. It is assumed that the GERAN and UTRAN networks respectively can have differently levels

49、 of maturity. In order to enable the large number of possibilities, E-UTRAN will support the following: 1) shared networks, both in initial selection and in mobile-initiated (controlled by system broadcast) and network-initiated/controlled mobility. 2) high-velocity and nomadic mobiles. Mobility mechanisms include a handover mechanism with short latency, short interruption and minimizing of data losses (when the user has high data activity). Hence both high mobile velocities and Conversational QoS can be supported (as elaborated in 13.6). 3)

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