1、 ETSI TR 136 913 V14.0.0 (2017-04) LTE; Requirements for further advancements for Evolved Universal Terrestrial Radio Access (E-UTRA) (LTE-Advanced) (3GPP TR 36.913 version 14.0.0 Release 14) TECHNICAL REPORT ETSI ETSI TR 136 913 V14.0.0 (2017-04)13GPP TR 36.913 version 14.0.0 Release 14Reference RT
2、R/TSGR-0036913ve00 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present doc
3、ument can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In c
4、ase of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the docu
5、ment may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https:/p
6、ortal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be mod
7、ified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit
8、 of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TR 136 913 V1
9、4.0.0 (2017-04)23GPP TR 36.913 version 14.0.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and
10、 can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the
11、ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Forew
12、ord This Technical Report (TR) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the correspondi
13、ng ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as
14、 described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TR 136 913 V14.0.0 (2017-04)33GPP TR 36.913 version 14.0.0 Release 14Contents Intellectual Pr
15、operty Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 4g31 Scope 5g32 References 5g33 Definitions, symbols and abbreviations . 5g33.1 Definitions 5g33.2 Symbols 5g33.3 Abbreviations . 5g34 Introduction 5g35 Objective 6g36 General requirements . 8g37 Capability-related requirements . 8
16、g37.1 Peak Data Rate . 8g37.2 Latency . 8g37.2.1 C-plane latency . 8g37.2.1.1 C-plane capacity 9g37.2.2 U-Plane latency . 9g38 System performance requirements . 9g38.1 Spectrum efficiency 9g38.1.1 Peak spectrum efficiency 9g38.1.2 Average spectrum efficiency 9g38.1.3 Cell edge user throughput . 10g3
17、8.1.4 VoIP capacity 11g38.2 Mobility 11g38.3 Coverage. 11g38.4 Further Enhanced MBMS 11g38.5 Network synchronization . 11g39 Deployment-related requirements 11g39.1 Deployment scenarios 11g39.2 Spectrum flexibility 12g39.3 Spectrum deployment . 12g39.4 Co-existence and interworking with legacy RATs
18、. 12g310 Requirements for E-UTRAN architecture and migration 13g311 Radio Resource Management requirements . 13g312 Complexity requirements . 13g313 Cost-related requirements. 13g314 Service-related requirements 13g3Annex A (informative): System performance evaluation model 14g3A.1 System performanc
19、e evaluation model 14g3Annex B (informative): Change history . 15g3History 16 ETSI ETSI TR 136 913 V14.0.0 (2017-04)43GPP TR 36.913 version 14.0.0 Release 14Foreword This Technical Report has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subj
20、ect to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first
21、digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when
22、 editorial only changes have been incorporated in the document. ETSI ETSI TR 136 913 V14.0.0 (2017-04)53GPP TR 36.913 version 14.0.0 Release 141 Scope This document contains requirements for the further advancements for E-UTRA/E-UTRAN. 2 References The following documents contain provisions which, t
23、hrough reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the
24、 latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 (void) 2 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 3 3GPP TR
25、 25.913: “Requirements for Evolved UTRA (E-UTRA) and Evolved UTRAN (E-UTRAN)“. 4 g18635g18646g18647g18607g18644g18594g18629g18667g18676g18661g18679g18670g18659g18676g18594g18638g18663g18678g18678g18663g18676g18594g18615g18609g18638g18629g18629g18631g18609g18612g18594g18673g18672g18594g18635g18639g18
26、646g18607g18627g18662g18680g18659g18672g18661g18663g18662 5 3GPP TR 25.912: “Feasibility study for evolved Universal Terrestrial Radio Access (UTRA) and Universal Terrestrial Radio Access Network (UTRAN)“. 3 Definitions, symbols and abbreviations 3.1 Definitions Void 3.2 Symbols Void 3.3 Abbreviatio
27、ns For the purposes of the present document, the abbreviations defined in 3GPP TS 21.905 2 and the following apply: 4 Introduction At the 3GPP TSG RAN #39 meeting, the Study Item description on “Further Advancements for E-UTRA (LTE-Advanced)“ was approved (RP-080137). The justification of the Study
28、Item was as follows; ETSI ETSI TR 136 913 V14.0.0 (2017-04)63GPP TR 36.913 version 14.0.0 Release 14IMT-Advanced is entering the phase of the process in ITU-R addressing the development of the terrestrial radio interface recommendations. To announce this stage of the process for IMT-Advanced, ITU-R
29、has issued a Circular Letter(CL) to invite submission of candidate Radio Interface Technologies (RITs) or a set of RITs (SRITs) for IMT-Advanced. The key features of IMT-Advanced delineated in the CL are: - a high degree of commonality of functionality worldwide while retaining the flexibility to su
30、pport a wide range of services and applications in a cost efficient manner; - compatibility of services within IMT and with fixed networks; - capability of interworking with other radio access systems; - high quality mobile services; - user equipment suitable for worldwide use; - user-friendly appli
31、cations, services and equipment; - worldwide roaming capability; and - enhanced peak data rates to support advanced services and applications (100 Mbit/s for high and 1 Gbit/s for low mobility were established as targets for research) . The base line requirements for IMT-Advanced will be concluded i
32、n ITU-R WP 5D #2 (June 2008) and communicated in an Addendum to the Circular Letter in the July 2008 timeframe. In the WRC07, the following spectrum bands were proposed as additions to the prior identified bands, and the parts of the existing and new bands are globally or regionally identified for I
33、MT, which is the new root term to encompass both IMT-2000 and IMT-Advanced. - 450 MHz band - UHF band (698-960 MHz) - 2.3 GHz band - C-band(3400-4200 MHz) In 3GPP, E-UTRA should be further evolved for the future releases in accordance with: - 3GPP operator requirements for the evolution of E-UTRA -
34、The need to meet/exceed the IMT-Advanced capabilities. Considering the above, 3GPP TSG-RAN should study further advancements for E-UTRA (LTE-Advanced) toward meeting: - Requirements for IMT-Advanced and provide ITU-R with proposals of RITs or SRITs according to the defined ITU-R time schedule provid
35、ed in the Circular Letter and its Addendums. - 3GPP operators requirements for the evolution of E-UTRA 5 Objective The objective of Further Advancements for E-UTRA is as follows; A) Define a framework for further advancements of E-UTRA and E-UTRAN (to be referred to as Advanced E-UTRA and Advanced E
36、UTRAN considering: - The time schedule of ITU-R - That the work on Advanced E-UTRA and Advanced E-UTRAN must not introduce any delay to the completion of the Release 8 specification of E-UTRA and E-UTRAN ETSI ETSI TR 136 913 V14.0.0 (2017-04)73GPP TR 36.913 version 14.0.0 Release 14- That the genera
37、l enhancements of specifications for Release 8 E-UTRA and E-UTRAN are maintained and progressed in a focused and efficient manner. B) Define requirements for Advanced E-UTRA and Advanced E-UTRAN based on the ITU-R requirements for IMT-Advanced as well as 3GPP operators own requirements for advancing
38、 Release 8 E-UTRA AND E-UTRAN considering: - E-UTRA radio technology and architecture improvements - Support for all radio modes of operation - Interworking with legacy RATs (scenarios and performance requirements) - Backward compatibility of Advanced E-UTRA and Advanced E-UTRAN with Release 8 E-UTR
39、A and E-UTRAN i.e. - an Release 8 E-UTRA terminal can work in an Advanced E-UTRAN, - an Advanced E-UTRA terminal can work in an Release 8 E-UTRAN and - non-backward compatible elements could be considered based on RAN decision - Newly identified frequency bands and existing frequency bands, and thei
40、r advantages and limitations, in particular, the consideration of the WRC-07 conclusions, to ensure that Advanced E-UTRA can accommodate radio channel bandwidths commensurate with the availability in parts of the world of wideband channels in the spectrum allocations (above 20 MHz) and at the same t
41、ime being mindful on the need to accommodate those parts of the world where the spectrum allocations will not have availability of wideband channels C) Identify potential solutions, technologies for the Advanced E-UTRA and Advanced E-UTRAN. The study areas include: - Physical layer - Radio interface
42、 layer 2 and RRC - E-UTRAN architecture - RF, including Aspects of wider channel bandwidth than 20 MHz - Advanced system concepts D) To develop documents that will serve as a basis for the documentation to be submitted to ITU-R to provide the 3GPP proposals for IMT-Advanced: 1) An “Early Proposal“ s
43、ubmission that would be sent to ITU-R, to be agreed at RAN #41 (9-12 September 2008), for submission to WP 5D #3 (8-15 October 2008). 2) A “Complete Technology“ submission that would be sent to ITU-R, to be agreed at RAN #44 (26-29 May 2009), for submission to WP 5D #5 (planned for 10-17 June 2009).
44、 3) A “Final“ submission to incorporate updates, additional specific details or feature additions, and the required self-evaluation that would be sent to ITU-R, to be agreed at RAN #45 (22-25 September 2009), for submission to WP 5D #6 (planned for 13-20 Oct 2009). - 3GPP should take note, that by I
45、TU-R convention, the formal submission deadline for ITU-R meetings has been established as 16:00 hours UTC, seven calendar days prior to the start of the meeting. E) Make recommendations for future WIs F) For reference, the Circular Letter as received from the ITU-R (and future Addendums to the same
46、) are annexed to this Work Item and should become an integral part of the WI. ETSI ETSI TR 136 913 V14.0.0 (2017-04)83GPP TR 36.913 version 14.0.0 Release 146 General requirements The following general requirements are valid for Advanced E-UTRA and Advanced E-UTRAN - Advanced E-UTRA and Advanced E-U
47、TRAN shall be an evolution of Release 8 E-UTRA and E-UTRAN - All relevant requirement in 3 are valid also for Advanced E-UTRA and Advanced E-UTRAN - Advanced E-UTRA and Advanced E-UTRAN shall meet or exceed IMT-Advanced requirements within the ITU-R time plan The expectancy is that Advanced E-UTRA s
48、hould provide substantially higher performance compared to what is expected to be the IMT-Advanced requirements in ITU-R. The values provided in clauses 7 and 8 have been expressed as preferred performance of Advanced E-UTRA. These values are recognised as being very ambitious, especially in light o
49、f the ITU-R time plan, and the performance evaluation results generated for LTE R8, but are adopted as long term target for Advanced E-UTRA“ 7 Capability-related requirements 7.1 Peak Data Rate The peak data rate is the maximum data rate to be supported from a system requirement viewpoint (i.e. not from radio performance requirement viewpoint) regardless of radio interface parameters such as the transmission bandwidth and antenna configuration. Advanced E-UTRA should support significantly increased instantaneous peak data rates. At a minimum, Advanced E-UTRA sho
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