1、 ETSI TS 102 600 V10.0.0 (2010-10)Technical Specification Smart Cards;UICC-Terminal interface;Characteristics of the USB interface(Release 10)ETSI ETSI TS 102 600 V10.0.0 (2010-10)2Release 10 Reference RTS/SCP-T060808va00 Keywords interface, smart card ETSI 650 Route des Lucioles F-06921 Sophia Anti
2、polis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice Individual copies of the present document can be downloaded from: http:/www.etsi.org The prese
3、nt document may be made available in more than one electronic version or in print. In any case of existing or perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF). In case of dispute, the reference shall be the printing on ETSI printers
4、of the PDF version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/sta
5、tus/status.asp If you find errors in the present document, please send your comment to one of the following services: http:/portal.etsi.org/chaircor/ETSI_support.asp Copyright Notification No part may be reproduced except as authorized by written permission. The copyright and the foregoing restricti
6、on extend to reproduction in all media. European Telecommunications Standards Institute 2010. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTM, TIPHONTM, the TIPHON logo and the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM is a Trade Mark of ETSI registered for
7、 the benefit of its Members and of the 3GPP Organizational Partners. LTE is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 102 600 V
8、10.0.0 (2010-10)3Release 10 Contents Intellectual Property Rights 5g3Foreword . 5g3Introduction 5g31 Scope 6g32 References 6g32.1 Normative references . 6g32.2 Informative references 7g33 Definitions, symbols, abbreviations and coding conventions 7 g33.1 Definitions 7g33.2 Symbols 8g33.3 Abbreviatio
9、ns . 8g33.4 Coding conventions 9g34 USB UICC system architecture 9g34.1 Support of the TS 102 221 interface . 9g34.2 Configurations 9g34.3 Interworking with the TS 102 221 interface . 10g35 Physical characteristics. 10g35.1 Contacts 10g35.1.1 Provision of contacts . 10g35.1.1.1 Terminal 10g35.1.1.2
10、UICC . 10g35.1.2 Contact activation and deactivation 10g35.1.3 Inactive contacts . 11g35.2 UICC insertion and removal . 11g36 Electrical characteristics . 11g36.1 Operating Conditions . 11g36.1.1 Class B operating conditions 11g36.1.2 Class C operating conditions 11g37 Initial communication establis
11、hment procedures . 11g37.1 Supply voltage selection . 11g37.2 Interface selection. 12g37.3 IC USB interface activation 13g37.4 Power consumption 14g37.4.1 Power consumption of the USB UICC during activation . 14g37.4.2 Application related electrical parameters 14g37.4.3 Relation with other interface
12、s . 14g37.5 Answer To Reset content . 14g37.6 USB UICC as an Inter-Chip USB peripheral . 14g37.7 Suspend, Resume and Remote Wakeup . 14g37.8 USB UICC deactivation . 15g38 USB interface operational features . 15g38.1 Speed support . 15g38.2 Power Negotiation 15g38.3 Resume and remote wakeup time nego
13、tiation 16g38.4 Pipes, endpoints and configurations . 18g38.5 Enumeration using standard descriptors . 19g39 Protocol stacks for USB UICC applications 19g39.1 Support of APDU-based UICC applications over the IC USB Interface . 19g39.1.1 Proactive Polling . 20g39.2 Support of IP applications over the
14、 IC USB Interface 20g3ETSI ETSI TS 102 600 V10.0.0 (2010-10)4Release 10 9.3 Support of mass storage applications over the IC USB Interface . 20g39.4 Interworking of the USB functional interfaces . 20g3Annex A (normative): USB Descriptors of a USB UICC 21g3A.1 The Standard Device Descriptor 21g3A.2 T
15、he Standard Configuration Descriptor . 21g3A.3 The Standard Interface Descriptor 21g3A.4 The Standard Endpoint Descriptors . 22g3A.5 The Class Specific Descriptor 22g3A.5.1 Class Descriptor for APDU transfer . 22g3A.5.2 Class Descriptor for Ethernet Emulation Model 22g3A.5.3 Class Descriptor for Mas
16、s Storage . 23g3Annex B (normative): Assigned values for vendor specific USB requests 24g3Annex C (informative): Change history . 25g3History 26g3ETSI ETSI TS 102 600 V10.0.0 (2010-10)5Release 10 Intellectual Property Rights IPRs essential or potentially essential to the present document may have be
17、en declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“
18、, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/webapp.etsi.org/IPR/home.asp). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IP
19、Rs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI Technical Committee Smart Card Platform (SCP). The contents of the present documen
20、t are subject to continuing work within TC SCP and may change following formal TC SCP approval. If TC SCP modifies the contents of the present document, it will then be republished by ETSI with an identifying change of release date and an increase in version number as follows: Version x.y.z. where:
21、x the first digit: 0 early working draft; 1 presented to TC SCP for information; 2 presented to TC SCP for approval; 3 or greater indicates TC SCP approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates
22、, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction The present document defines the USB interface between a Terminal and an Integrated Circuit Card (ICC) that may be supported by the UICC and terminal in addition to the interface
23、specified in TS 102 221 1. The USB interface may be implemented on UICCs and terminals for applications requiring a high data throughput or other features not supported by the interface defined in TS 102 221 1. The aim of the present document is to ensure interoperability between a UICC and a termin
24、al independently of the respective manufacturer, card issuer or operator. The present document does not define any aspects related to the administrative management phase of the USB UICC. Any internal technical realization of either the UICC or the terminal is only specified where these are reflected
25、 over the interface. ETSI ETSI TS 102 600 V10.0.0 (2010-10)6Release 10 1 Scope The present document specifies the Inter-Chip USB interface between the USB UICC and the USB UICC-enabled terminal, subsequently referred to as the IC USB interface. It describes: the characteristics of the Inter-Chip USB
26、 electrical interface between the USB UICC and the USB UICC-enabled terminal; the initial communication establishment and the transport protocols; the communication layers between the USB UICC and the USB UICC-enabled terminal. The physical characteristics (including mechanical aspects) defined in T
27、S 102 221 1 apply to USB UICCs. The present document comes as an extension of TS 102 221 1 complementing the electrical characteristics of contacts C1 and C5 and describing the behaviour of contacts C4 and C8 when the USB interface is supported. The Inter-Chip USB interface provides access to the ex
28、isting UICC resources such as the file system and security features specified in TS 102 221 1 and to other resources and functionalities specified in the present document. 2 References References are either specific (identified by date of publication and/or edition number or version number) or non-s
29、pecific. For specific references, only the cited version applies. For non-specific references, the latest version of the reference document (including any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http:/docbox.et
30、si.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee their long term validity. 2.1 Normative references The following referenced documents are necessary for the application of the present document. 1 ETSI TS 102 221: “Smart
31、Cards; UICC-Terminal interface; Physical and logical characteristics“. 2 ETSI TS 102 223: “Smart Cards; Card Application Toolkit (CAT)“. 3 Universal Serial Bus Specification Revision 2.0, USB Implementers Forum. NOTE: Available at http:/www.usb.org/developers/docs. This is a ZIP package containing t
32、he following: - The original USB 2.0 specification released on April 27, 2000. - The “USB On-The-Go supplement“ Revision 1.3 as of December 5, 2006. - The “Inter-Chip USB supplement to the USB 2.0 Specification“ Revision 1.0 March 13, 2006. - Errata and Engineering Change Notices. In the context of
33、the present document, this reference, abbreviated as “USB 2.0“, is used specifically in relation to the original USB 2.0 specification and associated errata and Engineering Change Notices, while its supplements are referred through separate references. 4 “Inter-Chip USB supplement to the USB 2.0 Spe
34、cification“, Revision 1.0 March 13, 2006 published as part of the Universal Serial Bus Revision 2.0 specification package (see 3). NOTE: available at http:/www.usb.org/developers/docs. ETSI ETSI TS 102 600 V10.0.0 (2010-10)7Release 10 5 Universal Serial Bus, “Mass Storage Class Specification Overvie
35、w“, Revision 1.2, USB Implementers Forum, Device Working Group: Mass Storage. NOTE: Available at http:/www.usb.org/developers/devclass-docs. 6 “Universal Serial Bus Mass Storage Class Bulk-Only Transport“ Revision 1.0. NOTE: Available at http:/www.usb.org/developers/devclass-docs. 7 Universal Serial
36、 Bus “Device Class: Smart Card ICCD Specification for USB Integrated Circuit(s) Card Devices“ Revision 1.0. NOTE: Available at http:/www.usb.org/developers/devclass-docs. 8 “Universal Serial Bus Common Class Specification“, Revision 1.0. NOTE: Available at http:/www.usb.org/developers/devclass-docs.
37、 9 “Universal Serial Bus Communications Class Subclass Specification for Ethernet Emulation Model Devices“, Revision 1.0, USB Implementers Forum, Device Working Group: Communication. NOTE: Available at http:/www.usb.org/developers/devclass_docs. 10 INCITS 405-2005: “SCSI Block Commands - 2 (SBC-2)“.
38、 NOTE: Available at http:/www.t10.org. 11 INCITS 408-2005: “SCSI Primary Commands - 3 (SPC-3)“. NOTE: Available at http:/www.t10.org. 2.2 Informative references The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a
39、particular subject area. Not applicable. 3 Definitions, symbols, abbreviations and coding conventions 3.1 Definitions For the purposes of the present document, the following terms and definitions apply: APDU-based application: UICC application designed to use APDUs as specified in TS 102 221 1 appli
40、cation: computer program that defines and implements a useful functionality on a smart card or in a terminal NOTE: The term may apply to the functionality itself, to the representation of the functionality in a programming language, or to the realization of the functionality as executable code. atta
41、chment: electrical process by which a USB peripheral, such as a USB UICC, indicates its presence to its host Class A operating conditions: terminal or a smart card operating at 5 V 10 % (see TS 102 221 1) Class B operating conditions: terminal or a smart card operating at 3 V 10 % (see TS 102 221 1)
42、 Class C operating conditions: terminal or a smart card operating at 1,8 V 10 % (see TS 102 221 1) Class C operating conditions: terminal or smart card operating at 1,8 V 0,15 V (see Inter-Chip USB 4) ETSI ETSI TS 102 600 V10.0.0 (2010-10)8Release 10 configured: state reached by a USB device when it
43、s USB host may use the functionalities that it provides, i.e. after the device has correctly processed a SetConfiguration() request with a non-zero configuration value, as defined in USB 2.0 3 endpoint: uniquely addressable portion of a USB device that is the source or sink of information in a commu
44、nication flow between the host and device functional interface: set of USB endpoints associated with specific transfer type characteristics and described by an interface descriptor as specified in USB 2.0 3 IC USB interface: Inter-Chip USB interface between the USB UICC and the USB UICC-enabled term
45、inal Inter-Chip USB: electrical interface for chip-to-chip connections over short distances, specified in a supplement to the USB 2.0 specification 3 NOTE: As only the electrical link is affected by the Inter-Chip supplement, Inter-Chip USB products are compatible with (standard) USB compliant drive
46、rs and software. Inter-Chip USB family: family of USB hosts and removable USB peripherals is defined as a set of hosts and peripherals having matching mechanical interfaces NOTE: within the family, any choice of host and peripheral are able to communicate. Smart Card functional interface: functional
47、 interface supporting the transfer of APDUs over Version B Control transfer or a pair of bulk pipes, as defined in clause 9.1 State H: high state on a signal line (Vcc) State L: low state on a signal line (Gnd) suspended: indicates a state where the USB interface of the USB UICC is in Suspend state
48、as defined in USB 2.0 3 TS 102 221 1 interface: asynchronous serial UICC-Terminal interface defined in TS 102 221 1, using RST on contact C2, CLK on contact C3 and I/O on contact C7 USB UICC: UICC which supports the interface using Inter-Chip USB 4 as specified in the present document USB UICC-enabl
49、ed terminal: terminal which supports the host interface using Inter-Chip USB 4 as specified in the present document 3.2 Symbols For the purposes of the present document, the following symbols apply: Gnd Ground IC_DM Inter-Chip USB D- data line IC_DP Inter-Chip USB D+ data line IC_VDD Inter-Chip USB Power Supply Voltage Vcc UICC Supply Voltage VIHInput Voltage (high) VILInput Voltage (low) VOHOutput Voltage (high) VOLOutput Voltage (low) 3.3 Abbreviations For the purposes of the present docume
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