1、 ETSI TS 102 622 V12.1.0 (2014-10) Smart Cards; UICC - Contactless Front-end (CLF) Interface; Host Controller Interface (HCI) (Release 12) TECHNICAL SPECIFICATION ETSI ETSI TS 102 622 V12.1.0 (2014-10)2Release 12 Reference RTS/SCP-THCIvc10 Keywords smart card ETSI 650 Route des Lucioles F-06921 Soph
2、ia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org The present document ma
3、y be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in p
4、rint, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of
5、 this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: http:/portal.etsi.org/chaircor/ETSI_support.asp Copyright Notification No part may be reproduced or utilize
6、d in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to repr
7、oduction in all media. European Telecommunications Standards Institute 2014. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of th
8、e 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 102 622 V12.1.0 (2014-10)3Release 12 Contents Intellectual Property Rights 6g3Foreword . 6g3Modal verbs terminology 6g31 Scope 7g32 References 7g32.1 Normative references .
9、7g32.2 Informative references 8g33 Definitions, symbols and abbreviations . 8g33.1 Definitions 8g33.2 Symbols 8g33.3 Abbreviations . 8g33.4 Void 9g33A Coding conventions 9g34 HCI architecture . 9g34.1 Overview 9g34.2 Hosts . 10g34.3 Gates . 11g34.4 Pipes . 11g34.5 Registries 12g35 HCP 13g35.1 HCP pa
10、ckets . 13g35.2 HCP message structure . 13g35.3 Message fragmentation . 14g36 Instructions . 15g36.1 Commands 15g36.1.1 Overview 15g36.1.2 Generic commands . 16g36.1.2.1 ANY_SET_PARAMETER . 16g36.1.2.2 ANY_GET_PARAMETER 16g36.1.2.3 ANY_OPEN_PIPE . 16g36.1.2.4 ANY_CLOSE_PIPE . 17g36.1.3 Administratio
11、n commands 17g36.1.3.1 ADM_CREATE_PIPE 17g36.1.3.2 ADM_NOTIFY_PIPE_CREATED 17g36.1.3.3 ADM_DELETE_PIPE 18g36.1.3.4 ADM_NOTIFY_PIPE_DELETED . 18g36.1.3.5 ADM_CLEAR_ALL_PIPE 18g36.1.3.6 ADM_NOTIFY_ALL_PIPE_CLEARED . 18g36.2 Responses . 19g36.3 Events . 20g37 GATES . 20g37.1 Management gates 22g37.1.1
12、Administration gates . 22g37.1.1.1 Host controller administration gate . 22g37.1.1.2 Host administration gate . 23g37.1.2 Link management gate 23g37.1.2.1 Host controller link management gate. 23g37.1.2.2 Host link management gate . 24g37.1.3 Identity management gate . 24g37.1.4 Loop back gate 25g37
13、.2 Generic gates 25g3ETSI ETSI TS 102 622 V12.1.0 (2014-10)4Release 12 8 HCI procedures 25g38.1 Pipe management . 25g38.1.1 Pipe creation . 25g38.1.2 Pipe deletion . 27g38.1.3 Clear all Pipes . 28g38.2 Registry access . 28g38.3 Host and Gate discovery . 29g38.4 Session initialization. 30g38.5 Loop b
14、ack testing . 31g39 Contactless card emulation . 32g39.1 Overview 32g39.2 Void 34g39.3 Gates . 34g39.3.1 Void 34g39.3.2 Identity management gate . 34g39.3.3 Card RF gates . 34g39.3.3.1 Overview. 34g39.3.3.2 Commands 34g39.3.3.3 Events 34g39.3.3.3.1 EVT_SEND_DATA 35g39.3.3.4 Registry . 35g39.3.3.4.1
15、RF technology type A 35g39.3.3.4.2 RF technology type B 37g39.3.3.4.3 RF technology type B . 38g39.3.3.4.4 RF technology Type F (ISO/IEC 18092 212 kbps/424 kbps card emulation only) . 38g39.3.4 Card application gates . 39g39.3.4.1 Overview . 39g39.3.4.2 Commands 39g39.3.4.3 Events 39g39.3.4.3.1 EVT_
16、FIELD_ON 40g39.3.4.3.2 EVT_CARD_DEACTIVATED 40g39.3.4.3.3 EVT_CARD_ACTIVATED . 40g39.3.4.3.4 EVT_FIELD_OFF . 40g39.3.4.3.5 EVT_SEND_DATA 40g39.3.4.4 Registry . 40g39.4 Procedures 41g39.4.1 Use of contactless card application . 41g39.4.2 Non ISO/IEC 14443-4 type A applications 42g39.4.3 Type B RF tec
17、hnology . 42g39.4.4 Type F RF technology 42g39.4.5 Update RF technology settings . 43g39.4.6 Identity check 44g310 Contactless reader 44g310.1 Overview 44g310.2 Reader RF gates . 45g310.2.1 Overview 45g310.2.2 Command 45g310.2.2.1 WR_XCHG_DATA 45g310.2.3 Registries 47g310.2.3.1 Type A reader RF gate
18、 47g310.2.3.2 Type B reader RF gate 48g310.2.4 Events . 49g310.2.4.1 EVT_READER_REQUESTED 49g310.2.4.2 EVT_END_OPERATION 49g310.2.5 Responses . 49g310.3 Reader application gates . 49g310.3.1 Overview 49g310.3.2 Command 49g310.3.3 Registry . 50g310.3.4 Events . 50g3ETSI ETSI TS 102 622 V12.1.0 (2014-
19、10)5Release 12 10.3.4.1 EVT_TARGET_DISCOVERED 50g310.3.4.2 EVT_READER_STATUS 50g310.4 Procedures 51g310.4.1 Use of contactless reader application 51g310.4.2 Contactless reader not available 52g310.4.3 Error management. 53g311 Connectivity . 53g311.1 Overview 53g311.2 Connectivity gate 54g311.2.1 Com
20、mands 54g311.2.1.1 PRO_HOST_REQUEST . 54g311.2.2 Events . 54g311.2.2.1 EVT_CONNECTIVITY . 54g311.2.2.2 Void. 55g311.2.2.3 EVT_OPERATION_ENDED . 55g311.2.2.4 EVT_TRANSACTION . 55g311.2.3 Registry . 55g311.3 Connectivity application gate . 56g311.3.1 Commands 56g311.3.2 Events . 56g311.3.2.1 EVT_STAND
21、BY 56g311.3.3 Registry . 56g311.4 Procedures 56g311.4.1 Use of connectivity gate . 56g312 APDU Transport 57g312.1 Overview 57g312.2 APDU gate . 57g312.2.1 Commands 58g312.2.2 Events . 58g312.2.2.1 EVT_C-APDU 58g312.2.2.2 EVT_ABORT . 58g312.2.2.3 EVT_END_OF_APDU_TRANSACTION . 58g312.2.3 Registry . 59
22、g312.3 APDU application gate . 59g312.3.1 Commands 59g312.3.2 Events . 59g312.3.2.1 EVT_R-APDU 59g312.3.2.2 EVT_WTX 59g312.3.2.3 EVT_ATR. 60g312.3.3 Registry . 60g312.4 State diagram for the APDU gate . 60g3Annex A (normative): State diagram for contactless reader mode . 61g3Annex B (informative): C
23、hange history . 62g3History 64g3ETSI ETSI TS 102 622 V12.1.0 (2014-10)6Release 12 Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI me
24、mbers and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/ipr.ets
25、i.org). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the
26、 present document. Foreword This Technical Specification (TS) has been produced by ETSI Technical Committee Smart Card Platform (SCP). The contents of the present document are subject to continuing work within TC SCP and may change following formal TC SCP approval. If TC SCP modifies the contents of
27、 the present document, it will then be republished by ETSI with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 0 early working draft; 1 presented to TC SCP for information; 2 presented to TC SCP for approval; 3 or greater i
28、ndicates TC SCP approved document under change control. Y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Modal verbs terminology
29、 In the present document “shall“, “shall not“, “should“, “should not“, “may“, “may not“, “need“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are N
30、OT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 102 622 V12.1.0 (2014-10)7Release 12 1 Scope The present document specifies a logical interface that enables contactless applications hosted on the UICC. The present document covers the configuration where the one host
31、 is embedded in the UICC which is connected to the host controller embedded in the CLF. The interface is specified in two parts: the HCI core as described in the first part of the present document (clauses 4 to 8), specifies an application independent logical interface; and the contactless platform
32、as described in the second part of the present document (clauses 9 to 11) specifies an implementation of the HCI core for contactless applications using the UICC and the CLF. Lower layer protocols that support the HCI like the SWP specified in ETSI TS 102 613 2 are out of the scope of the present do
33、cument. 2 References References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the reference document (including any amendment
34、s) applies. In the case of a reference to a TC SCP document, a non specific reference implicitly refers to the latest version of that document in the same Release as the present document. Referenced documents which are not found to be publicly available in the expected location might be found at htt
35、p:/docbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee their long term validity. 2.1 Normative references The following referenced documents are necessary for the application of the present document. 1 Void. 2 ETSI
36、 TS 102 613: “Smart Cards; UICC - Contactless Front-end (CLF) Interface; Part 1: Physical and data link layer characteristics“. 3 ETSI TS 102 223: “Smart Cards; Card Application Toolkit (CAT)“. 4 ISO/IEC 18092: “Information technology - Telecommunications and information exchange between systems - N
37、ear Field Communication - Interface and Protocol (NFCIP-1)“. 5 ISO/IEC 14443-2: “Identification cards - Contactless integrated circuit(s) cards - Proximity cards - Part 2: Radio frequency power and signal interface“. 6 ISO/IEC 14443-3: “Identification cards - Contactless integrated circuit(s) cards
38、- Proximity cards - Part 3: Initialization and anticollision“. 7 ISO/IEC 14443-4: “Identification cards - Contactless integrated circuit cards - Proximity cards - Part 4: Transmission Protocol“. 8 ISO/IEC 7816-4: “Identification cards - Integrated circuit cards - Part 4: Organization, security and c
39、ommands for interchange“. 9 ETSI TS 101 220: “Smart Cards; ETSI numbering system for telecommunication application providers“. ETSI ETSI TS 102 622 V12.1.0 (2014-10)8Release 12 10 ISO/IEC 7816-3: “Identification cards - Integrated circuit cards - Part 3: Cards with contacts - Electrical interface an
40、d transmission protocols“. 11 ETSI TS 102 221: “Smart Cards; UICC-Terminal interface; Physical and logical characteristics“. 2.2 Informative references The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particula
41、r subject area. i.1 JIS X 6319-4:2005: “Specification of implementation for integrated circuit(s) cards - Part 4: High speed proximity cards“. 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the following terms and definitions apply: embedded secure
42、 element host: host implemented in a non-removable secure element gate: entry point towards a service that is operated inside a host host controller: host that is also responsible for managing a host network host network: network of two or more hosts host: logical entity that operates one or more se
43、rvice(s) pipe: logical communication channel between two gates from different hosts registry: data related to a gate that are stored as a collection of parameter - value pairs service: collection of related atomic functions in a host for management purposes or for performing contactless actions 3.2
44、Symbols For the purpose of the present document the following symbols apply: GIDgate identifier HIDhost identifierPIDpipe identifier PIPExa pipe with a PIDvalue equal to x 3.3 Abbreviations For the purposes of the present document, the following abbreviations apply: AFI Application Family Identifier
45、 AID Application IdentifierAPDU Application Protocol Data Unit ATR Answer To Reset BER-TLV Basic Encoding Rules - Tag, Length, Value C-APDU Command APDU CB Chaining Bit CLF ContactLess Front-end CLT ContactLess Tunnelling CRC Cyclic Redundancy Code ETSI ETSI TS 102 622 V12.1.0 (2014-10)9Release 12 H
46、CI Host Controller Interface HCP Host Controller Protocol JIS Japanese Industrial Standard LEN LENgthNFC Near Field Communication PA PreAmble PCD Proximity Coupling Device PICC Proximity Card R-APDU Response APDU REF REFerence dataRF Radio Frequency RFIN RF data INcoming RFU Reserved for Future Use
47、RO Read-Only RST ReSeTRW Read/Write SAK Select AcKnowledge SD Secure Digital SWP Single Wire Protocol UI User Interface WO Write-Only 3.4 Void The content of this clause has been moved to clause 3A. 3A Coding conventions For the purposes of the present document, the following coding conventions appl
48、y: All lengths are presented in bytes, unless otherwise stated. Each byte is represented by bits b8 to b1, where b8 is the most significant bit and b1 is the least significant bit. In each representation, the leftmost bit is the most significant bit. Hexadecimal values are specified between single q
49、uotes, e.g. 1F. In a sequence of bytes, byte 1 is the leftmost byte. All bytes specified as RFU shall be set to 00 and all bits specified as RFU shall be set to 0. 4 HCI architecture 4.1 Overview A valid host network has a star topology where one or more hosts physically connect to a host controller. The HCI defines the interface between hosts. More specifically the HCI has three levels: a collection of gates that exchange commands, responses and events; and an HCP messaging mechanism; and an HCP routing mechanism that may op
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