1、 ETSI TS 102 695-3 V11.0.0 (2016-08) Smart Cards; Test specification for the Host Controller Interface (HCI); Part 3: Host Controller features (Release 11) TECHNICAL SPECIFICATION ETSI ETSI TS 102 695-3 V11.0.0 (2016-08)2Release 11Reference RTS/SCP-00HCIHvb00 Keywords smart card, terminal ETSI 650 R
2、oute des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.et
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6、.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of
7、 ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade
8、Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 102 695-3 V11.0.0 (2016-08)3Release 11Contents Intellectual Property Rights 7g3Foreword . 7g3Modal verbs ter
9、minology 7g3Introduction 8g31 Scope 9g32 References 9g32.1 Normative references . 9g32.2 Informative references 10g33 Definitions, symbols, abbreviations and formats . 10g33.1 Definitions 10g33.2 Symbols 10g33.3 Abbreviations . 10g33.4 Formats . 11g33.4.1 Format of the table of optional features 11g
10、33.4.2 Format of the applicability table . 11g33.4.3 Status and Notations . 11g33.4.4 Format of the conformance requirements tables . 12g34 Test environment 13g34.1 Table of optional features . 13g34.2 Applicability table 14g34.3 Information to be provided by the device supplier . 16g34.4 Test equip
11、ment . 16g34.4.0 Base Requirements . 16g34.4.1 Measurement / setting uncertainties 17g34.4.2 Default conditions for DUT operation 17g34.4.2.1 General 17g34.4.2.2 Status of UICC interfaces 17g34.4.3 Minimum/maximum conditions for DUT operation . 17g34.4.4 Conventions 17g34.5 Test execution 17g34.5.1
12、Parameter variations . 17g34.5.2 Execution requirements 17g34.6 Pass criterion 18g34.6.0 Principle 18g34.6.1 Unanticipated behaviour from the DUT . 18g35 Test cases 18g35.1 HCI architecture . 18g35.1.1 Overview 18g35.1.2 Hosts . 18g35.1.3 Gates . 19g35.1.3.1 Conformance requirements . 19g35.1.4 Pipe
13、s 19g35.1.4.1 Conformance requirements . 19g35.1.5 Registries 20g35.1.5.1 Conformance requirements . 20g35.2 HCP 20g35.2.1 HCP packets 20g35.2.1.1 Conformance requirements . 20g35.2.2 HCP message structure . 21g35.2.2.1 Conformance requirements . 21g35.2.3 Message fragmentation . 21g35.2.3.1 Conform
14、ance requirements . 21g3ETSI ETSI TS 102 695-3 V11.0.0 (2016-08)4Release 115.3 Instructions . 21g35.3.1 Commands 21g35.3.1.1 Overview. 21g35.3.1.1.1 Conformance requirements 21g35.3.1.2 Generic commands 22g35.3.1.2.1 ANY_SET_PARAMETER . 22g35.3.1.2.2 ANY_GET_PARAMETER. 23g35.3.1.2.3 ANY_OPEN_PIPE 24
15、g35.3.1.2.4 ANY_CLOSE_PIPE 25g35.3.1.3 Administration commands 25g35.3.1.3.1 ADM_CREATE_PIPE 25g35.3.1.3.2 ADM_NOTIFY_PIPE_CREATED . 26g35.3.1.3.3 ADM_DELETE_PIPE 26g35.3.1.3.4 ADM_NOTIFY_PIPE_DELETED . 26g35.3.1.3.5 ADM_CLEAR_ALL_PIPE . 26g35.3.1.3.6 ADM_NOTIFY_ALL_PIPE_CLEARED . 27g35.3.2 Response
16、s . 27g35.3.2.1 Conformance requirements . 27g35.3.2.2 Test case 1: responses received out of order, previous commands sent by host . 27g35.3.2.2.1 Test execution 27g35.3.2.2.2 Initial conditions 27g35.3.2.2.3 Test procedure . 27g35.3.2.3 Test case 2: responses received out of order, previous comman
17、ds sent by host controller . 28g35.3.2.3.1 Test execution 28g35.3.2.3.2 Initial conditions 28g35.3.2.3.3 Test procedure . 28g35.3.3 Events . 28g35.3.3.1 Conformance requirements . 28g35.4 GATES and subclauses 29g35.4.1 GATES . 29g35.4.1.1 Conformance requirements . 29g35.4.2 Management gates 29g35.4
18、.2.1 Administration gates . 29g35.4.2.1.1 Host controller administration gate . 29g35.4.2.1.2 Host administration gate 30g35.4.2.2 Link management gate 30g35.4.2.2.1 Host controller link management gate . 30g35.4.2.2.2 Host link management gate . 30g35.4.2.3 Identity management gate . 31g35.4.2.3.1
19、Local registry. 31g35.4.2.3.2 Remote registry . 32g35.4.2.4 Loop back gate 33g35.4.2.4.1 Conformance requirements 33g35.4.3 Generic gates 33g35.5 HCI procedures 33g35.5.1 Pipe management 33g35.5.1.1 Pipe creation 33g35.5.1.1.1 Conformance requirements 33g35.5.1.1.2 Test case 1: valid pipe creation f
20、rom host simulator to another host . 34g35.5.1.1.3 Test case 2: pipe creation from host simulator to another host, host simulator not in other hosts WHITELIST 34g35.5.1.1.4 Test case 3: pipe creation from host simulator to another host, other host rejects pipe creation . 35g35.5.1.1.5 Test case 4: v
21、alid pipe creation from host controller to host simulator . 35g35.5.1.1.6 Test case 5: pipe creation from host simulator to host controller, pipe not supported by host controller . 36g35.5.1.2 Pipe deletion 36g35.5.1.2.1 Conformance requirements 36g35.5.1.2.2 Test case 1: valid pipe deletion from ho
22、st simulator to another host . 37g35.5.1.3 Clear all Pipes . 37g35.5.1.3.1 Conformance requirements 37g35.5.1.3.2 Test case 1: clear all pipes from host controller - static pipes, dynamic pipes to host . 37g35.5.2 Registry access 38g3ETSI ETSI TS 102 695-3 V11.0.0 (2016-08)5Release 115.5.3 Host and
23、Gate discovery . 38g35.5.4 Session initialization . 38g35.5.4.1 Conformance requirements . 38g35.5.5 Loop back testing 39g35.5.5.1 Conformance requirements . 39g35.5.5.2 Test case 1: pipe creation 39g35.5.5.2.1 Test execution 39g35.5.5.2.2 Initial conditions 39g35.5.5.2.3 Test procedure . 39g35.6 Co
24、ntactless card emulation . 39g35.6.1 Overview 39g35.6.1.1 Conformance requirements . 39g35.6.2 Void 40g35.6.3 Gates . 40g35.6.3.1 Void. 40g35.6.3.2 Identity management gate . 40g35.6.3.2.1 Conformance requirements 40g35.6.3.3 Card RF gates 40g35.6.3.3.1 Overview . 40g35.6.3.3.2 Commands . 40g35.6.3.
25、3.3 Events and subclauses . 40g35.6.3.3.4 Registry and subclauses . 41g35.6.3.4 Card application gates . 47g35.6.3.4.1 Overview . 47g35.6.3.4.2 Commands. 47g35.6.3.4.3 Events and subclauses . 47g35.6.3.4.4 Registry . 48g35.6.4 Procedures. 49g35.6.4.1 Use of contactless card application . 49g35.6.4.1
26、.1 Conformance requirements 49g35.6.4.2 Non ISO/IEC 14443-4 type A . 50g35.6.4.2.1 Conformance requirements 50g35.6.4.3 Type B RF technology . 50g35.6.4.3.1 Conformance requirements 50g35.6.4.4 Type F RF technology . 50g35.6.4.4.1 Conformance requirements 50g35.6.4.4.2 Test case 1: NFCIP-1 command i
27、s not forwarded to UICC 51g35.6.4.5 Update RF technology settings . 52g35.6.4.5.1 Conformance requirements 52g35.6.4.6 Identity check 52g35.6.4.6.1 Conformance requirements 52g35.7 Contactless reader. 52g35.7.1 Overview 52g35.7.1.1 Conformance requirements . 52g35.7.2 Reader RF gates 53g35.7.2.1 Ove
28、rview. 53g35.7.2.2 Command 53g35.7.2.2.1 WR_XCHG_DATA 53g35.7.2.3 Registries . 54g35.7.2.3.1 Type A reader RF gate 54g35.7.2.3.2 Type B reader RF gate . 55g35.7.2.4 Events and subclauses . 55g35.7.2.4.1 Events 55g35.7.2.4.2 EVT_READER_REQUESTED 56g35.7.2.4.3 EVT_END_OPERATION. 56g35.7.2.4.4 EVT_READ
29、ER_STATUS 56g35.7.2.5 Responses 56g35.7.2.5.1 Conformance requirements 56g35.7.3 Reader application gates . 57g35.7.3.1 Overview . 57g35.7.3.2 Command 57g35.7.3.2.1 Conformance requirements 57g3ETSI ETSI TS 102 695-3 V11.0.0 (2016-08)6Release 115.7.3.3 Registry . 57g35.7.3.3.1 Conformance requiremen
30、ts 57g35.7.3.4 Events and subclauses . 57g35.7.3.4.1 Events 57g35.7.3.4.2 EVT_TARGET_DISCOVERED 57g35.7.4 Procedures. 58g35.7.4.1 Use of contactless reader application 58g35.7.4.1.1 Conformance requirements 58g35.7.4.2 Contactless reader not available 58g35.7.4.2.1 Conformance requirements 58g35.7.4
31、.3 Error management . 58g35.7.4.3.1 Conformance requirements 58g35.8 Connectivity . 58g35.8.1 Overview 58g35.8.2 Connectivity gate and subclauses . 59g35.8.2.1 Connectivity gate 59g35.8.2.2 Commands 59g35.8.2.2.1 PRO_HOST_REQUEST . 59g35.8.2.3 Events and subclauses . 59g35.8.2.3.1 Events 59g35.8.2.3
32、.2 EVT_CONNECTIVITY 59g35.8.2.3.3 Void . 59g35.8.2.3.4 EVT_OPERATION_ENDED . 59g35.8.2.3.5 EVT_TRANSACTION . 60g35.8.2.4 Registry . 60g35.8.2.4.1 Conformance requirements 60g35.8.3 Connectivity application gate and subclauses . 60g35.8.3.1 Connectivity application gate 60g35.8.3.1.1 Conformance requ
33、irements 60g35.8.3.2 Commands 60g35.8.3.2.1 Conformance requirements 60g35.8.3.3 Events and subclauses . 60g35.8.3.3.1 Events 60g35.8.3.3.2 EVT_STANDBY 61g35.8.3.4 Registry . 61g35.8.3.4.1 Conformance requirements 61g35.8.4 Procedures. 61g35.8.4.1 Use of connectivity gate 61g3Annex A (informative):
34、Bibliography . 62g3Annex B (informative): Core specification version information 63g3Annex C (informative): Change history . 64g3History 65g3ETSI ETSI TS 102 695-3 V11.0.0 (2016-08)7Release 11Intellectual Property Rights IPRs essential or potentially essential to the present document may have been d
35、eclared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, wh
36、ich is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced
37、in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI Technical Committee Smart Card Platform (SCP). The contents of the present document are subject to c
38、ontinuing work within TC SCP and may change following formal TC SCP approval. If TC SCP modifies the contents of the present document, it will then be republished by ETSI with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit:
39、0 early working draft; 1 presented to TC SCP for information; 2 presented to TC SCP for approval; 3 or greater indicates TC SCP approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third
40、digit is incremented when editorial only changes have been incorporated in the document. The present document is part 3 of a multi-part deliverable covering the Test specification for the Host Controller Interface (HCI), as identified below: Part 1: “Terminal features“; Part 2: “UICC features“; Part
41、 3: “Host Controller features“. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of prov
42、isions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 102 695-3 V11.0.0 (2016-08)8Release 11Introduction The present document defines test cases for the terminal relating to the Host Controller Interface (HCI) as specified in ETSI TS 10
43、2 622 1. The aim of the present document is to ensure interoperability between the terminal and the UICC independently of the respective manufacturer, card issuer or operator. ETSI ETSI TS 102 695-3 V11.0.0 (2016-08)9Release 111 Scope The present document covers additional test cases for the Host Co
44、ntroller to those specified in ETSI TS 102 695-1 10. The present document specifies the test cases for: the HCI core as described in the first part of ETSI TS 102 622 1; the contactless platform as described in the second part of ETSI TS 102 622 1. Test cases for the UICC and terminal relating to ET
45、SI TS 102 622 1 and test cases for the Single Wire Protocol (SWP) covering both terminal and UICC are out of scope of the present document. 2 References 2.1 Normative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific
46、. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. In the case of a reference to a TC SCP document, a non specific reference implicitly refers to the latest version of that document
47、 in the same Release as the present document. Referenced documents which are not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee t
48、heir long term validity. The following referenced documents are necessary for the application of the present document. 1 ETSI TS 102 622: “Smart Cards; UICC - Contactless Front-end (CLF) Interface; Host Controller Interface (HCI)“. 2 ETSI TS 102 613: “Smart Cards; UICC - Contactless Front-end (CLF)
49、Interface; Part 1: Physical and data link layer characteristics“. 3 ETSI TS 102 223: “Smart Cards; Card Application Toolkit (CAT)“. 4 ISO/IEC 18092: “Information technology - Telecommunications and information exchange between systems - Near Field Communication - Interface and Protocol (NFCIP-1)“. 5 ISO/IEC 14443-2: “Identification cards - Contactless integrated circuit(s) cards - Proximity cards - Part 2: Radio frequency power and signal interface“. 6 ISO/IEC 14443-3: “Identification cards - Contactless integrated circuit(s) cards - Proximity ca
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