1、 ETSI TS 119 412-1 V1.0.1 (2015-07) Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 1: Overview and common data structures TECHNICAL SPECIFICATION ETSI ETSI TS 119 412-1 V1.0.1 (2015-07)2Reference RTS/ESI-0019412-1-TS Keywords e-commerce, electronic signature, security, t
2、rust services ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downl
3、oaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existin
4、g or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subjec
5、t to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/Commit
6、eeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written au
7、thorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2015. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and
8、LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 119 412-1 V1.0.1 (2015-07)3Contents Intellectual Property Rights 4g3Foreword . 4g3Modal verbs
9、terminology 4g3Introduction 4g31 Scope 5g32 References 5g32.1 Normative references . 5g32.2 Informative references 5g33 Definitions and abbreviations . 6g33.1 Definitions 6g33.2 Abbreviations . 6g34 ETSI TS 119 412 certificate profiles 6g34.1 General approach 6g34.2 Overview of other parts of ETSI T
10、S 119 412 . 7g34.2.1 ETSI TS 119 412-2 . 7g34.2.2 ETSI TS 119 412-3 . 7g34.2.3 ETSI TS 119 412-4 . 7g34.2.4 ETSI TS 119 412-5 . 7g35 Common data structures . 8g35.1 Semantics identifiers 8g35.1.1 General 8g35.1.2 ASN.1 module 8g35.1.3 Natural person semantics identifier 9g35.1.4 Legal person semanti
11、cs identifier . 9g3History 11g3ETSI ETSI TS 119 412-1 V1.0.1 (2015-07)4Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and n
12、on-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http:/ipr.etsi.org). Pur
13、suant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present do
14、cument. Foreword This Technical Specification (TS) has been produced by ETSI Technical Committee Electronic Signatures and Infrastructures (ESI). The present document is part 1 of a multi-part deliverable covering the Certificate Profiles, as identified below: Part 1: “Overview and common data struc
15、tures; Part 2: “Certificate profile for certificates issued to natural persons“; Part 3: “Certificate profile for certificates issued to legal persons“; Part 4: “Certificate profile for web site certificates issued to organizations“; Part 5: “QCStatements“. Modal verbs terminology In the present doc
16、ument “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except
17、 when used in direct citation. Introduction ITU and ISO issued standards for certification of public keys in Recommendation ITU X.509 | ISO/IEC 9594-8 i.3 which are used for the security of communications and data for a wide range of electronic applications. Regulation (EU) No 910/2014 i.9 of the Eu
18、ropean Parliament and of the Council of 23 July 2014 on electronic identification and trust services for electronic transactions in the internal market and repealing Directive 1999/93/EC defines requirements on specific types of certificates named “qualified certificates“. Implementation of Directiv
19、e 1999/93/EC i.1, superseded by the Regulation (EU) No 910/2014 i.9, and deployment of certificate infrastructures throughout Europe as well as in countries outside of Europe, have resulted in a variety of certificate implementations for use in public and closed environments, where some are declared
20、 as qualified certificates while others are not. Applications need support from standardized and interoperable identity certificates profiles, in particular when applications are used for electronic signatures, authentication and secure electronic exchange in open environments and international trus
21、t scenarios, but also when certificates are used in local application contexts. This multi-part document aims to maximise the interoperability of systems issuing and using certificates both in the European context under the Regulation (EU) No 910/2014 i.9 and in the wider international environment.
22、ETSI ETSI TS 119 412-1 V1.0.1 (2015-07)51 Scope The present document provides an overview of the X.509 | ISO/IEC 9594-8 i.3 based certificate profiles and the statements for qualified certificates specified in other parts of ETSI TS 119 412 i.4 to i.7. It specifies common data structures that are re
23、ferenced from other parts of ETSI TS 119 412 i.4 to i.7. The profiles specified in this multi-part document aim to support both the Regulation (EU) No 910/2014 i.9 and use of certificates in a wider international context. Within the European context, it aims to support both EU Qualified Certificates
24、 and other forms of certificate. 2 References 2.1 Normative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version
25、of the referenced document (including any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI
26、cannot guarantee their long term validity. The following referenced documents are necessary for the application of the present document. 1 IETF RFC 3739: “Internet X.509 Public Key Infrastructure: Qualified Certificates Profile“. 2 ISO 3166: “Codes for the representation of names of countries and th
27、eir subdivisions“. 2.2 Informative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced documen
28、t (including any amendments) applies. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are not necessary for the application of the present document but they assist the user wi
29、th regard to a particular subject area. i.1 Directive 1999/93/EC of the European Parliament and of the Council of 13 December 1999 on a Community framework for electronic signatures. i.2 ETSI TS 119 401: “Electronic Signatures and Infrastructures (ESI); General Policy Requirements for Trust Service
30、Providers“. i.3 Recommendation ITU-T X.509/ISO/IEC 9594-8: “Information technology - Open Systems Interconnection - The Directory: Public-key and attribute certificate frameworks“. i.4 ETSI TS 119 412-2: “Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 2: Certificate Prof
31、ile for certificates issued to natural persons“. i.5 ETSI TS 119 412-3: “Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 3: Certificate Profile for certificates issued to legal persons“. i.6 ETSI TS 119 412-4: “Electronic Signatures and Infrastructures (ESI); Certificate
32、Profiles; Part 4: Certificate Profile for web site certificates issued to organisations“. i.7 ETSI TS 119 412-5: “Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 5: QCStatements “. ETSI ETSI TS 119 412-1 V1.0.1 (2015-07)6i.8 IETF RFC 5246: “The Transport Layer Security (T
33、LS) Protocol Version 1.2“. i.9 Regulation (EU) No 910/2014 of the European Parliament and of the Council of 23 July 2014 on electronic identification and trust services for electronic transactions in the internal market and repealing Directive 1999/93/EC. i.10 Recommendation ITU-T X.520 (10/2012): “
34、Information technology - Open Systems Interconnection - The Directory: Selected attribute types“. i.11 IETF RFC 5280: “Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile“. 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present
35、document, the terms and definitions given in ETSI TS 119 401 i.2 and the following apply: EU Qualified Certificate: qualified certificate that is stated to be in accordance with Annex I, III or IV of the Regulation (EU) No 910/2014 i.9 or annex I of the Directive 1999/93/EC i.1 whichever is in force
36、 at the time of issuance 3.2 Abbreviations For the purposes of the present document, the following abbreviations apply: ASN.1 Abstract Syntax Notation 1 OID Object Identifier SSL Secure Socket LayerNOTE: This is an earlier version of the TLS protocol defined in IETF RFC 5246 i.8. TLS Transport Layer
37、 Security Protocol NOTE: As specified in IETF RFC 5246 i.8. TSP Trust Service Provider UN United Nations 4 ETSI TS 119 412 certificate profiles 4.1 General approach All the certificate profiles specified in ETSI TS 119 412 are based upon IETF RFC 5280 i.11 for generic profiling of Recommendation ITU
38、-T X.509 | ISO/IEC 9594-8 i.3. The certificate profiles specify profiles for both EU Qualified and non-qualified certificates as relevant. Reference is made to ETSI TS 119 412-5 i.7 for requirements relating to QCStatements. ETSI ETSI TS 119 412-1 V1.0.1 (2015-07)74.2 Overview of other parts of ETSI
39、 TS 119 412 4.2.1 ETSI TS 119 412-2 Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 2: Certificate profile for certificates issued to natural persons. Scope: This part specifies the requirements on certificate content for TSPs issuing certificates to natural persons. It p
40、rovides a certificate profile, which facilitates interoperability of certificates issued to natural persons for the purposes of supporting electronic signatures, peer entity authentication, data authentication as well as data confidentiality. It specifies a profile for both qualified as specified in
41、 the Regulation (EU) No 910/2014 i.9, and non-qualified certificates. When certificates for natural persons are issued as qualified certificates, it makes reference to ETSI TS 119 412-5 i.7 for requirements relating to QCStatements. 4.2.2 ETSI TS 119 412-3 Electronic Signatures and Infrastructures (
42、ESI); Certificate Profiles; Part 3: Certificate profile for certificates issued to legal persons. Scope: This part specifies the requirements on certificate content for TSPs issuing certificates to legal persons. It provides a certificate profile, which facilitates interoperability of certificates i
43、ssued to legal persons for the purposes of supporting electronic signatures and electronic seals (as defined in the Regulation (EU) No 910/2014 i.9), peer entity authentication, data authentication as well as data confidentiality. It specifies a profile for both qualified and non-qualified certifica
44、tes. When certificates for legal persons are issued as qualified certificates, it makes reference to ETSI TS 119 412-5 i.7 for requirements relating to QCStatements. 4.2.3 ETSI TS 119 412-4 Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 4: Certificate profile for web sit
45、e certificates issued to organizations. Scope: This part specifies the requirements on certificate content for TSPs issuing website certificates to organisations for sites accessible via the TLS protocol i.8 and earlier equivalents such as SSL. It provides a certificate profile, which enables intero
46、perability of website certificates issued to organisations. It specifies a profile for both qualified and non-qualified certificates. When certificates for web site authentication are issued as qualified certificates, it makes reference to ETSI TS 119 412-5 i.7 for requirements relating to QCStateme
47、nts. 4.2.4 ETSI TS 119 412-5 Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 5: QCStatements. Scope: This part specifies the requirements on the QCStatements as required for qualified certificates as specified in parts 2 i.4 to 4 i.6 of ETSI TS 119 412. The QCStatements d
48、efined in clause 4.3 of ETSI TS 119 412-5 i.7 may be applied to regulatory environments outside the EU. Other requirements specified in clause 4 are specific to Regulation (EU) No 910/2014 i.9 but may be adapted for other regulatory environments. ETSI ETSI TS 119 412-1 V1.0.1 (2015-07)85 Common data
49、 structures 5.1 Semantics identifiers 5.1.1 General Subject and issuer names (X.509 i.3) can include attributes that do not disclose the semantics of its information content. serialNumber (X.509 i.3) and organizationIdentifier (X.520 i.10) are examples of such attributes. The serialNumber attribute can contain a national identification number, passport number or any type of locally defined identifier. The organizationIdentifier attribute can contain several types of organizational identi
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