ETSI TS 121 111-2016 Universal Mobile Telecommunications System (UMTS) LTE USIM and IC card requirements (V13 0 0 3GPP TS 21 111 version 13 0 0 Release 13)《通用移动通信系统(UMTS) 长期演进技术(LT.pdf

1、 ETSI TS 1Universal Mobile TelUSIM an(3GPP TS 21.1TECHNICAL SPECIFICATION121 111 V13.0.0 (2016elecommunications System (LTE; and IC card requirements .111 version 13.0.0 Release 1316-02) (UMTS); 13) ETSI ETSI TS 121 111 V13.0.0 (2016-02)13GPP TS 21.111 version 13.0.0 Release 13Reference RTS/TSGC-062

2、1111vd00 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document

3、 can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case o

4、f any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document

5、may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/

6、People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without t

7、he written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members

8、. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 121 111 V13.0.0 (2016-02)23GPP TS 21.111 version 13.0.0 Release 13Intellectual Pr

9、operty Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs);

10、 Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been car

11、ried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Gen

12、eration Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GP

13、P and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Draft

14、ing Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 121 111 V13.0.0 (2016-02)33GPP TS 21.111 version 13.0.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs

15、 terminology 2g3Foreword . 5g31 Scope 6g32 References 6g32.1 Normative references . 6g32.2 Void 7g33 Definitions, symbols and abbreviations . 7g33.1 Definitions 7g33.2 Void 7g33.3 Abbreviations . 7g34 General requirements . 7g35 Security requirements . 7g35.1 File access conditions . 8g35.2 User aut

16、hentication . 8g35.3 User data stored in ME . 8g35.4 Authentication 8g35.5 Data integrity of signalling elements 9g35.6 User identity confidentiality . 9g35.7 Length of security parameters 9g36 Logical issues . 9g36.1 Application selection 9g36.2 Simultaneous access . 9g37 Service Requirements . 9g3

17、7.1 Void 9g37.2 Data transfer . 9g37.3 Application execution environment . 10g37.4 Profile exchange . 10g37.5 Version identification . 10g38 Physical Characteristics 10g38.1 Void 10g38.2 Void 10g39 Electrical characteristics and transmission protocols . 10g39.1 Void 11g310 Contents of the Elementary

18、 Files . 11g310.1 USIM information storage requirements 11g310.2 Phone Book 11g310.2.1 Support of two name fields per entry 12g310.2.2 Support of multiple phone numbers per entry. 12g310.2.3 Support of email address . 12g310.2.4 Support of user definable groupings . 12g310.2.5 Support of hidden entr

19、ies 12g310.2.6 Number of entries . 12g310.2.7 Void 12g310.3 Storage of call details . 12g310.4 Void 13g311 3G/GSM interworking 13g3ETSI ETSI TS 121 111 V13.0.0 (2016-02)43GPP TS 21.111 version 13.0.0 Release 1311.1 Void 13g311.2 3G subscribers in a GSM network 13g312 Contact Manager 13g3Annex A (inf

20、ormative): Change history . 16g3History 17g3ETSI ETSI TS 121 111 V13.0.0 (2016-02)53GPP TS 21.111 version 13.0.0 Release 13Foreword This Technical Specification has been produced by the 3GPP. The contents of the present document are subject to continuing work within the TSG and may change following

21、formal TSG approval. Should the TSG modify the contents of this TS, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval;

22、3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS

23、 121 111 V13.0.0 (2016-02)63GPP TS 21.111 version 13.0.0 Release 131 Scope This document defines the requirements of the USIM (Universal Subscriber Identity Module) and the IC card for 3G (UICC). These are derived from the service and security requirements defined in TS 22.100 1 and TS 22.101 2. The

24、 USIM is a 3G application on an IC card. It inter-operates with a 3G terminal and provides access to 3G services. This document is intended to serve as a basis for the detailed specification of the USIM and the UICC, and the interface to the 3G terminal. 2 References 2.1 Normative references The fol

25、lowing documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do no

26、t apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TS 22.100 v3.x.x: “UMTS

27、 phase 1“ (Release 99). 2 3GPP TS 22.101: “Service principles“. 3 3GPP TS 31.101: “UICC-Terminal Interface; Physical and Logical Characteristics“. 4 Void. 5 ETSI TS 101 220: “ETSI Numbering System for AIDs“. 6 3GPP TS 31.111: “USIM Application Toolkit (USAT)“. 7 3GPP TS 33.102: “3G Security: Securit

28、y Architecture“. 8 3GPP TS 51.011, Rel-4: “Specification of the Subscriber Identity Module - Mobile Equipment (SIM - ME) interface“. 9 Void. 10 Void. 11 ISO/IEC 7816-3: “Information technology - Identification cards - Integrated circuit(s) cards with contacts - Part 3: Electronic signals and transmi

29、ssion protocols“. 12 ISO/IEC 7816-4: “Identification cards - Integrated circuit cards, Part 4: Organization, security and commands for interchange“. 13 Void. ETSI ETSI TS 121 111 V13.0.0 (2016-02)73GPP TS 21.111 version 13.0.0 Release 132.2 Void 3 Definitions, symbols and abbreviations 3.1 Definitio

30、ns For the purposes of the present document, the following definitions apply: 3.2 Void 3.3 Abbreviations For the purposes of the present document, the following abbreviations apply: ADN Abbreviated Dialling Number ATR Answer To Reset DF Dedicated File EF Elementary FileICC Integrated Circuit Card IK

31、 Integrity Key IMSI International Mobile Subscriber Identity ME Mobile Equipment MF Master FilePIN Personal Identification Number PPS Protocol and Parameter Selection SIM Subscriber Identity Module USIM Universal Subscriber Identity Module 4 General requirements The UICC shall be a removable hardwar

32、e module. The USIM on a UICC shall contain an identity which unambiguously identifies a subscriber. For access to 3G services, a UICC containing a valid USIM shall be present at all times, other than for emergency calls. The specifications shall support the security requirements as defined in 3GPP T

33、S 33.102 7. The USIM shall provide storage for subscription and subscriber related information. The UICC/USIM may also contain applications which use the features defined in the USIM Application Toolkit specification 3GPP TS 31.111 6. 5 Security requirements The USIM shall be used to provide securit

34、y features. If the UICC is removed from the 3G terminal, the service shall be terminated immediately. The functions of the USIM include authenticating itself to the network and vice versa, authenticating the user and providing additional security functions as defined in 3GPP TS 33.102 7. The USIM sh

35、all be unambiguously identified. Means shall be provided to prevent fraudulent use of stolen UICCs. It shall not be possible to access data intended for USIM internal use, e.g. authentication keys. ETSI ETSI TS 121 111 V13.0.0 (2016-02)83GPP TS 21.111 version 13.0.0 Release 13Further details of the

36、following requirements are given in 3GPP TS 33.102 7. 5.1 File access conditions Actions, such as READ, UPDATE on UICC data shall be controlled by access conditions. These shall be satisfied prior to the action being performed. Since a UICC may contain multiple (3G and non-3G) applications, a flexib

37、le method of controlling file access shall be provided. 5.2 User authentication The USIM shall support means to authenticate the user, to provide, for example, protection against the use of stolen cards. For the USIM, authentication shall be performed by the verification of a numeric PIN of four (4)

38、 to eight (8) decimal digits. A function to disable user authentication may exist which may be inhibited by the application provider, in which case the user shall always use the PIN. Otherwise, the user may decide whether or not to make use of the user authentication function. If disabled, the user

39、authentication function remains disabled until the user specifically re-enables it. Following correct PIN presentation, the ME may perform functions and actions on USIM data, which are protected by the relevant access condition. If an incorrect PIN is entered, an indication shall be given to the use

40、r. After three (3) consecutive incorrect entries the relevant PIN is blocked, i.e. functions and actions on data protected by the access condition shall no longer be possible, even if between attempts the UICC has been removed, the USIM has been deselected or the ME has been switched off. Once a PIN

41、 is blocked, further PIN verifications shall be denied. The USIM shall support a mechanism for unblocking a blocked PIN. Unblocking of a PIN is performed by using the relevant PIN Unblocking Key. PINs, but not Unblock PINs, shall be changeable by the user following correct entry of either the curren

42、t PIN or Unblock PIN. The Unblock PIN shall consist of eight (8) decimal digits and shall not be changeable by the user. If an incorrect Unblock PIN is presented, an indication shall be given to the user. After ten (10) consecutive incorrect entries, the Unblock PIN shall be blocked, even if between

43、 attempts the UICC has been removed, the USIM has been deselected or the ME has been switched off. Unblocking of a blocked PIN shall not be possible. It shall not be possible to read PINs or Unblock PINs. 5.3 User data stored in ME Subject to the exception below, all user related information transfe

44、rred into the ME during network operations shall be deleted from the ME after removal of the UICC, deselection of the USIM, deactivation of the ME, or following an electrical reset of the UICC. This includes any data that was transferred to the ME by USIM Application Toolkit commands. User related s

45、ecurity codes such as PIN and Unblock PIN may only be stored by the ME during the procedures involving such a code and shall be discarded by the ME immediately after completion of the procedure. Optionally, an ME may retain some less security-sensitive data at UICC removal, USIM deselection or ME sw

46、itch-off. Such data are e.g. SMS, ADN/SSC, FDN/SSC, LND. These data, when stored in the ME, shall only be readable/retrievable if the same USIM is reactivated (as determined by the IMSI). If the IMSI is retained in the ME for this purpose, it shall be stored securely and shall not be able to be read

47、 out. 5.4 Authentication A means shall be specified to mutually authenticate the USIM and the network by showing knowledge of a secret key K which is shared between and available only to the USIM and in the users Home Environment. The method is composed ETSI ETSI TS 121 111 V13.0.0 (2016-02)93GPP TS

48、 21.111 version 13.0.0 Release 13of a challenge/response and key establishment protocol combined with a sequence number-based one-pass protocol for network authentication. 5.5 Data integrity of signalling elements Some signalling information elements are considered sensitive and must be integrity pr

49、otected. An integrity function shall be applied on certain signalling information elements transmitted between the ME and the network. The 3GPP Integrity Algorithm (UIA) is used with an Integrity Key (IK) to compute a message authentication code for a given message. The setting of IK is triggered by the authentication procedure. IK shall be stored on the USIM. 5.6 User identity confidentiality A mechanism shall be specified to provide user identity confidentiality by means of a temporary identity. 5.7 Length of security parameters In ord