ETSI TS 122 038-2016 Digital cellular telecommunications system (Phase 2+) Universal Mobile Telecommunications System (UMTS) LTE (U)SIM Application Toolkit (USAT) Service descripti.pdf

1、 ETSI TS 1Digital cellular telecoUniversal Mobile Tel(U)SIM ApSer(3GPP TS 22.0TECHNICAL SPECIFICATION122 038 V13.0.0 (2016communications system (Phaelecommunications System (LTE; pplication Toolkit (USAT); ervice description; Stage 1 .038 version 13.0.0 Release 1316-02) hase 2+); (UMTS); 13) ETSI ET

2、SI TS 122 038 V13.0.0 (2016-02)13GPP TS 22.038 version 13.0.0 Release 13Reference RTS/TSGS-0122038vd00 Keywords GSM,LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lu

3、cratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the

4、 present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific netwo

5、rk drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the pr

6、esent document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as author

7、ized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUG

8、TESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Associati

9、on. ETSI ETSI TS 122 038 V13.0.0 (2016-02)23GPP TS 22.038 version 13.0.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI m

10、embers and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.e

11、tsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to

12、the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as b

13、eing references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“,

14、 “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 122 038 V13.0.0 (2016-02)33GPP TS

15、22.038 version 13.0.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 5g31 Scope 6g32 References 6g32.1 Normative references . 7g33 Definitions and abbreviations . 7g33.1 Definitions 7g33.2 Abbreviations . 8g34 Description . 8g35 High level USAT

16、 requirements 9g36 SAT/USAT/ME interface requirements . 10g36.1 (U)SAT APIs 10g36.2 USAT proactive capability . 10g36.3 ME Capability for support of bearer independent protocol 11g36.4 ME equipped with positioning features 12g37 USAT User Interface requirements 12g37.1 Data presentation requirements

17、 (e.g. Display) . 12g37.2 Data acquisition requirements (e.g. Keypad) . 12g37.3 Access requirements (e.g. Menu) . 12g37.4 Menu capability 12g37.4.1 Set up capability . 12g37.4.2 Selection capability . 12g37.5 Soft-key capability . 13g37.6 User control of the SAT/USAT execution environment 13g37.7 MM

18、S presentation requirements 13g38 Network interface requirements . 13g38.1 USAT/Network interaction 13g38.2 Communication control capability . 13g38.3 Service Interworking requirements 14g39 USAT data exchange capabilities requirements . 14g39.1 Data exchange capabilities supported. 14g310 Charging

19、requirements . 14g311 Security requirements . 15g311.1 Secure Environment requirements 15g312 Emergency calls . 15g313 Roaming . 15g314 Interaction with supplementary services 16g314.1 General . 16g314.2 Line Identification 16g314.2.1 Calling Line Identification Presentation (CLIP) . 16g314.2.2 Call

20、ing Line Identification Restriction (CLIR) . 16g314.2.3 Connected Line Identification Presentation (COLP) 16g314.2.4 Connected Line Identification Restriction (COLR) 16g314.3 Call Forwarding 16g3ETSI ETSI TS 122 038 V13.0.0 (2016-02)43GPP TS 22.038 version 13.0.0 Release 1314.3.1 Call Forwarding Unc

21、onditional (CFU) . 16g314.3.2 Call Forwarding Busy (CFB) 16g314.3.3 Call Forwarding on No Reply (CFNRy) . 16g314.3.4 Call Forwarding on Not Reachable (CFNRc) . 16g314.4 Call Completion . 16g314.4.1 Call Hold (CH) . 16g314.4.2 Call Waiting (CW) 17g314.5 Multi Party (MPTY) . 17g314.6 Closed User Group

22、 (CUG) . 17g314.7 Advice of Charge (AoC) 17g314.8 Call Barring 17g314.8.1 Barring of all outgoing calls . 17g314.8.2 Barring of outgoing international calls . 17g314.8.2.1 Mobile originated calls 17g314.8.2.2 Forwarded Calls 17g314.8.3 Barring of outgoing international calls except those directed to

23、 the HPLMN country . 17g314.8.4 Barring of all incoming calls. 17g314.8.5 Barring of incoming calls when roaming 17g314.9 Explicit Call Transfer (ECT) 17g314.10 Completion of Call to Busy Subscriber (CCBS) 18g314.11 Multiple Subscriber Profile (MSP) . 18g315 Interaction with network features . 18g31

24、5.1 Interactions with Operator Determined Barring (ODB) . 18g315.1.1 Barring of all outgoing calls . 18g315.1.2 Barring of all outgoing international calls 18g315.1.3 Barring of all outgoing international calls except those directed to the home PLMN country . 18g315.1.4 Barring of outgoing calls whe

25、n roaming outside the home PLMN country . 18g315.1.5 Barring of outgoing premium rate calls 18g315.1.6 Barring of incoming calls . 18g315.1.7 Barring of incoming calls when roaming outside the home PLMN country 18g315.1.8 Operator Specific Barring . 18g315.1.9 Barring of Supplementary Services Manag

26、ement . 19g315.2 Interactions with Optimal Routing (OR) 19g315.3 Interactions with MExE 19g315.4 Interactions with CAMEL 19g316 Compatibility of USAT ME“s and applications . 19g316.1 USAT Classification. 19g316.2 ME/USIM operation . 20g316.3 ME/UICC capability information exchange . 20g316.4 ME and

27、compatibility 20g316.5 Void 20g317 Void 20g3Annex A (informative): Change history . 21g3History 23g3ETSI ETSI TS 122 038 V13.0.0 (2016-02)53GPP TS 22.038 version 13.0.0 Release 13Foreword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of

28、the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Vers

29、ion x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the th

30、ird digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 122 038 V13.0.0 (2016-02)63GPP TS 22.038 version 13.0.0 Release 131 Scope This 3GPP Technical Specification defines the stage one description of the USIM application Toolkit (USAT). Stage one is

31、 an overall service description, primarily from the subscriber“s and serving environments points of view, and does not deal with the details of the human interface itself. This TS includes information applicable to network operators, serving environments and terminal, switch and database manufacture

32、rs. This TS contains the core requirements for a USIM application Toolkit (USAT) which are sufficient to provide a complete service. It is highly desirable however, that technical solutions for a USIM application Toolkit (USAT) are sufficiently flexible to allow for possible enhancements. Additional

33、 functionalities not documented in this TS may implement requirements which are considered outside the scope of this TS. This additional functionality may be on a network-wide basis, nation-wide basis or particular to a group of users. Such additional functionality shall not compromise conformance t

34、o the core requirements of the service. MEScope ofthis TSPLMNSAT/USATServer(s)SIM/USIMSAT/USATGSM/UMTSFigure 1: Scope of this TS As indicated in Figure 1, the scope of this TS encompasses the USAT functionality in the UE (comprising USIM and ME) and the interaction with the PLMN environment. The USA

35、T Server is not necessarily a separate entity as shown in the figure; nodes providing USAT services may also exist within the PLMN. The functionalities of the USAT servers (such as charging aspects, security level classification etc.) are not covered by this specification. The requirements are consi

36、dered to be applicable to both GSM and UMTS systems. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.)

37、or non-specific. ETSI ETSI TS 122 038 V13.0.0 (2016-02)73GPP TS 22.038 version 13.0.0 Release 13 For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-spec

38、ific reference implicitly refers to the latest version of that document in the same Release as the present document. 2.1 Normative references 1 3GPP TS 31.101: “UICC-Terminal Interface; Physical and Logical Characteristics“. 2 Void. 3 Void. 4 3GPP TS 51.011: “Specification of the Subscriber Identity

39、 Module, Mobile Equipment (SIM - ME) interface“ Release 4. 5 Void. 6 Void. 7 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 8 Void. 9 Void. 10 Void. 11 Void. 12 Void. 13 Void. 14 3GPP TS 31.111: “USIM Application Toolkit (USAT)“. 15 3GPP TS 31.102: “Characteristics of the USIM Application“. 1

40、6 3GPP TS 22.140: “Multimedia Messaging Service (MMS); Stage 1“. 17 3GPP TS 51.014: “Specification of the SIM Application Toolkit for the Subscriber Identity Module - Mobile Equipment (SIM - ME) interface“ Release 4. 18 ETSI TS 102 240: “UICC Application Programming Interface and Loader Requirements

41、; Service description“ Release 6. 19 3GPP TS 22.071: “Location Services (LCS); Service description; Stage 1“ 3 Definitions and abbreviations 3.1 Definitions For the purposes of this TS the following definitions apply: applet: a small program that is intended not to be run on its own, but rather to b

42、e embedded inside another application. application: USAT information in the form of software, applications, associated resources (e.g. libraries) and/or data. bearer independent protocol: Mechanism at the interface between the USIM and the ME which provide access to the data bearers supported by the

43、 ME. buffer: A dedicated memory used to temporarily store data to be sent and/or retrieved. ETSI ETSI TS 122 038 V13.0.0 (2016-02)83GPP TS 22.038 version 13.0.0 Release 13content: data and/or information associated with, or independent of, a particular application which may be presented to or collec

44、ted from a user. data channel: allow the USIM and the network to exchange data using a selected data exchange capability. link: radio resource. USAT service: a service enhanced (or made possible) by USAT technology. USAT execution environment: the USAT execution environment provides the mechanisms t

45、o operate single or multiple USAT-applications. USAT serving environment: an entity which delivers USAT services to the subscriber. This is normally the PLMN operator, but could be an entity with USAT responsibility (which may have been delegated by the PLMN operator). USAT subscriber: the owner of

46、a PLMN subscription who has entered into an agreement with a USAT serving environment for USAT services. Access to USAT services though other types of networks is out of scope of this specification. USAT server: a node supporting USAT services in the USAT service environment. user: the user of a USA

47、T UE , who may or may not be the subscriber. (U)SIM: SIM and/or USIM. 3.2 Abbreviations For the purposes of this TS the following abbreviations apply: API Application Programming Interface CAMEL Customized Applications for Mobile network Enhanced Logic CS Circuit Switched CSE CAMEL Service Environme

48、nt IN Intelligent Network ME Mobile Equipment MExE Mobile Execution Environment MMI Man Machine Interface NO Network Operator PLMN Public Land Mobile Network SAT SIM Application Toolkit SCI Subscriber Controlled Input SIM Subscriber Identity Module UE User Equipment USAT USIM Application Toolkit USI

49、M Universal Subscriber Identity Module Further abbreviations are given in TS 21.905 7. 4 Description USAT provides a standardised execution environment for applications stored on the UICCand the ability to utilize certain functions of the supporting mobile equipment. USAT provides mechanisms which allow applications, existing in theUICC, to interact and operate with any ME which supports the specified mechanism(s) thus ensuring interoperability between a UICC and an ME, independent of the respective manufacturers and operators. A