ETSI TS 131 101-2016 Universal Mobile Telecommunications System (UMTS) LTE UICC-terminal interface Physical and logical characteristics (V13 1 0 3GPP TS 31 101 version 13 1 0 Relea.pdf

1、 ETSI TS 1Universal Mobile TelUICCPhysical an(3GPP TS 31.1TECHNICAL SPECIFICATION131 101 V13.1.0 (2016elecommunications System (LTE; CC-terminal interface; l and logical characteristics .101 version 13.1.0 Release 1316-01) (UMTS); 13) ETSI ETSI TS 131 101 V13.1.0 (2016-01)13GPP TS 31.101 version 13.

2、1.0 Release 13Reference RTS/TSGC-0631101vd10 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 I

3、mportant notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior writ

4、ten authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present documen

5、t should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the followi

6、ng services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF ver

7、sion shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI regis

8、tered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 131 101 V13.1.0 (2016-01)23GPP TS 31.101 vers

9、ion 13.1.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “

10、Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation,

11、including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (T

12、S) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cr

13、oss reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as descr

14、ibed in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 131 101 V13.1.0 (2016-01)33GPP TS 31.101 version 13.1.0 Release 13Contents Intellectual Property

15、 Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 6g3Introduction 6g31 Scope 7g32 References 7g33 Definitions, symbols, abbreviations and coding . 8g34 General 3GPP platform requirements 8g34.1 GSM/USIM application interaction and restrictions 8g34.2 3GPP platform overview 8g34.3 TS 102

16、 221 UICC/terminal interface 9g34.4 TS 102 600 Inter-Chip USB UICC/terminal interface . 9g34A Physical Characteristics 9g35 Physical and logical characteristics 9g35.1 Transmission speed 9g35.2 Voltage classes . 9g35.3 File Control Parameters (FCP) . 10g35.3.1 Minimum application clock frequency . 1

17、0g35.4 Interface protocol . 10g35A Electrical specifications of the UICC Terminal interface . 10g35A.1 Class A operating conditions 10g35A.2 Class B operating conditions 10g35A.3 Class C operating conditions 10g36 Application protocol . 10g36A Initial communication establishment procedures . 10g36A.

18、1 UICC activation and deactivation. 10g36A.2 Supply voltage switching . 10g36A.3 Answer To Reset content . 11g36A.3.1 Coding of historical bytes . 11g36A.3.2 Speed enhancement. 11g36A.3.3 Global Interface bytes . 11g36A.4 PPS procedure 11g36A.5 Reset procedures 11g36A.6 Clock stop mode . 11g36A.7 Bi

19、t/character duration and sampling time . 11g36A.8 Error handling 11g36A.9 Compatibility 11g37 User verification and file access conditions . 12g37A Transmission protocols. 12g37A.1 Physical layer . 12g37A.2 Data link layer 12g37A.3 Transport layer . 12g37A.4 Application layer 12g38 Application and f

20、ile structure . 13g38.0 General . 13g38.1 Contents of the EFs at the MF level . 13g3ETSI ETSI TS 131 101 V13.1.0 (2016-01)43GPP TS 31.101 version 13.1.0 Release 13File types 13g38.3 File referencing 13g38.4 Methods for selecting a file 13g38.5 Application characteristics . 13g38.6 Reservation of fil

21、e IDs . 14g38.7 Logical channels . 14g38.8 Shareable versus not-shareable files . 14g38.9 Secure channels 14g39 Security features . 14g39.1 Supported security features 14g39.2 Security architecture . 14g39.3 Security environment . 14g39.4 PIN definitions . 14g39.5 PIN and key reference relation ship

22、 . 14g39.6 User verification and file access conditions . 14g310 Structure of commands and responses . 15g310.1 Command APDU structure. 15g310.1.1 Coding of Class Byte 15g310.1.2 Coding of Instruction Byte . 15g310.1.3 Coding of parameter bytes 16g310.1.4 Coding of Lc byte . 16g310.1.5 Coding of dat

23、a part . 16g310.1.6 Coding of Le byte . 16g310.2 Response APDU structure 16g310.2.1 Status conditions returned by the UICC . 16g310.2.1.1 Normal processing 16g310.2.1.2 Postponed processing 16g310.2.1.3 Warnings . 16g310.2.1.4 Execution errors 16g310.2.1.5 Checking errors . 16g310.2.1.5.1 Functions

24、in CLA not supported . 16g310.2.1.5.2 Command not allowed . 16g310.2.1.5.3 Wrong parameters . 16g310.2.1.6 Application errors . 17g310.2.2 Status words of the commands . 17g310.3 Logical channels . 18g311 Commands 18g311.1 Generic commands . 18g311.1.1 SELECT 18g311.1.1.1 Functional description . 18

25、g311.1.1.2 Command parameters and data . 18g311.1.1.3 Response Data . 18g311.1.1.4 File control parameters 18g311.1.1.4.1 File size 18g311.1.1.4.2 Total file size . 18g311.1.1.4.3 File Descriptor . 18g311.1.1.4.4 File identifier . 18g311.1.1.4.5 DF name 18g311.1.1.4.6 Proprietary information . 18g3S

26、ecurity attributes 19g311.1.1.4.8 Short file identifier 19g311.1.1.4.9 Life cycle status integer . 19g311.1.1.4.10 PIN status template DO . 19g311.1.2 STATUS . 19g311.1.3 READ BINARY . 19g311.1.4 UPDATE BINARY 19g311.1.5 READ RECORD 19g311.1.6 UPDATE RECORD . 19g311.1.7 SEARCH RECORD . 19g311.1.8 IN

27、CREASE . 19g3ETSI ETSI TS 131 101 V13.1.0 (2016-01)53GPP TS 31.101 version 13.1.0 Release 1311.1.9 VERIFY PIN 19g311.1.10 CHANGE PIN 20g311.1.11 DISABLE PIN 20g311.1.12 ENABLE PIN . 20g311.1.13 UNBLOCK PIN 20g311.1.14 DEACTIVATE FILE 20g311.1.15 ACTIVATE FILE . 20g311.1.16 AUTHENTICATE 20g311.1.17 M

28、ANAGE CHANNEL . 20g311.1.18 GET CHALLENGE 20g311.1.19 TERMINAL CAPABILITY . 20g311.1.20 MANAGE SECURE CHANNEL . 20g311.1.21 TRANSACT DATA . 20g311.2 CAT commands 21g311.3 Data Oriented commands . 21g312 Transmission oriented commands 21g313 Application independent files . 21g314 Application independ

29、ent protocol 21g314.1 Application independent protocol 21g314.2 CAT commands 21g315 Support of APDU-based UICC applications over USB . 21g3Annex A (normative): UCS2 coding of Alpha fields for files residing on the UICC 22g3Annex B (informative): Main states of a UICC . 23g3Annex C (informative): APD

30、U protocol transmission examples 24g3Annex D (informative): ATR examples 25g3Annex E (informative): Security attributes mechanisms and examples 26g3Annex F (informative): Example of contents of EFARR2F06 27g3Annex G (informative): Access Rules Referencing (ARR) 27g3Annex H (normative): List of SFI V

31、alues . 28g3Annex I (informative): Resets and modes of operation . 29g3Annex J (informative): Example of the use of PINs . 30g3Annex K (informative): Examples of the PIN state transition on multi verification capable UICC . 31g3Annex L (informative): Examples of SET DATA and RETRIEVE DATA usage 32g3

32、Annex M (informative): Examples of ODD AUTHENTICATE instruction code usage 33g3Annex N (informative): Change history . 34g3History 35g3ETSI ETSI TS 131 101 V13.1.0 (2016-01)63GPP TS 31.101 version 13.1.0 Release 13Foreword This Technical Specification (TS) has been produced by the 3rdGeneration Part

33、nership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an inc

34、rease in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhanceme

35、nts, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction The present document defines a generic Terminal/Integrated Circuit Card (ICC) interface for 3GPP applications. The present document is based on ETSI TS 10

36、2 221 1, which defines a generic platform for any IC card application. The functionality provided by this platform may be operated either over the electrical interface specified in ETSI TS 102 221 1, or by transporting APDUs over the Inter-Chip USB Terminal/ICC interface specified in ETSI TS 102 600

37、 7. Requirements that are common to all 3GPP smart card based applications are also listed in this specification. The aim of the present document is to ensure interoperability between an ICC and a terminal independently of the respective manufacturer, card issuer or operator. The present document do

38、es not define any aspects related to the administrative management phase of the ICC. Any internal technical realisation of either the ICC or the terminal is only specified where these are reflected over the interface. Application specific details for applications residing on an ICC are specified in

39、the respective application specific documents. ETSI ETSI TS 131 101 V13.1.0 (2016-01)73GPP TS 31.101 version 13.1.0 Release 131 Scope The present document specifies the interface between the UICC and the Terminal for 3G telecom network operation. The present document specifies: - the requirements fo

40、r the physical characteristics of the UICC; - the electrical interface between the UICC and the Terminal; - the initial communication establishment and the transport protocols; - the model which serves as a basis for the logical structure of the UICC; - the communication commands and the procedures;

41、 - the application independent files and protocols. The administrative procedures and initial card management are not part of the present document. For the avoidance of doubt, references to clauses of ETSI TS 102 221 1 include all the subclauses of that clause, unless specifically mentioned. The tar

42、get specification ETSI TS 102 221 1 contains material that is outside of the scope of 3GPP requirements and the present document indicates which parts are in the scope and which are not. A 3GPP ME may support functionality that is not required by 3GPP, but the requirements to do so are outside of th

43、e scope of 3GPP. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific refe

44、rence, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document.

45、 1 ETSI TS 102 221 V13.0.0: “Smart Cards; UICC-Terminal interface; Physical and logical characteristics “. 2 3GPP TS 31.102: “Characteristics of the USIM Application“. 3 ETSI TS 101 220: “Smart cards; ETSI numbering system for telecommunication application providers“. 4 Void. 5 ITU-T Recommendation

46、T.50: “International Reference Alphabet (IRA) (Formerly International Alphabet No. 5 or IA5) - Information technology - 7-bit coded character set for information interchange“. 6 3GPP TS 24.008: “Mobile Radio Interface Layer 3 specification; Core Network Protocols; Stage 3“. 7 ETSI TS 102 600 V7.6.0:

47、 “Smart cards; UICC-Terminal interface; Characteristics of the USB interface“. ETSI ETSI TS 131 101 V13.1.0 (2016-01)83GPP TS 31.101 version 13.1.0 Release 138 3GPP TS 31.111: “USIM Application Toolkit (USAT)“. 3 Definitions, symbols, abbreviations and coding All definitions, symbols, abbreviations

48、applicable to the terminal are specified in ETSI TS 102 221 1 and ETSI TS 102 600 7. The coding of Data Objects in the present document is according to ETSI TS 102 221 1. XX: Single quotes indicate hexadecimal values. Valid elements for hexadecimal values are the numbers 0 to 9 and A to F. Within th

49、e context of the present document, the term “terminal“ used in ETSI TS 102 221 1 refers to the Mobile Equipment (ME). Within the context of the present document, the term “NAA“ used in ETSI TS 102 221 1 refers to the (U)SIM or the ISIM. 4 General 3GPP platform requirements 4.1 GSM/USIM application interaction and restrictions Activation of a USIM session excludes the activation of a GSM session. In particular, this implies that once a USIM application session has been activated, commands sent to the UICC with CLAss byte