ETSI TS 131 104-2016 Universal Mobile Telecommunications System (UMTS) LTE Characteristics of the Hosting Party Subscription Identity Module (HPSIM) application (V13 0 0 3GPP TS 31.pdf

1、 ETSI TS 1Universal Mobile TelCharactParty Subscription Id(3GPP TS 31.1TECHNICAL SPECIFICATION131 104 V13.0.0 (2016elecommunications System (LTE; cteristics of the Hosting Identity Module (HPSIM) app.104 version 13.0.0 Release 1316-02) (UMTS); pplication 13) ETSI ETSI TS 131 104 V13.0.0 (2016-02)13G

2、PP TS 31.104 version 13.0.0 Release 13Reference RTS/TSGC-0631104vd00 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de

3、 Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modifie

4、d without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. User

5、s of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comme

6、nt to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. Th

7、e content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are T

8、rade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 131 104 V13.0.0 (2016

9、-02)23GPP TS 31.104 version 13.0.0 Release 13Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be fou

10、nd in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Po

11、licy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Te

12、chnical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding E

13、TSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to

14、 be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 131 104 V13.0.0 (2016-02)33GPP TS 31.104 version 13.0.0 Release 13Conten

15、ts Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 5g3Introduction 5g31 Scope 6g32 References 6g33 Definitions, symbols and abbreviations . 7g33.1 Definitions 7g33.2 Symbols 7g33.3 Abbreviations . 7g33.4 Coding Conventions . 8g34 Files 8g34.0 Overview 8g34.1 Conte

16、nts of the Efs at the MF level 8g34.2 Contents of files at the HPSIM ADF (Application DF) level . 8g34.2.0 HPSIM ADF overview and card issuer-reserved file identifiers 8g34.2.1 EFARR(Access Rule Reference) 9g34.2.2 EFIMSI(IMSI) 9g34.2.3 EFAD(Administrative Data) 9g34.3 HPSIM file structure 11g35 App

17、lication Protocol. 11g35.0 Overview of HPSIM selection and HPSIM-related procedures . 11g35.1 HPSIM management procedures 11g35.1.1 Initialisation 11g35.1.1.1 HPSIM application selection . 11g35.1.1.2 HPSIM initialisation 11g35.1.2 HPSIM Session termination 12g35.1.3 HPSIM application closure . 12g3

18、5.1.4 UICC presence detection 12g35.2 HPSIM security related procedures 12g35.2.1 Authentication procedure 12g35.2.2 IMSI request . 12g35.3 Subscription related procedures . 13g35.3.1 Location Information acquisition procedures . 13g36 Security features . 13g36.0 Generic security 13g36.1 User verifi

19、cation and file access conditions . 13g37 HPSIM commands . 14g37.0 Generic commands . 14g37.1 AUTHENTICATE . 14g37.1.1 Command description . 14g37.1.2 Command parameters and data . 15g37.1.3 Status Conditions Returned by the HPSIM . 16g37.1.3.0 Status Condition structure . 16g37.1.3.1 Security manag

20、ement 16g37.1.3.2 Status Words of the Commands 17g38 HPSIM remote management 17g38.1 General functionality 17g38.2 Remote application and file management 18g3ETSI ETSI TS 131 104 V13.0.0 (2016-02)43GPP TS 31.104 version 13.0.0 Release 138.3 Bearer Independent Protocol 18g38.4 Proactive Polling 18g38

21、.5 Polling a remote server . 18g3Annex A (informative): EF changes via remote management or USAT application . 19g3Annex B (informative): Suggested content of the Efs at pre-personalization . 20g3Annex C (informative): List of SFI values 21g3C.1 List of SFI Values at the HPSIM ADF Level. 21g3Annex D

22、 (informative): Change history . 22g3History 23g3ETSI ETSI TS 131 104 V13.0.0 (2016-02)53GPP TS 31.104 version 13.0.0 Release 13Foreword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work

23、 within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to

24、TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. Y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. Z the third digit is incremented when editorial only change

25、s have been incorporated in the document. Introduction The present document defines the Hosting Party Subscription Identity Module (HPSIM) application. This application resides on the UICC, an IC card specified in TS 31.101 3. In particular, TS 31.101 3 specifies the application independent properti

26、es of the UICC/terminal interface such as the physical characteristics and the logical structure. ETSI ETSI TS 131 104 V13.0.0 (2016-02)63GPP TS 31.104 version 13.0.0 Release 131 Scope The present document applies to a H(e)NB supporting the HPSIM for H(e)NB Hosting Party authentication. The present

27、document defines the HPSIM application, the UICC application residing in the Hosting Party Module for H(e)NB Hosting Party authentication and provisioning. The present document specifies - identification of the Hosting Party - security mechanism, e.g. authentication based on EAP-AKA method - support

28、 of information for the initial provisioning (e.g. O Security Architecture“. 6 ISO/IEC 7816-4: “Integrated circuit cards, Part 4: Organization, security and commands for interchange“. 7 3GPP TS 31.102: “Characteristics of the USIM application“. 8 3GPP TS 25.467: “UTRAN architecture for 3G Home NodeB

29、 (HNB)“. 9 IETF RFC 3629 (2003): “UTF-8, a transformation format of ISO 10646“. 10 ISO/IEC 8825-1 (2008): “Information technology ASN.1 encoding rules : Specification of Basic Encoding Rules (BER), Canonical Encoding Rules (CER) and Distinguished Encoding Rules (DER)“ 11 ETSI TS 101 220: “Smart Card

30、s; ETSI numbering system for telecommunication application providers“. 12 Void. 13 3GPP TS 33.401: “3GPP System Architecture Evolution (SAE); Security architecture“. ETSI ETSI TS 131 104 V13.0.0 (2016-02)73GPP TS 31.104 version 13.0.0 Release 1314 3GPP TS 32.583: “Telecommunications management; Home

31、 Node B (HNB) Operations, Administration, Maintenance and Provisioning (OAM Procedure flows for Type 1 interface HNB to HNB Management System (HMS)“. 15 3GPP TS 32.593: “Telecommunications management; Home Node B (HeNB) Operations, Administration, Maintenance and Provisioning (OAM Procedure flows fo

32、r Type 1 interface HeNB to HeNB Management System (HeMS)“. 16 Void. 17 3GPP TS 36.413, “S1 Application Protocol“. 18 3GPP TS 31.115: “Secured packet structure for (U)SIM Toolkit applications“ 19 3GPP TS 31.116: “Remote APDU structure for (U)SIM Toolkit applications“ 20 3GPP TS 31.111: “USIM applicat

33、ion toolkit“ 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR 21.905 1, TS 22.220 4 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, i

34、n TR 21.905 1 and TS 22.220 4. HPSIM: UICC application residing on the Hosting Party Module, providing necessary mechanism for H(e)NB Hosting Party authentication and provisioning. 3.2 Symbols For the purposes of the present document, the following symbols apply: | Concatenation Exclusive or f1 Mess

35、age authentication function used to compute MAC f1* A message authentication code (MAC) function with the property that no valuable information can be inferred from the function values of f1* about those of f1, . , f5 and vice versa f2 Message authentication function used to compute RES and XRES f3

36、Key generating function used to compute CK f4 Key generating function used to compute IK f5 Key generating function used to compute AK 3.3 Abbreviations For the purposes of the present document, the abbreviations given in TR 21.905 1 and the following apply. An abbreviation defined in the present do

37、cument takes precedence over the definition of the same abbreviation, if any, in TR 21.905 1. FQDN Fully Qualified Domain Name HeMS Home eNodeB Management System HeNB Home evolved NodeB ETSI ETSI TS 131 104 V13.0.0 (2016-02)83GPP TS 31.104 version 13.0.0 Release 13HeNB-GW HeNB Gateway HMS HNB Manage

38、ment System HNB Home NodeB HNB-GW Home NodeB Gateway HPSIM Hosting Party Subscription Identity Module. H(e)MS HMS or HeMS H(e)NB HNB or HeNB H(e)NB-GW HNB-GW or HeNB-GW K Long-term secret Key shared between the HPSIM and the AuC MME Mobility Management Entity 3.4 Coding Conventions The following cod

39、ing conventions apply to the present document. All lengths are presented in bytes, unless otherwise stated. Each byte is represented by bits b8 to b1, where b8 is the most significant bit (MSB) and b1 is the least significant bit (LSB). In each representation, the leftmost bit is the MSB. The coding

40、 of Data Objects in the present document is according to TS 31.101 3. XX: Single quotes indicate hexadecimal values. Valid elements for hexadecimal values are the numbers 0 to 9 and A to F. 4 Files 4.0 Overview Section 4 of the present document specifies the Efs for the H(e)NB session defining acces

41、s conditions, data items and coding. A data item is a part of an EF which represents a complete logical entity. 4.1 Contents of the Efs at the MF level There are four Efs at the Master File (MF) level. These Efs are specified in TS 31.101 3. 4.2 Contents of files at the HPSIM ADF (Application DF) le

42、vel 4.2.0 HPSIM ADF overview and card issuer-reserved file identifiers The Efs in the HPSIM ADF contain service and network related information and are required for H(e)NB to operate in a 3GPP environment. The File Ids 6F1X (for Efs), 5F1X and 5F2X (for DFs) with X ranging from 0 to F are reserved u

43、nder the HPSIM ADF for administrative use by the card issuer. ETSI ETSI TS 131 104 V13.0.0 (2016-02)93GPP TS 31.104 version 13.0.0 Release 134.2.1 EFARR(Access Rule Reference) This EF contains the access rules for files located under the HPSIM ADF in the UICC. If the security attribute tag 8B is ind

44、icated in the FCP it contains a reference to a record in this file. Structure of EFARRat ADF-level Identifier: 6F06 Structure: Linear fixed Mandatory SFI: 06 Record Length: X bytes Update activity: low Access Conditions: READ ALW UPDATE ADM DEACTIVATE ADM ACTIVATE ADM Bytes Description M/O Length 1

45、to X Access Rule TLV data objects M X bytes This EF contains one or more records containing access rule information according to the reference to expanded format as defined in ISO/IEC 7816-4 6. Each record represents an access rule. Unused bytes in the record are set to FF. If the card cannot access

46、 EFARR, any attempt to access a file with access rules indicated in this EFARRshall not be granted. 4.2.2 EFIMSI(IMSI) This EF contains the International Mobile Subscriber Identity (IMSI). An HPSIM shall be provisioned with an IMSI value as defined in TS 33.320 2. Identifier: 6F07 Structure: transpa

47、rent Mandatory SFI: 07 File size: 9 bytes Update activity: low Access Conditions: READ PIN UPDATE ADM DEACTIVATE ADM ACTIVATE ADM Bytes Description M/O Length 1 Length of IMSI M 1 byte 2 to 9 IMSI M 8 bytes For the content and coding, refer to TS 31.102 7. 4.2.3 EFAD(Administrative Data) This EF con

48、tains information concerning the mode of operation according to the type of HPSIM, such as normal (to be used by Hosting Party for H(e)NB operation), type approval (to allow specific use of the H(e)NB during type approval procedures of e.g. the network equipment), manufacturer specific (to allow the

49、 H(e)NB manufacturer to perform specific proprietary auto-test in its H(e)NB during e.g. maintenance phases). It also provides an indication of whether some H(e)NB features should be activated during normal operation. ETSI ETSI TS 131 104 V13.0.0 (2016-02)103GPP TS 31.104 version 13.0.0 Release 13Identifier: 6FAD Structure: transparent Mandatory SFI: 03 File size: 4+X bytes Update activity: low Access Conditions: READ ALW UPDATE ADM DEACTIVATE ADM ACTIVATE ADM Bytes Descri