ETSI TS 132 581-2017 Universal Mobile Telecommunications System (UMTS) LTE Telecommunication management Home Node B (HNB) Operations Administration Maintenance and Provisioning (OA.pdf

1、 ETSI TS 132 581 V14.0.0 (2017-04) Universal Mobile Telecommunications System (UMTS); LTE; Telecommunication management; Home Node B (HNB) Operations, Administration, Maintenance and Provisioning (OAM Concepts and requirements for Type 1 interface HNB to HNB Management System (HMS) (3GPP TS 32.581 v

2、ersion 14.0.0 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 132 581 V14.0.0 (2017-04)13GPP TS 32.581 version 14.0.0 Release 14Reference RTS/TSGS-0532581ve00 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N

3、 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The c

4、ontent of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable D

5、ocument Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi

6、.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or me

7、chanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunicati

8、ons Standards Institute 2017. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is

9、protected for the benefit of its Members GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 132 581 V14.0.0 (2017-04)23GPP TS 32.581 version 14.0.0 Release 14Intellectual Property Rights IPRs essential or potentially essential to the present document may h

10、ave been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI stan

11、dards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not r

12、eferenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical spe

13、cifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. M

14、odal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ ar

15、e NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 132 581 V14.0.0 (2017-04)33GPP TS 32.581 version 14.0.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 4g3Introduction 4g31 Scope 5g32 References 5g33 Definiti

16、ons and abbreviations . 5g33.1 Definitions 5g33.2 Abbreviations . 6g34 Concepts and background 6g35 Business level requirements . 6g35.1 Requirements 6g35.1.1 Configuration Management 6g35.1.2 Performance Management 7g35.1.3 Fault Management 7g35.1.4 Security Management . 7g35.2 Actor roles 7g35.3 T

17、elecommunications resources 7g35.4 High level use cases . 7g36 Specification level requirements 7g36.1 Requirements 7g36.1.1 Configuration Management 7g36.1.2 Performance Management 8g36.1.3 Fault Management 9g36.1.4 Security Management . 10g36.2 Actor roles 10g36.3 Telecommunications resources 10g3

18、6.4 Use cases 10g3Annex A (informative): Change history . 11g3History 12g3ETSI ETSI TS 132 581 V14.0.0 (2017-04)43GPP TS 32.581 version 14.0.0 Release 14Foreword This Technical Specification has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are s

19、ubject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the fir

20、st digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented w

21、hen editorial only changes have been incorporated in the document. Introduction The present document is part of a TS-family covering the 3rdGeneration Partnership Project Technical Specification Group Services and System Aspects, Telecommunication Management; as identified below: 3GPP TS 32.581: “Te

22、lecommunications management; Home Node B (HNB) Operations, Administration, Maintenance and Provisioning (OAM Concepts and requirements for Type 1 interface HNB to HNB Management System (HMS)“. 3GPP TS 32.582: “Telecommunications management; Home Node B (HNB) Operations, Administration, Maintenance a

23、nd Provisioning (OAM Information model for Type 1 interface HNB to HNB Management System (HMS)“. 3GPP TS 32.583: “Telecommunications management; Home Node B (HNB) Operations, Administration, Maintenance and Provisioning (OAM Procedure flows for Type 1 interface HNB to HNB Management System (HMS)“. 3

24、GPP TS 32.584: “Telecommunications management; Home Node B (HNB) Operations, Administration, Maintenance and Provisioning (OAM XML definitions for Type 1 interface HNB to HNB Management System (HMS)“. ETSI ETSI TS 132 581 V14.0.0 (2017-04)53GPP TS 32.581 version 14.0.0 Release 141 Scope The present

25、document describes the concepts and requirements of OAM for Home NodeB (HNB). The requirements captured in this document shall be met via Type 1 interface between HNB and HMS. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the

26、present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GP

27、P document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. 1 3GPP TR 32.821: “Study of Self-Organizing Network (SON) related OAM for Home NodeB“. 2 3GPP TS 25.467: “UTRAN architecture for 3G Ho

28、me NodeB, stage 2“. 3 TR-069 Amendment 2, CPE WAN Management Protocol v1.1, Broadband Forum 4 TR-106 Amendment 2 Data Model template for TR-069-Enabled Devices v1.1, Broadband Forum. 5 TR-196 FAP Access Point Service Data Model v1.00, Broadband Forum. 6 3GPP TS 32.435: “Performance Measurement, eXte

29、nsible Markup Language (XML) file format definition“. 7 3GPP TS 32.111-2: “Telecommunication management; Fault Management; Alarm Integration Reference Point (IRP): Information Service (IS) “. 8 3GPP TS 32.101: “Telecommunication management; Principles and high level requirements“. 9 3GPP TS 32.102:

30、“Telecommunication management; Architecture“. 10 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“. 11 3GPP TS 22.220: “Service requirements for Home Node B (HNB) and Home eNode B (HeNB)“. 12 3GPP TS 33.320: “Security of Home Node B (HNB) / Home evolved Node B (HeNB)“. 3 Definitions and abbreviat

31、ions For the purposes of the present document, the terms and definitions given in TS 32.101 8, TS 32.102 9 and TS 21.905 10 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TS 32.101 8, TS 32.102 9 and TS 21.905 10, in

32、that order. 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR 21.905 10 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 10. ETSI ETSI TS 132 581 V14.0.0 (2017-04)

33、63GPP TS 32.581 version 14.0.0 Release 143.2 Abbreviations For the purposes of the present document, the following abbreviations apply: HMS Home NodeB Management System HNB Home NodeB 4 Concepts and background Home NodeB has the following characteristics: - The quantity of Home NodeBs is likely to b

34、e large - There may be many Home NodeB vendors - Home NodeB may be purchased easily by end users in market - The location of Home NodeB could be in a private residence which may not be accessible for frequent on-site maintenance Based on the above characteristics, this specification defines the func

35、tionalities needed for the management of Home NodeB over a Type 1 interface. 5 Business level requirements 5.1 Requirements REQ-OAMP-CON-001 The HNB shall be able to be managed in all management domain aspects defined below as Configuration management, Security management, Performance management and

36、 Fault management, without the use of vendor-specific or operator-specific extension capability. 5.1.1 Configuration Management REQ-OAMP_CM-CON-001 The HNB shall be able to automatically, i.e. without human operator on-line interaction or attention, configure itself to be ready for service when powe

37、red up and connected to HMS. REQ-OAMP_CM-CON-002 The HNB shall be able to automatically, i.e. without human operator on-line interaction or attention, configure itself to be in service when powered up and connected to HMS. REQ-OAMP_CM-CON-003 The HNB shall be able to automatically, i.e. without huma

38、n operator on-line interaction or attention, upgrade its software/firmware and configuration. REQ-OAMP_CM-CON-004 The HNB auto-configuration shall be done in such way that the performance of the surrounding macro cells is not adversely affected. REQ-OAMP_CM-CON-005 The HNB auto-configuration functio

39、n should be adaptive to react to change in the network and changes in the radio environment. REQ-OAMP_CM-CON-006 The operator shall be able to remotely reboot the HNB. REQ-OAMP_CM-CON-007 The operator shall be able to remotely start/stop the radio transmission of the HNB. REQ-OAMP_CM-CON-008 In case

40、 IPsec is used, the system should be engineered to ensure that the HNB IP address changes as minimally as possible. REQ-OAMP_CM-CON-009 The operator shall be able to remotely reconfigure the HNB to adapt to changes in the radio environment. REQ-OAMP_CM-CON-010 The HNB should allow configuration of t

41、he IPsec or non-IPsec usage option based on the operators policy TS 33.320 12. ETSI ETSI TS 132 581 V14.0.0 (2017-04)73GPP TS 32.581 version 14.0.0 Release 145.1.2 Performance Management REQ-OAMP_PM-CON-001 The HNB may have the capability to collect its performance related data. REQ-OAMP_PM-CON-002

42、The HNB shall send performance data based on operator configured policy. REQ-OAMP_PM-CON-003 Operator shall be able to retrieve performance data file from the HNB. 5.1.3 Fault Management REQ-OAMP_FM-CON-001 The HNB shall support Fault Management to enable the operator to monitor and manage the HNB.

43、REQ-OAMP_FM-CON-002 The HNB shall provide alarm related information only on demand by the operator or based on operator configured policy. 5.1.4 Security Management REQ-OAMP_SM-CON-001 The HNB shall have the capability to protect itself against Denial of Service attack over the Type 1 interface. 5.2

44、 Actor roles Not defined in this version. 5.3 Telecommunications resources Not defined in this version. 5.4 High level use cases Not defined in this version. 6 Specification level requirements 6.1 Requirements 6.1.1 Configuration Management The requirements for configuration management are as follow

45、s: REQ-OAMP_CM-FUN-001 The HNB configuration shall be administered by the HMS utilising the TR-069 CWMP Protocol, reference 3. REQ-OAMP_CM-FUN-002 The HNB Information Model used by the HMS for Configuration Management shall be based on the following: a. Broadband Forum TR-106 Amendment 2 Data Model

46、4 b. FAP Access Point Service Data Model 5 REQ-OAMP_CM-FUN-003 HMS shall be able to reboot the HNB. REQ-OAMP_CM-FUN-004 HMS shall have remote access to the HNB to start/stop the radio transmission. ETSI ETSI TS 132 581 V14.0.0 (2017-04)83GPP TS 32.581 version 14.0.0 Release 14REQ-OAMP_CM-FUN-005 HMS

47、 shall have remote access to the HNB to start/stop the radio transmission on the frequencies specified by HMS. REQ-OAMP_CM-FUN-006 HMS shall maintain the configuration data of the HNB. REQ-OAMP_CM-FUN-007 When the HNB is initially powered up and connected to the HMS, HMS shall send the initially nee

48、ded configuration data to the HNB. REQ-OAMP_CM-FUN-008 If the inner IPsec tunnel IP address of the HNB changes and HNB is connected to HMS via IPsec Tunnel then the HNB shall notify the HMS using TR-069. REQ-OAMP_CM-FUN-009 The HMS shall specify which parameters it needs to be notified of when the H

49、NB changes their values through auto-configuration. The HNB shall notify the HMS of changes in the values of any such auto-configured parameters. REQ-OAMP_CM-FUN-010 The HNB shall inform the HMS of its ability to auto-configure parameters or groups of parameters that are relevant to the HMS. REQ-OAMP_CM-FUN-011 HMS shall be able to specify a value, or a valid range of values, for any parameter that is auto-configurable by the HNB. REQ-OAMP_CM-FUN-012 Configuration management capability for the HNB shall be supported by means o