ETSI TS 133 108-2016 Universal Mobile Telecommunications System (UMTS) LTE 3G security Handover interface for Lawful Interception (LI) (V13 3 0 3GPP TS 33 108 version 13 3 0 Releas.pdf

1、 ETSI TS 13Universal Mobile TelHandover interfa(3GPP TS 33.10TECHNICAL SPECIFICATION133 108 V12.11.0 (201elecommunications System (LTE; 3G security; r ace for Lawful Interception (.108 version 12.11.0 Release 1016-01) (UMTS); n (LI) 12) ETSI ETSI TS 133 108 V12.11.0 (2016-01)13GPP TS 33.108 version

2、12.11.0 Release 12Reference RTS/TSGS-0333108vcb0 Keywords LTE,SECURITY,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06

3、) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without t

4、he prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the pr

5、esent document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one o

6、f the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content o

7、f the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks

8、of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 133 108 V12.11.0 (2016-01)23GPP

9、TS 33.108 version 12.11.0 Release 12Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETS

10、I SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no

11、investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical S

12、pecification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliv

13、erables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be inter

14、preted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 133 108 V12.11.0 (2016-01)33GPP TS 33.108 version 12.11.0 Release 12Contents Inte

15、llectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 11g3Introduction 11g31 Scope 12g32 References 12g33 Definitions and abbreviations . 16g33.1 Definitions 16g33.2 Abbreviations . 18g34 General . 20g34.0 Introduction 20g34.1 Basic principles for the handover interface 20g

16、34.2 Legal requirements . 20g34.3 Functional requirements . 20g34.4 Overview of handover interface . 20g34.4.0 Introduction. 20g34.4.1 Handover interface port 2 (HI2) . 21g34.4.2 Handover interface port 3 (HI3) . 22g34.5 HI2: Interface port for intercept related information 22g34.5.0 General 22g34.5

17、.1 Data transmission protocols 23g34.5.2 Application for IRI (HI2 information) 23g34.5.3 Types of IRI records . 23g34.6 Reliability . 24g35 Circuit-switch domain 24g35.0 General . 24g35.1 Specific identifiers for LI . 24g35.1.0 Introduction. 24g35.1.1 Lawful Interception IDentifier (LIID) 24g35.1.2

18、Communication IDentifier (CID) . 25g35.1.2.0 General 25g35.1.2.1 Network Identifier (NID) 25g35.1.2.2 Communication Identity Number (CIN) optional 25g35.1.3 CC link identifier (CCLID) . 26g35.1.4 Correlation of CC and IRI 26g35.1.5 Usage of Identifiers . 26g35.2 HI2: interface port for IRI 27g35.2.1

19、 Definition of Intercept Related Information . 27g35.2.2 Structure of IRI records 27g35.2.2.0 General 27g35.2.2.1 Control Information for HI2 28g35.2.2.2 Basic call information . 28g35.2.2.3 Information on supplementary services, related to a call in progress 29g35.2.2.4 Information on non-call rela

20、ted supplementary services . 29g35.2.3 Delivery of IRI 29g35.3 HI3: interface port for Content of Communication 31g35.3.0 General 31g35.3.1 Delivery of Content of Communication 31g35.3.2 Control information for Content of Communication 32g35.3.3 Security requirements at the interface port of HI3 33g

21、3ETSI ETSI TS 133 108 V12.11.0 (2016-01)43GPP TS 33.108 version 12.11.0 Release 125.3.3.0 General 33g35.3.3.1 LI access verification 33g35.3.3.2 Access protection 34g35.3.3.3 Authentication . 34g35.4 LI procedures for supplementary services 34g35.4.1 General 34g35.4.2 CC link Impact 37g35.4.3 IRI Im

22、pact, General Principle for Sending IRI records 37g35.4.4 Multi party calls general principles, options A, B . 37g35.4.4.0 General 37g35.4.4.1 CC links for active and non-active calls (option A) 37g35.4.4.2 Reuse of CC links for active calls (option B) 38g35.4.5 Subscriber Controlled Input (SCI): Ac

23、tivation / Deactivation / Interrogation of Services . 39g35.5 Detailed procedures for supplementary services 39g35.5.1 Advice of Charge services (AOC) 39g35.5.2 Call Waiting (CW) 39g35.5.2.1 Call Waiting at target: CC links 39g35.5.2.2 Call Waiting: IRI records 39g35.5.2.2.1 Target is served user 39

24、g35.5.2.2.2 Other party is served user 39g35.5.3 Call Hold/Retrieve 39g35.5.3.1 CC links for active and non-active calls (option A) 39g35.5.3.2 Reuse of CC links for active calls (option B) 39g35.5.3.3 IRI records. 40g35.5.3.3.1 Invocation of Call Hold or Retrieve by target . 40g35.5.3.3.2 Invocatio

25、n of Call Hold or Retrieve by other parties . 40g35.5.4 Explicit Call Transfer (ECT) 40g35.5.4.1 Explicit Call Transfer, CC link . 40g35.5.4.2 Explicit Call Transfer, IRI records 40g35.5.5 Calling Line Identification Presentation (CLIP) (IRI Records) 40g35.5.5.1 Call originated by target (target is

26、served user) . 40g35.5.5.2 Call terminated at target (other party is served user) 40g35.5.6 Calling Line Identification Restriction (CLIR) . 40g35.5.7 COnnected Line identification Presentation (COLP) . 41g35.5.7.1 Call terminated at target (target is served user) . 41g35.5.7.2 Call originated by ta

27、rget (other party is served user) 41g35.5.8 COnnected Line identification Restriction (COLR) . 41g35.5.9 Closed User Group (CUG) . 41g35.5.10 Completion of Call to Busy Subscriber (CCBS) 41g35.5.11 Multi ParTY call (MPTY) 41g35.5.11.1 General 41g35.5.11.2 IRI records. 41g35.5.12 DIVersion Services (

28、DIV) 41g35.5.12.0 General 41g35.5.12.1 Call Diversion by Target . 42g35.5.12.1.1 Call Diversion by Target, CC links . 42g35.5.12.1.2 Call Diversion by Target, IRI records . 42g35.5.12.2 Forwarded Call Terminated at Target . 42g35.5.12.3 Call from Target Forwarded 42g35.5.13 Variants of call diversio

29、n services 42g35.5.14 SUBaddressing (SUB) 43g35.5.15 User-to-User Signalling (UUS). 43g35.5.16 Incoming Call Barring (ICB) 43g35.5.17 Outgoing Call Barring (OCB) . 43g35.5.18 Tones, Announcements . 43g35.6 Functional architecture . 43g36 Packet data domain . 44g36.1 Identifiers . 44g36.1.0 Introduct

30、ion. 44g36.1.1 Lawful interception identifier . 45g36.1.2 Network identifier . 45g3ETSI ETSI TS 133 108 V12.11.0 (2016-01)53GPP TS 33.108 version 12.11.0 Release 126.1.3 Correlation number . 45g36.2 Timing and quality . 45g36.2.1 Timing 45g36.2.2 Quality 46g36.2.3 Void 46g36.3 Security aspects 46g36

31、.4 Quantitative aspects 46g36.5 IRI for packet domain . 46g36.5.0 Introduction. 46g36.5.1 Events and information . 49g36.5.1.0 General 49g36.5.1.1 REPORT record information 50g36.5.1.2 BEGIN record information . 55g36.5.1.3 CONTINUE record information . 57g36.5.1.4 END record information . 59g36.6 I

32、RI reporting for packet domain at GGSN . 60g36.7 Content of communication interception for packet domain at GGSN 60g37 Multi-media domain . 61g37.0 Introduction 61g37.1 Identifiers . 62g37.1.0 General 62g37.1.1 Lawful Interception Identifier(LIID) 62g37.1.2 Network identifier . 63g37.1.3 Correlation

33、 number. 63g37.2 Timing and quality . 64g37.2.1 Timing 64g37.2.2 Quality 64g37.2.3 Void 64g37.3 Security aspects 64g37.4 Quantitative aspects 64g37.5 IRI for IMS . 65g37.5.0 Introduction. 65g37.5.1 Events and information . 67g37.6 Correlation indications of IMS IRI with GSN CC at the LEMF 69g38 3GPP

34、 WLAN Interworking 70g38.0 General . 70g38.1 Identifiers . 70g38.1.1 Overview 70g38.1.2 Lawful interception identifier . 70g38.1.3 Network identifier . 70g38.1.4 Correlation number. 70g38.2 Timing and quality . 71g38.2.1 Timing 71g38.2.2 Quality 71g38.2.3 Void 71g38.3 Security aspects 71g38.4 Quanti

35、tative aspects 71g38.5 IRI for I-WLAN . 72g38.5.0 Introduction. 72g38.5.1 Events and information . 74g38.5.1.1 Overview . 74g38.5.1.2 REPORT record information 74g38.5.1.3 BEGIN record information . 79g38.5.1.4 END record information . 81g38.6 CC for I-WLAN . 82g39 Interception of Multimedia Broadca

36、st/MultiCast Service (MBMS) 83g39.1 Identifiers . 83g39.1.1 Overview 83g39.1.2 Lawful interception identifier . 83g39.1.3 Network identifier . 83g3ETSI ETSI TS 133 108 V12.11.0 (2016-01)63GPP TS 33.108 version 12.11.0 Release 129.1.4 Correlation number . 83g39.2 Timing and quality . 84g39.2.1 Timing

37、 84g39.2.2 Quality 84g39.2.3 Void 84g39.3 Security aspects 84g39.4 Quantitative aspects 84g39.5 IRI for MBMS 85g39.5.0 General 85g39.5.1 Events and information . 87g39.5.1.1 Overview . 87g39.5.1.2 REPORT record information 87g39.5.1.3 BEGIN record information . 88g39.5.1.4 END record information . 8

38、9g39.6 CC for MBMS 90g310 Evolved Packet System 91g310.0 Introduction 91g310.1 Identifiers . 91g310.1.0 Introduction. 91g310.1.1 Lawful interception identifier . 91g310.1.2 Network identifier . 92g310.1.3 Correlation number . 92g310.2 Timing and quality . 92g310.2.1 Timing 92g310.2.2 Quality 92g310.

39、2.3 Void 93g310.3 Security aspects 93g310.4 Quantitative aspects 93g310.5 IRI for evolved packet domain . 93g310.5.0 Introduction. 93g310.5.1 Events and information . 97g310.5.1.0 Introduction . 97g310.5.1.1 REPORT record information 97g310.5.1.2 BEGIN record information . 106g310.5.1.3 CONTINUE rec

40、ord information . 109g310.5.1.4 END record information . 112g310.6 IRI reporting for evolved packet domain at PDN-GW . 115g310.7 Content of communication interception for evolved packet domain at PDN-GW . 115g311 3GPP IMS Conference Services . 116g311.1 Identifiers . 116g311.1.1 Overview 116g311.1.2

41、 Lawful interception identifier . 116g311.1.3 Network identifier . 116g311.1.4 Correlation number . 117g311.2 Timing and quality . 117g311.2.1 Timing 117g311.2.2 Quality 117g311.2.3 Void 117g311.3 Security aspects 117g311.4 Quantitative aspects 117g311.5 IRI for IMS Conference Services . 118g311.5.0

42、 Introduction. 118g311.5.1 Events and information . 120g311.5.1.1 Overview . 120g311.5.1.2 BEGIN record information . 120g311.5.1.3 CONTINUE record information . 121g311.5.1.4 END record information . 124g311.5.1.5 REPORT record information 125g311.6 CC for IMS Conference Services . 127g312 3GPP IMS

43、-based VoIP Services 127g3ETSI ETSI TS 133 108 V12.11.0 (2016-01)73GPP TS 33.108 version 12.11.0 Release 1212.1 Identifiers . 127g312.1.1 Overview 127g312.1.2 Lawful Interception Identifier . 127g312.1.3 Network Identifier. 128g312.1.4 Correlation Number 128g312.2 Timing and quality . 128g312.3 Secu

44、rity aspects 128g312.4 Quantitative aspects 128g312.5 IRI for IMS-based VoIP . 129g312.6 CC for IMS-based VoIP . 129g313 Interception of Proximity Services . 129g313.1 General . 129g313.1.1 Identifiers 129g313.1.1.1 Overview. 129g313.1.1.2 Lawful interception identifier 129g313.1.1.3 Network identif

45、ier . 129g313.1.2 Timing and quality 130g313.1.2.1 Timing . 130g313.1.2.2 Quality . 130g313.1.3 Security aspects 130g313.1.4 Quantitative aspects 130g313.2 ProSe Direct Discovery 130g313.2.1 General 130g313.2.2 Events and information . 132g313.2.2.1 Overview . 132g313.2.2.2 REPORT record information

46、 132g314 Invocation of Lawful Interception for Group Communications System Enablers (GCSE) . 133g314.1 Background 133g314.1.1 Interception at GCS AS versus other nodes 133g314.2 GCS AS in Intercepting Operator“s Network . 134g314.2.1 General 134g314.2.2 Identifiers 134g314.2.2.1 Overview. 134g314.2.

47、2.2 Lawful Interception Identifier . 134g314.2.2.3 Network Identifier . 134g314.2.2.3 Correlation Number 135g314.2.3 Timing and quality 135g314.2.3.1 Timing . 135g314.2.3.2 Quality . 135g314.2.4 Security Aspects . 135g314.2.4.1 General 135g314.2.5 Quantitative Aspects . 135g314.2.5.1 General 135g314

48、.2.6 IRI for GCSE based Communications 136g314.2.6.1 General 136g314.2.6.2 Events and Event Information . 138g314.2.6.2.1 Overview . 138g314.2.6.2.2 BEGIN record information 138g314.2.6.2.3 CONTINUE record information 140g314.2.6.2.4 END record information 142g314.2.7 CC for GCSE based Communication

49、s 143g314.2.7.1 General 143g314.3 GCS AS Outside Intercepting Operator Network 143g314.3.1 General 143g3Annex A (normative): HI2 delivery mechanisms and procedures . 144g3A.0 Introduction 144g3A.1 ROSE 144g3A.1.1 Architecture 144g3ETSI ETSI TS 133 108 V12.11.0 (2016-01)83GPP TS 33.108 version 12.11.0 Release 12A.1.2 ASE_HI procedures 145g3A.1.2.1 Sending part 145g3A.1.2.2 Receiving part . 146g3A.1.2.3 Data link management 146g3A.1.2.3.0 General 146g3A.1.2.3.1 Data link establishment . 146g3A.1.2.3.2 Data link release 147g3A.1.2.4 Handling of unrecognized fields and parame